-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKtIK27AwHiaDkC7ovaTBk7hBK2iGi6XC2VmuT5UlZzZEhvTGZYaxF2tkjwVGG2E HgJfqWEqdxpCGp15Y8ADcw== 0000758004-04-000112.txt : 20041215 0000758004-04-000112.hdr.sgml : 20041215 20041215141423 ACCESSION NUMBER: 0000758004-04-000112 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041214 FILED AS OF DATE: 20041215 DATE AS OF CHANGE: 20041215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MESSMAN JACK L CENTRAL INDEX KEY: 0001187708 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 041204307 BUSINESS ADDRESS: STREET 1: 8 CAMBRIDGE CENTER CITY: CAMBARIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6179148100 MAIL ADDRESS: STREET 1: 8 CAMBRIDGE CENTER CITY: CAMBRIDGE STATE: MA ZIP: 02142 4/A 1 mes303.xml X0202 4/A 2004-12-14 2004-12-14 0 0000758004 NOVELL INC NOVL 0001187708 MESSMAN JACK L 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 1 0 0 Chairman, President and CEO Stock Option to buy 6.6700 2004-12-14 4 A 0 387882 0 A 2012-12-14 Common Stock 387882 387882 D Stock Option to buy 6.6700 2004-12-14 4 A 0 387882 0 A 2012-12-14 Common Stock 387882 387882 D Stock Option to buy 6.6700 2004-12-14 4 A 0 775764 0 A 2005-12-14 2012-12-14 Common Stock 775764 775764 D 100% of the options vest on the day that the average reported closing price of Novell's Common Stock over the previous 30 consecutive trading days on the NASDAQ National Market has been greater than or equal to $7.67; provided that if such condition is satisfied prior to the first annual anniversary of the date of grant, the vesting date shall occur on such first annual anniversary. If this condition is not satisfied, all of such options shall vest on the sixth annual anniversary of the date of grant. 100% of the options vest on the day that the average reported closing price of Novell's Common Stock over the previous 30 consecutive trading days on the NASDAQ National Market has been greater than or equal to $8.67; provided that if such condition is satisfied prior to the first annual anniversary of the date of grant, the vesting date shall occur on such first annual anniversary. If this condition is not satisfied, all of such options shall vest on the sixth annual anniversary of the date of grant. Of these shares, 25% vest after 1 year, and 2.0833% vest monthly thereafter so that the options are fully vested on the fourth annual anniversary of the date of grant. By: /s/ Betty DePaola authorized signer for 2004-12-15 -----END PRIVACY-ENHANCED MESSAGE-----