-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N6gaMf0iDWj+0VblzzTejriXOQDQs97tcyRU7g/GDMcemhvI7a7h0wUsbRBG0QpT 2tdJdwdO4GR0ow0BNl1Jmw== 0000758004-04-000079.txt : 20041103 0000758004-04-000079.hdr.sgml : 20041103 20041103141723 ACCESSION NUMBER: 0000758004-04-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOLAN RICHARD L CENTRAL INDEX KEY: 0001237743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 041115831 BUSINESS ADDRESS: STREET 1: PO BOX 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 4089678644 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 nol286.xml X0202 4 2004-11-01 0 0000758004 NOVELL INC NOVL 0001237743 NOLAN RICHARD L 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 0 0 0 Common Stock Equivalent 0.0000 2004-11-01 4 A 0 417 7.1900 A 2004-11-01 Common Stock 417 417 D Common Stock Equivalent 0.0000 2004-11-01 4 A 0 104 7.1900 A 2007-11-01 Common Stock 104 104 D Common Stock Equivalents are convertible to common stock upon retirement from the Board. In the event that Mr. Nolan ceases to serve as member of Novell's Board of Directors prior to November 1, 2007 all of these Common Stock Equivalents shall be forfeited. Otherwise, Common Stock Equivalents are convertible to common stock upon retirement from the Board. By: /s/ Betty DePaola authorized signer for 2004-11-02 -----END PRIVACY-ENHANCED MESSAGE-----