SVP - Chief Compliance Officer

0000757657-20-000032.txt : 20201113 0000757657-20-000032.hdr.sgml : 20201113 20201112173932 ACCESSION NUMBER: 0000757657-20-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS INC /AR/ CENTRAL INDEX KEY: 0000757657 IRS NUMBER: 710641478 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01458 FILM NUMBER: 201308236 BUSINESS ADDRESS: STREET 1: 111 CENTER ST CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 501-377-2000 MAIL ADDRESS: STREET 1: 111 CENTRE STREET CITY: LITTLE ROCK STATE: AR ZIP: 72201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000757657 XXXXXXXX 09-30-2020 09-30-2020 false STEPHENS INC /AR/

111 Centre Street Little Rock AR 72201

13F HOLDINGS REPORT 028-01458 N Donald L. Chaney SVP - Chief Compliance Officer - Broker Dealer 501-377-3784 Donald L. Chaney Little Rock AR 11-12-2020 0 1182 5079950 INFORMATION TABLE 2 infotable.xml ABB LTD SPONSORED ADR 000375204 552 21707 SH DFND 0 21707 0 AFLAC INC COM 001055102 5681 156287 SH DFND 0 156287 0 AGNC INVT CORP COM 00123Q104 1213 87212 SH DFND 0 87212 0 AES CORP COM 00130H105 1785 98582 SH DFND 0 98582 0 ALPS ETF TR ALERIAN MLP 00162Q452 39549 1979449 SH DFND 0 1979449 0 AMC NETWORKS INC CL A 00164V103 366 14827 SH DFND 0 14827 0 AT&T INC COM 00206R102 31424 1102216 SH DFND 0 1102216 0 ARK ETF TR INNOVATION ETF 00214Q104 1666 18112 SH DFND 0 18112 0 ARK ETF TR GENOMIC REV ETF 00214Q302 3531 55424 SH DFND 0 55424 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 3571 32885 SH DFND 0 32885 0 ARK ETF TR FINTECH INNOVA 00214Q708 3243 81795 SH DFND 0 81795 0 AARONS INC COM PAR $0.50 002535300 215 3795 SH DFND 0 3795 0 ABBOTT LABS COM 002824100 24894 228740 SH DFND 0 228740 0 ABBVIE INC COM 00287Y109 22455 256370 SH DFND 0 256370 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1319 330696 SH DFND 0 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COM 278642103 570 10948 SH DFND 0 10948 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 65 2510 SH DFND 0 2510 0 ECOLAB INC COM 278865100 3322 16623 SH DFND 0 16623 0 EDISON INTL COM 281020107 398 7831 SH DFND 0 7831 0 EDWARDS LIFESCIENCES CORP COM 28176E108 2059 25794 SH DFND 0 25794 0 ELECTRONIC ARTS INC COM 285512109 2455 18824 SH DFND 0 18824 0 ELEVATE CREDIT INC COM 28621V101 80 31000 SH DFND 0 31000 0 EMERSON ELEC CO COM 291011104 7415 113085 SH DFND 0 113085 0 EMPIRE ST RLTY TR INC CL A 292104106 765 124976 SH DFND 0 124976 0 ENBRIDGE INC COM 29250N105 5529 189355 SH DFND 0 189355 0 ENCORE CAP GROUP INC COM 292554102 4 96 SH DFND 0 96 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 14825 2735296 SH DFND 0 2735296 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 61 26065 SH DFND 0 26065 0 ENPHASE ENERGY INC COM 29355A107 589 7131 SH DFND 0 7131 0 ENTERGY CORP NEW COM 29364G103 374 3801 SH DFND 0 3801 0 ENTERPRISE PRODS PARTNERS L COM 293792107 4101 259739 SH DFND 0 259739 0 ENVESTNET INC COM 29404K106 325 4218 SH DFND 0 4218 0 EQUINIX INC COM 29444U700 9847 12954 SH DFND 0 12954 0 EQUITABLE HLDGS INC COM 29452E101 241 13229 SH DFND 0 13229 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1532 24985 SH DFND 0 24985 0 ESSENTIAL UTILS INC COM 29670G102 2215 55037 SH DFND 0 55037 0 ESSEX PPTY TR INC COM 297178105 940 4679 SH DFND 0 4679 0 ETSY INC COM 29786A106 321 2642 SH DFND 0 2642 0 ETSY INC NOTE 3/0 29786AAC0 37 11000 SH DFND 0 11000 0 EVERSOURCE ENERGY COM 30040W108 1279 15313 SH DFND 0 15313 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 25 16000 SH DFND 0 16000 0 EXELON CORP COM 30161N101 1920 53697 SH DFND 0 53697 0 EXELIXIS INC COM 30161Q104 17 699 SH DFND 0 699 0 EXPEDITORS INTL WASH INC COM 302130109 3720 41100 SH DFND 0 41100 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 2979 249315 SH DFND 0 249315 0 EXTRA SPACE STORAGE INC COM 30225T102 1137 10623 SH DFND 0 10623 0 EXXON MOBIL CORP COM 30231G102 21733 633063 SH DFND 0 633063 0 FLIR SYS INC COM 302445101 72 2020 SH DFND 0 2020 0 F N B CORP COM 302520101 408 60194 SH DFND 0 60194 0 FACEBOOK INC CL A 30303M102 38851 148342 SH DFND 0 148342 0 FACTSET RESH SYS INC COM 303075105 4169 12448 SH DFND 0 12448 0 FAIR ISAAC CORP COM 303250104 1502 3532 SH DFND 0 3532 0 FASTENAL CO COM 311900104 1938 42972 SH DFND 0 42972 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 1824 24838 SH DFND 0 24838 0 FEDEX CORP COM 31428X106 18218 72433 SH DFND 0 72433 0 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 2918 47049 SH DFND 0 47049 0 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 298 7801 SH DFND 0 7801 0 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 2946 73385 SH DFND 0 73385 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 477 12355 SH DFND 0 12355 0 FIDELITY NATL INFORMATION SV COM 31620M106 1839 12492 SH DFND 0 12492 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 6310 201540 SH DFND 0 201540 0 FIREEYE INC COM 31816Q101 757 61291 SH DFND 0 61291 0 FIRST AMERN FINL CORP COM 31847R102 239 4686 SH DFND 0 4686 0 FIRST HORIZON NATL CORP COM 320517105 130 13741 SH DFND 0 13741 0 FIRST INDL RLTY TR INC COM 32054K103 2057 51691 SH DFND 0 51691 0 FIRST TR MORNINGSTAR DIVID L SHS 336917109 10288 394800 SH DFND 0 394800 0 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 3404 53797 SH DFND 0 53797 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 594 3776 SH DFND 0 3776 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 8321 44183 SH DFND 0 44183 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 1254 14517 SH DFND 0 14517 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1098 34904 SH DFND 0 34904 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 657 15429 SH DFND 0 15429 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 584 23010 SH DFND 0 23010 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 790 8337 SH DFND 0 8337 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 331 8086 SH DFND 0 8086 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1628 17904 SH DFND 0 17904 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3244 41331 SH DFND 0 41331 0 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 198 11102 SH DFND 0 11102 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1149 33025 SH DFND 0 33025 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 680 10316 SH DFND 0 10316 0 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 918 89446 SH DFND 0 89446 0 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 249 7484 SH DFND 0 7484 0 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 502 9985 SH DFND 0 9985 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 437 22953 SH DFND 0 22953 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 627 13282 SH DFND 0 13282 0 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 5149 150895 SH DFND 0 150895 0 FIRST TR EXCHANGE-TRADED FD NASDAQ TRANSN 33738R795 2889 123785 SH DFND 0 123785 0 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 224 11923 SH DFND 0 11923 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 636 137152 SH DFND 0 137152 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 591 30854 SH DFND 0 30854 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 5879 113760 SH DFND 0 113760 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 3878 64607 SH DFND 0 64607 0 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 402 9969 SH DFND 0 9969 0 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 1122 36290 SH DFND 0 36290 0 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 1312 40589 SH DFND 0 40589 0 FIRSTCASH INC COM 33767D105 121 2112 SH DFND 0 2112 0 FISERV INC COM 337738108 864 8388 SH DFND 0 8388 0 FIVE BELOW INC COM 33829M101 255 2007 SH DFND 0 2007 0 FIVE9 INC COM 338307101 170 1314 SH DFND 0 1314 0 FLEETCOR TECHNOLOGIES INC COM 339041105 1247 5236 SH DFND 0 5236 0 FLOOR & DECOR HLDGS INC CL A 339750101 131 1754 SH DFND 0 1754 0 FOOT LOCKER INC COM 344849104 451 13664 SH DFND 0 13664 0 FORD MTR CO DEL COM 345370860 461 69257 SH DFND 0 69257 0 FORTIS INC COM 349553107 442 10809 SH DFND 0 10809 0 FORTINET INC COM 34959E109 199 1690 SH DFND 0 1690 0 FORTIVE CORP COM 34959J108 264 3461 SH DFND 0 3461 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 310 18068 SH DFND 0 18068 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 218 2524 SH DFND 0 2524 0 FRANKLIN RESOURCES INC COM 354613101 2157 106015 SH DFND 0 106015 0 FREEPORT-MCMORAN INC CL B 35671D857 1906 121888 SH DFND 0 121888 0 GATX CORP COM 361448103 206 3226 SH DFND 0 3226 0 GCI LIBERTY INC COM CLASS A 36164V305 5552 67746 SH DFND 0 67746 0 GDS HLDGS LTD SPONSORED ADS 36165L108 1344 16420 SH DFND 0 16420 0 GW PHARMACEUTICALS PLC ADS 36197T103 277 2850 SH DFND 0 2850 0 GABELLI EQUITY TR INC COM 362397101 99 19371 SH DFND 0 19371 0 GABELLI DIVID & INCOME TR COM 36242H104 709 38645 SH DFND 0 38645 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 718 69527 SH DFND 0 69527 0 GABELLI GLB SML & MD CP VAL COM 36249W104 106 10544 SH DFND 0 10544 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 34 10000 SH DFND 0 10000 0 GAMING & LEISURE PPTYS INC COM 36467J108 1739 47098 SH DFND 0 47098 0 GARRISON CAP INC COM 366554103 46 11995 SH DFND 0 11995 0 GARTNER INC COM 366651107 4007 32070 SH DFND 0 32070 0 GENERAL DYNAMICS CORP COM 369550108 8017 57917 SH DFND 0 57917 0 GENERAL ELECTRIC CO COM 369604103 1041 167171 SH DFND 0 167171 0 GENERAL MLS INC COM 370334104 3104 50320 SH DFND 0 50320 0 GENERAL MTRS CO COM 37045V100 1341 45303 SH DFND 0 45303 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 82 18307 SH DFND 0 18307 0 GENUINE PARTS CO COM 372460105 6444 67713 SH DFND 0 67713 0 GILEAD SCIENCES INC COM 375558103 7159 113287 SH DFND 0 113287 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5935 157671 SH DFND 0 157671 0 GLOBAL PMTS INC COM 37940X102 1192 6715 SH DFND 0 6715 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 242 11210 SH DFND 0 11210 0 GLOBAL X FDS US PFD ETF 37954Y657 1242 50160 SH DFND 0 50160 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 293 10496 SH DFND 0 10496 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 454 40805 SH DFND 0 40805 0 GLOBE LIFE INC COM 37959E102 1609 20138 SH DFND 0 20138 0 GOLDMAN SACHS GROUP INC COM 38141G104 2759 13727 SH DFND 0 13727 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1015 36040 SH DFND 0 36040 0 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 15055 296540 SH DFND 0 296540 0 GOLDMAN SACHS ETF TR FINANCE REIMAGI 381430321 216 3347 SH DFND 0 3347 0 GOLDMAN SACHS ETF TR DATA DRIVE WRLD 381430347 235 3400 SH DFND 0 3400 0 GOLDMAN SACHS ETF TR ACCESS INVT GR 381430479 26153 474125 SH DFND 0 474125 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 4453 65432 SH DFND 0 65432 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 1854 18460 SH DFND 0 18460 0 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 781 18540 SH DFND 0 18540 0 GOLDMAN SACHS ETF TR ACES INVSTMNT GR 38149W507 1517 30260 SH DFND 0 30260 0 GRACO INC COM 384109104 299 4881 SH DFND 0 4881 0 GRAINGER W W INC COM 384802104 989 2772 SH DFND 0 2772 0 GRAND CANYON ED INC COM 38526M106 201 2518 SH DFND 0 2518 0 GRAPHIC PACKAGING HLDG CO COM 388689101 247 17525 SH DFND 0 17525 0 GRAY TELEVISION INC COM 389375106 183 13288 SH DFND 0 13288 0 GREEN DOT CORP CL A 39304D102 1265 25000 SH DFND 0 25000 0 GRIFFON CORP COM 398433102 471 24123 SH DFND 0 24123 0 GUARDANT HEALTH INC COM 40131M109 1309 11710 SH DFND 0 11710 0 GUIDEWIRE SOFTWARE INC COM 40171V100 148 1424 SH DFND 0 1424 0 HCA HEALTHCARE INC COM 40412C101 1716 13765 SH DFND 0 13765 0 HMS HLDGS CORP COM 40425J101 256 10686 SH DFND 0 10686 0 HALLIBURTON CO COM 406216101 150 12411 SH DFND 0 12411 0 HALOZYME THERAPEUTICS INC COM 40637H109 82 3133 SH DFND 0 3133 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 637 29711 SH DFND 0 29711 0 HANESBRANDS INC COM 410345102 2347 148994 SH DFND 0 148994 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4362 118335 SH DFND 0 118335 0 HASBRO INC COM 418056107 284 3435 SH DFND 0 3435 0 HEALTHCARE RLTY TR COM 421946104 1187 39403 SH DFND 0 39403 0 HEALTHSTREAM INC COM 42222N103 36 1811 SH DFND 0 1811 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 310 11939 SH DFND 0 11939 0 HEALTHEQUITY INC COM 42226A107 104 2018 SH DFND 0 2018 0 HEALTHPEAK PROPERTIES INC COM 42250P103 1249 45992 SH DFND 0 45992 0 HEICO CORP NEW CL A 422806208 193 2175 SH DFND 0 2175 0 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 10 12000 SH DFND 0 12000 0 HELMERICH & PAYNE INC COM 423452101 283 19313 SH DFND 0 19313 0 HERSHEY CO COM 427866108 285 1988 SH DFND 0 1988 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 100 10652 SH DFND 0 10652 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 219 25460 SH DFND 0 25460 0 HOLOGIC INC COM 436440101 101 1512 SH DFND 0 1512 0 HOME BANCSHARES INC COM 436893200 7484 493689 SH DFND 0 493689 0 HOME DEPOT INC COM 437076102 18836 67825 SH DFND 0 67825 0 HONDA MOTOR LTD AMERN SHS 438128308 754 31832 SH DFND 0 31832 0 HONEYWELL INTL INC COM 438516106 9971 60573 SH DFND 0 60573 0 HORMEL FOODS CORP COM 440452100 2116 43290 SH DFND 0 43290 0 HOST HOTELS & RESORTS INC COM 44107P104 1040 96417 SH DFND 0 96417 0 HUB GROUP INC CL A 443320106 425 8472 SH DFND 0 8472 0 HUBSPOT INC COM 443573100 292 1000 SH DFND 0 1000 0 HUMANA INC COM 444859102 524 1267 SH DFND 0 1267 0 HUNT J B TRANS SVCS INC COM 445658107 5635 44592 SH DFND 0 44592 0 HUNTINGTON BANCSHARES INC COM 446150104 2131 232440 SH DFND 0 232440 0 IAC INTERACTIVECORP NEW COM 44891N109 350 2919 SH DFND 0 2919 0 IPG PHOTONICS CORP COM 44980X109 118 693 SH DFND 0 693 0 IAMGOLD CORP COM 450913108 84 22000 SH DFND 0 22000 0 IDEXX LABS INC COM 45168D104 1540 3918 SH DFND 0 3918 0 ILLINOIS TOOL WKS INC COM 452308109 6247 32331 SH DFND 0 32331 0 ILLUMINA INC COM 452327109 519 1679 SH DFND 0 1679 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 21 16000 SH DFND 0 16000 0 IMMUNOGEN INC COM 45253H101 111 30726 SH DFND 0 30726 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 336 10847 SH DFND 0 10847 0 INGREDION INC COM 457187102 1315 17381 SH DFND 0 17381 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 31 11000 SH DFND 0 11000 0 INNOVATIVE INDL PPTYS INC COM 45781V101 317 2553 SH DFND 0 2553 0 INNOVATOR ETFS TR RUSSELL 2000 P 45782C474 2931 113053 SH DFND 0 113053 0 INNOVATOR ETFS TR S&P 500 PWR 45782C656 2982 113488 SH DFND 0 113488 0 INNOVATOR ETFS TR S&P 500 PWR BU 45782C748 858 29566 SH DFND 0 29566 0 INSULET CORP COM 45784P101 150 635 SH DFND 0 635 0 INTEL CORP COM 458140100 21319 411721 SH DFND 0 411721 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2985 29830 SH DFND 0 29830 0 INTERNATIONAL BUSINESS MACHS COM 459200101 10649 87522 SH DFND 0 87522 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 357 2915 SH DFND 0 2915 0 INTERNATIONAL PAPER CO COM 460146103 2437 60118 SH DFND 0 60118 0 INTERPUBLIC GROUP COS INC COM 460690100 3649 218875 SH DFND 0 218875 0 INVESCO QQQ TR UNIT SER 1 46090E103 20147 72514 SH DFND 0 72514 0 INVESTCORP CR MGMT BDC INC COM 46090R104 65 17871 SH DFND 0 17871 0 INTUIT COM 461202103 1271 3895 SH DFND 0 3895 0 INVACARE CORP COM 461203101 2422 322028 SH DFND 0 322028 0 INTUITIVE SURGICAL INC COM NEW 46120E602 5554 7828 SH DFND 0 7828 0 INTREPID POTASH INC COM 46121Y201 1438 170416 SH DFND 0 170416 0 INVESCO SR INCOME TR COM 46131H107 74 20275 SH DFND 0 20275 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 3416 56206 SH DFND 0 56206 0 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 781 4637 SH DFND 0 4637 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 424 2992 SH DFND 0 2992 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 6147 29177 SH DFND 0 29177 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 13503 124905 SH DFND 0 124905 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 278 8173 SH DFND 0 8173 0 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 4541 59403 SH DFND 0 59403 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 1053 80625 SH DFND 0 80625 0 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 398 10129 SH DFND 0 10129 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 19127 356588 SH DFND 0 356588 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 324 9823 SH DFND 0 9823 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 928 63022 SH DFND 0 63022 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 4750 175147 SH DFND 0 175147 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 3192 146840 SH DFND 0 146840 0 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 515 19175 SH DFND 0 19175 0 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 408 7568 SH DFND 0 7568 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 23849 968689 SH DFND 0 968689 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 253 11900 SH DFND 0 11900 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 276 11795 SH DFND 0 11795 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 300 14048 SH DFND 0 14048 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 268 11669 SH DFND 0 11669 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 400 17892 SH DFND 0 17892 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 229 9484 SH DFND 0 9484 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 674 30404 SH DFND 0 30404 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 242 9865 SH DFND 0 9865 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 677 31048 SH DFND 0 31048 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 246 10759 SH DFND 0 10759 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 611 27985 SH DFND 0 27985 0 INVESCO DB MULTI-SECTOR COMM PRECIOUS METAL 46140H502 342 6670 SH DFND 0 6670 0 INVESTORS REAL ESTATE TR SH BEN INT 461730509 845 12973 SH DFND 0 12973 0 INVITAE CORP COM 46185L103 239 5505 SH DFND 0 5505 0 INVITATION HOMES INC COM 46187W107 1766 63099 SH DFND 0 63099 0 IONIS PHARMACEUTICALS INC COM 462222100 1015 21398 SH DFND 0 21398 0 ISHARES GOLD TRUST ISHARES 464285105 90093 5007956 SH DFND 0 5007956 0 ISHARES INC MSCI GBL MIN VOL 464286525 11795 128334 SH DFND 0 128334 0 ISHARES INC MSCI EMERG MRKT 464286533 6077 110132 SH DFND 0 110132 0 ISHARES INC MSCI STH KOR ETF 464286772 23338 357171 SH DFND 0 357171 0 ISHARES TR S&P 100 ETF 464287101 15734 101034 SH DFND 0 101034 0 ISHARES TR SELECT DIVID ETF 464287168 4915 60272 SH DFND 0 60272 0 ISHARES TR TIPS BD ETF 464287176 1181 9339 SH DFND 0 9339 0 ISHARES TR TRANS AVG ETF 464287192 283 1424 SH DFND 0 1424 0 ISHARES TR CORE S&P500 ETF 464287200 6822 20300 SH DFND 0 20300 0 ISHARES TR CORE US AGGBD ET 464287226 2926 24782 SH DFND 0 24782 0 ISHARES TR MSCI EMG MKT ETF 464287234 14329 324987 SH DFND 0 324987 0 ISHARES TR IBOXX INV CP ETF 464287242 5662 42027 SH DFND 0 42027 0 ISHARES TR S&P 500 GRWT ETF 464287309 25407 109951 SH DFND 0 109951 0 ISHARES TR GLOBAL ENERG ETF 464287341 251 15282 SH DFND 0 15282 0 ISHARES TR S&P 500 VAL ETF 464287408 7312 65024 SH DFND 0 65024 0 ISHARES TR 20 YR TR BD ETF 464287432 701 4292 SH DFND 0 4292 0 ISHARES TR BARCLAYS 7 10 YR 464287440 680 5578 SH DFND 0 5578 0 ISHARES TR 1 3 YR TREAS BD 464287457 127718 1476333 SH DFND 0 1476333 0 ISHARES TR MSCI EAFE ETF 464287465 5000 78560 SH DFND 0 78560 0 ISHARES TR RUS MDCP VAL ETF 464287473 99100 1225872 SH DFND 0 1225872 0 ISHARES TR RUS MD CP GR ETF 464287481 74884 433178 SH DFND 0 433178 0 ISHARES TR RUS MID CAP ETF 464287499 23825 415215 SH DFND 0 415215 0 ISHARES TR CORE S&P MCP ETF 464287507 9854 53173 SH DFND 0 53173 0 ISHARES TR EXPANDED TECH 464287515 3703 11903 SH DFND 0 11903 0 ISHARES TR PHLX SEMICND ETF 464287523 390 1280 SH DFND 0 1280 0 ISHARES TR EXPND TEC SC ETF 464287549 11401 36888 SH DFND 0 36888 0 ISHARES TR NASDAQ BIOTECH 464287556 5551 40997 SH DFND 0 40997 0 ISHARES TR GLOBAL 100 ETF 464287572 5303 94193 SH DFND 0 94193 0 ISHARES TR U.S. CNSM SV ETF 464287580 392 1567 SH DFND 0 1567 0 ISHARES TR RUS 1000 VAL ETF 464287598 95298 806724 SH DFND 0 806724 0 ISHARES TR S&P MC 400GR ETF 464287606 1473 6157 SH DFND 0 6157 0 ISHARES TR RUS 1000 GRW ETF 464287614 107299 494717 SH DFND 0 494717 0 ISHARES TR RUS 1000 ETF 464287622 18162 97044 SH DFND 0 97044 0 ISHARES TR RUS 2000 VAL ETF 464287630 23893 240544 SH DFND 0 240544 0 ISHARES TR RUS 2000 GRW ETF 464287648 28201 127308 SH DFND 0 127308 0 ISHARES TR RUSSELL 2000 ETF 464287655 9263 61841 SH DFND 0 61841 0 ISHARES TR RUSSELL 3000 ETF 464287689 24635 125875 SH DFND 0 125875 0 ISHARES TR U.S. UTILITS ETF 464287697 3496 23939 SH DFND 0 23939 0 ISHARES TR S&P MC 400VL ETF 464287705 4164 30874 SH DFND 0 30874 0 ISHARES TR U.S. TECH ETF 464287721 3126 10384 SH DFND 0 10384 0 ISHARES TR U.S. REAL ES ETF 464287739 13162 164855 SH DFND 0 164855 0 ISHARES TR US INDUSTRIALS 464287754 391 2337 SH DFND 0 2337 0 ISHARES TR US HLTHCARE ETF 464287762 765 3368 SH DFND 0 3368 0 ISHARES TR U.S. FIN SVC ETF 464287770 3441 28203 SH DFND 0 28203 0 ISHARES TR U.S. FINLS ETF 464287788 317 2796 SH DFND 0 2796 0 ISHARES TR U.S. ENERGY ETF 464287796 322 20169 SH DFND 0 20169 0 ISHARES TR CORE S&P SCP ETF 464287804 9215 131214 SH DFND 0 131214 0 ISHARES TR U.S. CNSM GD ETF 464287812 236 1583 SH DFND 0 1583 0 ISHARES TR SP SMCP600VL ETF 464287879 721 5887 SH DFND 0 5887 0 ISHARES TR S&P SML 600 GWT 464287887 825 4676 SH DFND 0 4676 0 ISHARES TR GL TIMB FORE ETF 464288174 448 6930 SH DFND 0 6930 0 ISHARES TR MSCI AC ASIA ETF 464288182 1487 19273 SH DFND 0 19273 0 ISHARES TR EAFE SML CP ETF 464288273 373 6329 SH DFND 0 6329 0 ISHARES TR JPMORGAN USD EMG 464288281 1060 9561 SH DFND 0 9561 0 ISHARES TR MRGSTR MD CP GRW 464288307 18727 58441 SH DFND 0 58441 0 ISHARES TR INTL SEL DIV ETF 464288448 1362 54615 SH DFND 0 54615 0 ISHARES TR IBOXX HI YD ETF 464288513 982 11709 SH DFND 0 11709 0 ISHARES TR MBS ETF 464288588 431 3903 SH DFND 0 3903 0 ISHARES TR INTRM GOV CR ETF 464288612 217 1846 SH DFND 0 1846 0 ISHARES TR ISHS 5-10YR INVT 464288638 20465 336535 SH DFND 0 336535 0 ISHARES TR ISHS 1-5YR INVS 464288646 109408 1992496 SH DFND 0 1992496 0 ISHARES TR 3 7 YR TREAS BD 464288661 1838 13761 SH DFND 0 13761 0 ISHARES TR PFD AND INCM SEC 464288687 17915 491501 SH DFND 0 491501 0 ISHARES TR US HOME CONS ETF 464288752 3766 66481 SH DFND 0 66481 0 ISHARES TR US REGNL BKS ETF 464288778 2483 75849 SH DFND 0 75849 0 ISHARES TR U.S. MED DVC ETF 464288810 3766 12569 SH DFND 0 12569 0 ISHARES TR US HLTHCR PR ETF 464288828 208 1032 SH DFND 0 1032 0 ISHARES TR US OIL EQ&SV ETF 464288844 124 17246 SH DFND 0 17246 0 ISHARES TR EAFE VALUE ETF 464288877 732 18145 SH DFND 0 18145 0 ISHARES TR RUS TP200 GR ETF 464289438 400 3295 SH DFND 0 3295 0 ISHARES TR 10+ YR INVST GRD 464289511 582 8270 SH DFND 0 8270 0 ISHARES SILVER TR ISHARES 46428Q109 907 41908 SH DFND 0 41908 0 ISHARES TR US TREAS BD ETF 46429B267 565 20207 SH DFND 0 20207 0 ISHARES TR FLTG RATE NT ETF 46429B655 1673 32985 SH DFND 0 32985 0 ISHARES TR CORE HIGH DV ETF 46429B663 4327 53765 SH DFND 0 53765 0 ISHARES TR MSCI USA MIN VOL 46429B697 2048 32135 SH DFND 0 32135 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 1038 9976 SH DFND 0 9976 0 ISHARES TR MSCI USA QLT FCT 46432F339 5372 51787 SH DFND 0 51787 0 ISHARES TR MSCI USA VALUE 46432F388 749 10157 SH DFND 0 10157 0 ISHARES TR CORE MSCI TOTAL 46432F834 1960 33592 SH DFND 0 33592 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 11 11000 SH DFND 0 11000 0 ISHARES INC CORE MSCI EMKT 46434G103 603 11415 SH DFND 0 11415 0 ISHARES TR CORE TOTAL USD 46434V613 2236 41112 SH DFND 0 41112 0 ISHARES TR CORE DIV GRWTH 46434V621 1047 26306 SH DFND 0 26306 0 ISHARES TR CORE MSCI EURO 46434V738 357 7976 SH DFND 0 7976 0 ISHARES TR YLD OPTIM BD 46434V787 774 30095 SH DFND 0 30095 0 ISHARES TR TRS FLT RT BD 46434V860 2810 55885 SH DFND 0 55885 0 ISHARES TR ULTR SH TRM BD 46434V878 4393 86865 SH DFND 0 86865 0 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 279 11075 SH DFND 0 11075 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 280 10680 SH DFND 0 10680 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 280 10920 SH DFND 0 10920 0 ISHARES TR IBONDS DEC25 ETF 46434VBD1 281 10343 SH DFND 0 10343 0 ISHARES TR IBONDS DEC24 ETF 46434VBG4 280 10606 SH DFND 0 10606 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 279 11150 SH DFND 0 11150 0 ISHARES TR IBDS DEC28 ETF 46435U515 279 9595 SH DFND 0 9595 0 ISHARES TR U.S. FIXED INCME 46435U796 507 4995 SH DFND 0 4995 0 JPMORGAN CHASE & CO COM 46625H100 27829 289078 SH DFND 0 289078 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 299 27723 SH DFND 0 27723 0 JABIL INC COM 466313103 345 10075 SH DFND 0 10075 0 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 992 35495 SH DFND 0 35495 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 78189 1539295 SH DFND 0 1539295 0 JACOBS ENGR GROUP INC COM 469814107 305 3285 SH DFND 0 3285 0 JD.COM INC SPON ADR CL A 47215P106 336 4324 SH DFND 0 4324 0 JOHNSON & JOHNSON COM 478160104 29915 200934 SH DFND 0 200934 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 369 27250 SH DFND 0 27250 0 KKR & CO INC COM 48251W104 4525 131773 SH DFND 0 131773 0 KELLOGG CO COM 487836108 799 12375 SH DFND 0 12375 0 KEYCORP COM 493267108 1900 159280 SH DFND 0 159280 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 466 4717 SH DFND 0 4717 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 83 13567 SH DFND 0 13567 0 KIMBERLY CLARK CORP COM 494368103 10729 72663 SH DFND 0 72663 0 KIMCO RLTY CORP COM 49446R109 202 17939 SH DFND 0 17939 0 KINDER MORGAN INC DEL COM 49456B101 3648 295897 SH DFND 0 295897 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 215 5274 SH DFND 0 5274 0 KOHLS CORP COM 500255104 200 10766 SH DFND 0 10766 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 3350 71042 SH DFND 0 71042 0 KONTOOR BRANDS INC COM 50050N103 255 10543 SH DFND 0 10543 0 KRAFT HEINZ CO COM 500754106 880 29377 SH DFND 0 29377 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 317 16446 SH DFND 0 16446 0 KROGER CO COM 501044101 1742 51385 SH DFND 0 51385 0 KURA SUSHI USA INC CL A COM 501270102 5730 437410 SH DFND 0 437410 0 LKQ CORP COM 501889208 4164 150176 SH DFND 0 150176 0 LTC PPTYS INC COM 502175102 864 24779 SH DFND 0 24779 0 L3HARRIS TECHNOLOGIES INC COM 502431109 2420 14249 SH DFND 0 14249 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 411 2181 SH DFND 0 2181 0 LADDER CAP CORP CL A 505743104 199 27953 SH DFND 0 27953 0 LAM RESEARCH CORP COM 512807108 610 1839 SH DFND 0 1839 0 LAMAR ADVERTISING CO NEW CL A 512816109 532 8041 SH DFND 0 8041 0 LAMB WESTON HLDGS INC COM 513272104 228 3441 SH DFND 0 3441 0 LAS VEGAS SANDS CORP COM 517834107 483 10354 SH DFND 0 10354 0 LAUDER ESTEE COS INC CL A 518439104 293 1342 SH DFND 0 1342 0 LEGGETT & PLATT INC COM 524660107 2464 59851 SH DFND 0 59851 0 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 1808 45709 SH DFND 0 45709 0 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 600 20250 SH DFND 0 20250 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 392 11838 SH DFND 0 11838 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 17 16000 SH DFND 0 16000 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 324 3404 SH DFND 0 3404 0 LIFE STORAGE INC COM 53223X107 691 6562 SH DFND 0 6562 0 LILLY ELI & CO COM 532457108 4011 27101 SH DFND 0 27101 0 LIMONEIRA CO COM 532746104 55 3864 SH DFND 0 3864 0 LINCOLN NATL CORP IND COM 534187109 238 7594 SH DFND 0 7594 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 195 22348 SH DFND 0 22348 0 LIVE NATION ENTERTAINMENT IN COM 538034109 298 5529 SH DFND 0 5529 0 LIVERAMP HLDGS INC COM 53815P108 222 4286 SH DFND 0 4286 0 LIVONGO HEALTH INC COM 539183103 4628 33045 SH DFND 0 33045 0 LOCKHEED MARTIN CORP COM 539830109 9732 25390 SH DFND 0 25390 0 LOWES COS INC COM 548661107 25944 156421 SH DFND 0 156421 0 LULULEMON ATHLETICA INC COM 550021109 833 2529 SH DFND 0 2529 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 22 16000 SH DFND 0 16000 0 M D C HLDGS INC COM 552676108 371 7872 SH DFND 0 7872 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 69 12200 SH DFND 0 12200 0 MFS INTER INCOME TR SH BEN INT 55273C107 254 67965 SH DFND 0 67965 0 MGIC INVT CORP WIS COM 552848103 239 27003 SH DFND 0 27003 0 MGM RESORTS INTERNATIONAL COM 552953101 768 35333 SH DFND 0 35333 0 MGP INGREDIENTS INC NEW COM 55303J106 6 145 SH DFND 0 145 0 MPLX LP COM UNIT REP LTD 55336V100 812 51586 SH DFND 0 51586 0 MSCI INC COM 55354G100 4046 11341 SH DFND 0 11341 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 221 6491 SH DFND 0 6491 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 2119 78816 SH DFND 0 78816 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1076 31462 SH DFND 0 31462 0 MAGNA INTL INC COM 559222401 1358 29674 SH DFND 0 29674 0 MAGNITE INC COM 55955D100 404 58225 SH DFND 0 58225 0 MANHATTAN ASSOCS INC COM 562750109 205 2144 SH DFND 0 2144 0 MARATHON OIL CORP COM 565849106 165 40412 SH DFND 0 40412 0 MARATHON PETE CORP COM 56585A102 1477 50327 SH DFND 0 50327 0 MARKEL CORP COM 570535104 368 378 SH DFND 0 378 0 MARKETAXESS HLDGS INC COM 57060D108 549 1139 SH DFND 0 1139 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 11 11000 SH DFND 0 11000 0 MARSH & MCLENNAN COS INC COM 571748102 724 6308 SH DFND 0 6308 0 MARRIOTT INTL INC NEW CL A 571903202 278 77002 SH DFND 0 77002 0 MARTIN MARIETTA MATLS INC COM 573284106 3054 12977 SH DFND 0 12977 0 MASCO CORP COM 574599106 232 4206 SH DFND 0 4206 0 MASTERCARD INCORPORATED CL A 57636Q104 20741 61334 SH DFND 0 61334 0 MATCH GROUP INC NEW COM 57667L107 735 6644 SH DFND 0 6644 0 MAXIMUS INC COM 577933104 247 3615 SH DFND 0 3615 0 MCCORMICK & CO INC COM NON VTG 579780206 799 4119 SH DFND 0 4119 0 MCDONALDS CORP COM 580135101 17591 80143 SH DFND 0 80143 0 MCKESSON CORP COM 58155Q103 1435 9636 SH DFND 0 9636 0 MEDICAL PPTYS TRUST INC COM 58463J304 307 17400 SH DFND 0 17400 0 MERCADOLIBRE INC COM 58733R102 1420 1312 SH DFND 0 1312 0 MERCK & CO. INC COM 58933Y105 31025 374025 SH DFND 0 374025 0 MERCURY SYS INC COM 589378108 31 404 SH DFND 0 404 0 MERCURY GENL CORP NEW COM 589400100 1547 37383 SH DFND 0 37383 0 METLIFE INC COM 59156R108 4657 125288 SH DFND 0 125288 0 MICROSOFT CORP COM 594918104 76916 365691 SH DFND 0 365691 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1234 12011 SH DFND 0 12011 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 62 28000 SH DFND 0 28000 0 MICRON TECHNOLOGY INC COM 595112103 866 18443 SH DFND 0 18443 0 MID-AMER APT CMNTYS INC COM 59522J103 328 2826 SH DFND 0 2826 0 MOHAWK INDS INC COM 608190104 396 4054 SH DFND 0 4054 0 MOLSON COORS BEVERAGE CO CL B 60871R209 1032 30743 SH DFND 0 30743 0 MONDELEZ INTL INC CL A 609207105 3691 64251 SH DFND 0 64251 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 480 34654 SH DFND 0 34654 0 MONROE CAP CORP COM 610335101 287 41933 SH DFND 0 41933 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1190 14837 SH DFND 0 14837 0 MORGAN STANLEY COM NEW 617446448 2287 47305 SH DFND 0 47305 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 851 5429 SH DFND 0 5429 0 MURPHY OIL CORP COM 626717102 1067 119606 SH DFND 0 119606 0 MURPHY USA INC COM 626755102 2531 19731 SH DFND 0 19731 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 198 49920 SH DFND 0 49920 0 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 17 16000 SH DFND 0 16000 0 NATIONAL FUEL GAS CO N J COM 636180101 728 17941 SH DFND 0 17941 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 4260 73717 SH DFND 0 73717 0 NATIONAL HEALTH INVS INC COM 63633D104 326 5414 SH DFND 0 5414 0 NATIONAL INSTRS CORP COM 636518102 234 6546 SH DFND 0 6546 0 NATIONAL OILWELL VARCO INC COM 637071101 366 40424 SH DFND 0 40424 0 NATIONAL RETAIL PROPERTIES I COM 637417106 733 21240 SH DFND 0 21240 0 NEOGEN CORP COM 640491106 454 5805 SH DFND 0 5805 0 NEOGENOMICS INC COM NEW 64049M209 636 17234 SH DFND 0 17234 0 NETAPP INC COM 64110D104 1996 45537 SH DFND 0 45537 0 NETFLIX INC COM 64110L106 2151 4301 SH DFND 0 4301 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 537 5583 SH DFND 0 5583 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 22 16000 SH DFND 0 16000 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 213 26800 SH DFND 0 26800 0 NEW YORK CMNTY BANCORP INC COM 649445103 222 26815 SH DFND 0 26815 0 NEWMONT CORP COM 651639106 5876 92616 SH DFND 0 92616 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 540 6005 SH DFND 0 6005 0 NEXTERA ENERGY INC COM 65339F101 8151 29366 SH DFND 0 29366 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 570 12206 SH DFND 0 12206 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 280 4669 SH DFND 0 4669 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 1145 25817 SH DFND 0 25817 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 43 16000 SH DFND 0 16000 0 NIKE INC CL B 654106103 9204 73315 SH DFND 0 73315 0 NLIGHT INC COM 65487K100 1 45 SH DFND 0 45 0 NOKIA CORP SPONSORED ADR 654902204 81 20685 SH DFND 0 20685 0 NORFOLK SOUTHN CORP COM 655844108 2548 11907 SH DFND 0 11907 0 NORTH AMERN CONSTR GROUP LTD COM 656811106 98 15014 SH DFND 0 15014 0 NORTHROP GRUMMAN CORP COM 666807102 3928 12450 SH DFND 0 12450 0 NOVARTIS AG SPONSORED ADR 66987V109 2459 28277 SH DFND 0 28277 0 NOVO-NORDISK A S ADR 670100205 2277 32793 SH DFND 0 32793 0 NOW INC COM 67011P100 237 52203 SH DFND 0 52203 0 NUANCE COMMUNICATIONS INC COM 67020Y100 1285 38713 SH DFND 0 38713 0 NUCOR CORP COM 670346105 1627 36277 SH DFND 0 36277 0 NUTANIX INC CL A 67059N108 260 11705 SH DFND 0 11705 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 454 31662 SH DFND 0 31662 0 NVIDIA CORPORATION COM 67066G104 8045 14864 SH DFND 0 14864 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 905 37199 SH DFND 0 37199 0 NUVASIVE INC COM 670704105 58 1204 SH DFND 0 1204 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 16 16000 SH DFND 0 16000 0 NUTRIEN LTD COM 67077M108 744 18970 SH DFND 0 18970 0 NUVEEN CORPORATE INCM NOVEME COM 67077N106 157 17500 SH DFND 0 17500 0 OREILLY AUTOMOTIVE INC COM 67103H107 388 842 SH DFND 0 842 0 OKTA INC CL A 679295105 258 1205 SH DFND 0 1205 0 OLD DOMINION FREIGHT LINE IN COM 679580100 244 1351 SH DFND 0 1351 0 OLD NATL BANCORP IND COM 680033107 148 11786 SH DFND 0 11786 0 OLD REP INTL CORP COM 680223104 1011 68560 SH DFND 0 68560 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 475 5441 SH DFND 0 5441 0 OMEGA HEALTHCARE INVS INC COM 681936100 256 8565 SH DFND 0 8565 0 OMNICELL COM COM 68213N109 176 2355 SH DFND 0 2355 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 19 16000 SH DFND 0 16000 0 ONEOK INC NEW COM 682680103 511 19655 SH DFND 0 19655 0 ONEMAIN HLDGS INC COM 68268W103 1073 34321 SH DFND 0 34321 0 ORACLE CORP COM 68389X105 4113 68896 SH DFND 0 68896 0 ORTHOPEDIATRICS CORP COM 68752L100 203 4418 SH DFND 0 4418 0 OTIS WORLDWIDE CORP COM 68902V107 849 13603 SH DFND 0 13603 0 OWENS CORNING NEW COM 690742101 292 4243 SH DFND 0 4243 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 18733 1553317 SH DFND 0 1553317 0 PG&E CORP COM 69331C108 94 10030 SH DFND 0 10030 0 PNC FINL SVCS GROUP INC COM 693475105 3863 35145 SH DFND 0 35145 0 PPG INDS INC COM 693506107 3436 28146 SH DFND 0 28146 0 PPL CORP COM 69351T106 3569 131172 SH DFND 0 131172 0 PRA HEALTH SCIENCES INC COM 69354M108 12 118 SH DFND 0 118 0 PRA GROUP INC COM 69354N106 159 3989 SH DFND 0 3989 0 PVH CORPORATION COM 693656100 739 12386 SH DFND 0 12386 0 PTC INC COM 69370C100 11 135 SH DFND 0 135 0 PACER FDS TR TRENDP US LAR CP 69374H105 4631 156823 SH DFND 0 156823 0 PACER FDS TR TRENDP 100 ETF 69374H303 12878 267840 SH DFND 0 267840 0 PACER FDS TR TRENDPILOT US BD 69374H642 302 11570 SH DFND 0 11570 0 PACER FDS TR GLOBL CASH ETF 69374H709 888 36135 SH DFND 0 36135 0 PACIRA BIOSCIENCES COM 695127100 720 11968 SH DFND 0 11968 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 13 11000 SH DFND 0 11000 0 PACKAGING CORP AMER COM 695156109 678 6219 SH DFND 0 6219 0 PALO ALTO NETWORKS INC COM 697435105 1281 5233 SH DFND 0 5233 0 PAPA JOHNS INTL INC COM 698813102 16 200 SH DFND 0 200 0 PARKER-HANNIFIN CORP COM 701094104 522 2578 SH DFND 0 2578 0 PARSLEY ENERGY INC CL A 701877102 18 1905 SH DFND 0 1905 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 21 21000 SH DFND 0 21000 0 PAYCHEX INC COM 704326107 6588 82588 SH DFND 0 82588 0 PAYCOM SOFTWARE INC COM 70432V102 215 690 SH DFND 0 690 0 PAYPAL HLDGS INC COM 70450Y103 15595 79148 SH DFND 0 79148 0 PEGASYSTEMS INC COM 705573103 208 1719 SH DFND 0 1719 0 PELOTON INTERACTIVE INC CL A COM 70614W100 321 3238 SH DFND 0 3238 0 PENN NATL GAMING INC COM 707569109 464 6385 SH DFND 0 6385 0 PENNANT GROUP INC COM 70805E109 461 11947 SH DFND 0 11947 0 PEOPLES UNITED FINANCIAL INC COM 712704105 152 14780 SH DFND 0 14780 0 PEPSICO INC COM 713448108 15974 115254 SH DFND 0 115254 0 PFIZER INC COM 717081103 20398 555790 SH DFND 0 555790 0 PHILIP MORRIS INTL INC COM 718172109 8347 111310 SH DFND 0 111310 0 PHILLIPS 66 COM 718546104 735 14174 SH DFND 0 14174 0 PHYSICIANS RLTY TR COM 71943U104 1220 68100 SH DFND 0 68100 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2278 24288 SH DFND 0 24288 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2293 22490 SH DFND 0 22490 0 PINNACLE WEST CAP CORP COM 723484101 1487 19950 SH DFND 0 19950 0 PINTEREST INC CL A 72352L106 1233 29695 SH DFND 0 29695 0 PIONEER NAT RES CO COM 723787107 2361 27460 SH DFND 0 27460 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 707 118191 SH DFND 0 118191 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 128 21099 SH DFND 0 21099 0 POOL CORP COM 73278L105 128 383 SH DFND 0 383 0 PORTLAND GEN ELEC CO COM NEW 736508847 553 15580 SH DFND 0 15580 0 POTBELLY CORP COM 73754Y100 67 17723 SH DFND 0 17723 0 POSTAL REALTY TRUST INC CL A 73757R102 626 41371 SH DFND 0 41371 0 POWER INTEGRATIONS INC COM 739276103 308 5557 SH DFND 0 5557 0 PRECIGEN INC COM 74017N105 50 14148 SH DFND 0 14148 0 PRICE T ROWE GROUP INC COM 74144T108 5407 42169 SH DFND 0 42169 0 PROCTER AND GAMBLE CO COM 742718109 21414 154068 SH DFND 0 154068 0 PROFESSIONAL HLDG CORP CL A COM 743139107 153 11400 SH DFND 0 11400 0 PROGRESSIVE CORP COM 743315103 3939 41609 SH DFND 0 41609 0 PROLOGIS INC. COM 74340W103 3591 35688 SH DFND 0 35688 0 PROOFPOINT INC COM 743424103 340 3220 SH DFND 0 3220 0 PROS HOLDINGS INC COM 74346Y103 97 3037 SH DFND 0 3037 0 PROSHARES TR SHORT S&P 500 NE 74347B425 813 40000 SH DFND 0 40000 0 PROSHARES TR INVT INT RT HG 74347B607 1176 16453 SH DFND 0 16453 0 PROSHARES TR SHORT QQQ NEW 74347B714 331 20000 SH DFND 0 20000 0 PROSHARES TR S&P 500 DV ARIST 74348A467 3424 47452 SH DFND 0 47452 0 PROSPERITY BANCSHARES INC COM 743606105 201 3886 SH DFND 0 3886 0 PROTO LABS INC COM 743713109 474 3663 SH DFND 0 3663 0 PRUDENTIAL FINL INC COM 744320102 9090 143100 SH DFND 0 143100 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2768 50401 SH DFND 0 50401 0 PUBLIC STORAGE COM 74460D109 307 1378 SH DFND 0 1378 0 QORVO INC COM 74736K101 1070 8292 SH DFND 0 8292 0 QUALCOMM INC COM 747525103 8359 71033 SH DFND 0 71033 0 QUALYS INC COM 74758T303 113 1158 SH DFND 0 1158 0 QURATE RETAIL INC COM SER A 74915M100 626 87192 SH DFND 0 87192 0 RPM INTL INC COM 749685103 3308 39933 SH DFND 0 39933 0 RANGE RES CORP COM 75281A109 77 11642 SH DFND 0 11642 0 RAPID7 INC COM 753422104 2 25 SH DFND 0 25 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 12489 217047 SH DFND 0 217047 0 READY CAPITAL CORP 7% CN SR NT 2023 75574U200 205 8600 SH DFND 0 8600 0 REALPAGE INC COM 75606N109 241 4173 SH DFND 0 4173 0 REALTY INCOME CORP COM 756109104 528 8699 SH DFND 0 8699 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 2865 217739 SH DFND 0 217739 0 REGENERON PHARMACEUTICALS COM 75886F107 7427 13267 SH DFND 0 13267 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 2998 260021 SH DFND 0 260021 0 REPLIGEN CORP COM 759916109 8301 56264 SH DFND 0 56264 0 REPUBLIC SVCS INC COM 760759100 3119 33416 SH DFND 0 33416 0 RESEARCH FRONTIERS INC COM 760911107 54 20000 SH DFND 0 20000 0 RESMED INC COM 761152107 1162 6776 SH DFND 0 6776 0 REYNOLDS CONSUMER PRODS INC COM 76171L106 391 12772 SH DFND 0 12772 0 RINGCENTRAL INC CL A 76680R206 1409 5131 SH DFND 0 5131 0 RITCHIE BROS AUCTIONEERS COM 767744105 300 5062 SH DFND 0 5062 0 RMR MORTGAGE TR COM 76970B101 0 26500 SH DFND 0 26500 0 ROCKWELL AUTOMATION INC COM 773903109 885 4008 SH DFND 0 4008 0 ROKU INC COM CL A 77543R102 619 3278 SH DFND 0 3278 0 ROPER TECHNOLOGIES INC COM 776696106 415 1051 SH DFND 0 1051 0 ROSS STORES INC COM 778296103 506 5419 SH DFND 0 5419 0 ROYAL BK CDA COM 780087102 1255 42468 SH DFND 0 42468 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 468 19333 SH DFND 0 19333 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 580 23057 SH DFND 0 23057 0 ROYCE VALUE TR INC COM 780910105 242 19184 SH DFND 0 19184 0 S&P GLOBAL INC COM 78409V104 1275 3534 SH DFND 0 3534 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 254 798 SH DFND 0 798 0 SL GREEN RLTY CORP COM 78440X101 538 11611 SH DFND 0 11611 0 SM ENERGY CO COM 78454L100 22 13956 SH DFND 0 13956 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 90079 268981 SH DFND 0 268981 0 SPS COMMERCE INC COM 78463M107 168 2163 SH DFND 0 2163 0 SPDR GOLD TR GOLD SHS 78463V107 4062 22932 SH DFND 0 22932 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 855 23383 SH DFND 0 23383 0 SPDR SER TR SPDR S&P1500VL 78464A128 252 2475 SH DFND 0 2475 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 14194 206043 SH DFND 0 206043 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 4957 134856 SH DFND 0 134856 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 286 5698 SH DFND 0 5698 0 SPDR SER TR PORTFOLIO SHORT 78464A474 6548 208739 SH DFND 0 208739 0 SPDR SER TR BLOMBERG INTL TR 78464A516 790 26621 SH DFND 0 26621 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 2303 74610 SH DFND 0 74610 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 2952 88806 SH DFND 0 88806 0 SPDR SER TR S&P REGL BKG 78464A698 1041 29187 SH DFND 0 29187 0 SPDR SER TR S&P DIVID ETF 78464A763 3541 38321 SH DFND 0 38321 0 SPDR SER TR S&P SEMICNDCTR 78464A862 3387 26939 SH DFND 0 26939 0 SPDR SER TR S&P BIOTECH 78464A870 1378 12369 SH DFND 0 12369 0 SPDR SER TR S&P HOMEBUILD 78464A888 294 5459 SH DFND 0 5459 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 305 5035 SH DFND 0 5035 0 SSGA ACTIVE ETF TR MFS SYS VAL EQ 78467V871 286 4665 SH DFND 0 4665 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 15659 56429 SH DFND 0 56429 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1159 3420 SH DFND 0 3420 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 1091 42169 SH DFND 0 42169 0 SPDR SER TR S&P OILGAS EXP 78468R556 246 5846 SH DFND 0 5846 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 552 5290 SH DFND 0 5290 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 731 26674 SH DFND 0 26674 0 SVB FINANCIAL GROUP COM 78486Q101 284 1181 SH DFND 0 1181 0 SAFEHOLD INC COM 78645L100 1415 22786 SH DFND 0 22786 0 SALESFORCE COM INC COM 79466L302 25764 102513 SH DFND 0 102513 0 SANOFI SPONSORED ADR 80105N105 2665 53121 SH DFND 0 53121 0 SAP SE SPON ADR 803054204 410 2633 SH DFND 0 2633 0 SAREPTA THERAPEUTICS INC COM 803607100 211 1500 SH DFND 0 1500 0 HENRY SCHEIN INC COM 806407102 77 1316 SH DFND 0 1316 0 SCHLUMBERGER LTD COM 806857108 533 34245 SH DFND 0 34245 0 SCHWAB CHARLES CORP COM 808513105 3165 87346 SH DFND 0 87346 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 558 9050 SH DFND 0 9050 0 SCOTTS MIRACLE GRO CO CL A 810186106 340 2226 SH DFND 0 2226 0 SEA LTD SPONSORD ADS 81141R100 5233 33972 SH DFND 0 33972 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5634 53415 SH DFND 0 53415 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1901 29649 SH DFND 0 29649 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3551 24162 SH DFND 0 24162 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1157 38624 SH DFND 0 38624 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2796 116145 SH DFND 0 116145 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2318 30110 SH DFND 0 30110 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8661 74219 SH DFND 0 74219 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2823 47519 SH DFND 0 47519 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 436 7337 SH DFND 0 7337 0 SEMTECH CORP COM 816850101 128 2421 SH DFND 0 2421 0 SEMPRA ENERGY COM 816851109 384 3245 SH DFND 0 3245 0 SERVICE CORP INTL COM 817565104 220 5219 SH DFND 0 5219 0 SERVICENOW INC COM 81762P102 10785 22238 SH DFND 0 22238 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 136 14386 SH DFND 0 14386 0 SHERWIN WILLIAMS CO COM 824348106 2079 2984 SH DFND 0 2984 0 SHOPIFY INC CL A 82509L107 951 930 SH DFND 0 930 0 SIENTRA INC COM 82621J105 144 42400 SH DFND 0 42400 0 SIGNATURE BK NEW YORK N Y COM 82669G104 2180 26268 SH DFND 0 26268 0 SILICON LABORATORIES INC COM 826919102 48 488 SH DFND 0 488 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 2065 130245 SH DFND 0 130245 0 SIRIUS XM HOLDINGS INC COM 82968B103 136 25440 SH DFND 0 25440 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 135 1107 SH DFND 0 1107 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 234 8729 SH DFND 0 8729 0 SMITH A O CORP COM 831865209 246 4658 SH DFND 0 4658 0 SMUCKER J M CO COM NEW 832696405 3616 31305 SH DFND 0 31305 0 SNAP INC CL A 83304A106 219 8400 SH DFND 0 8400 0 SNOWFLAKE INC CL A 833445109 501 1997 SH DFND 0 1997 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 293 1229 SH DFND 0 1229 0 SONOCO PRODS CO COM 835495102 3132 61330 SH DFND 0 61330 0 SONY CORP SPONSORED ADR 835699307 604 7872 SH DFND 0 7872 0 SOUTH ST CORP COM 840441109 222 4601 SH DFND 0 4601 0 SOUTHERN CO COM 842587107 7337 135326 SH DFND 0 135326 0 SOUTHERN CO UNIT 08/01/2022 842587602 650 13970 SH DFND 0 13970 0 SOUTHWEST AIRLS CO COM 844741108 1596 42550 SH DFND 0 42550 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 26 20000 SH DFND 0 20000 0 SOUTHWESTERN ENERGY CO COM 845467109 30 12732 SH DFND 0 12732 0 SPLUNK INC COM 848637104 1905 10128 SH DFND 0 10128 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 23 16000 SH DFND 0 16000 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 611 42677 SH DFND 0 42677 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 271 18000 SH DFND 0 18000 0 SPROUTS FMRS MKT INC COM 85208M102 275 13148 SH DFND 0 13148 0 SQUARE INC CL A 852234103 876 5388 SH DFND 0 5388 0 STAAR SURGICAL CO COM PAR $0.01 852312305 941 16636 SH DFND 0 16636 0 STAG INDL INC COM 85254J102 1027 33669 SH DFND 0 33669 0 STANLEY BLACK & DECKER INC COM 854502101 1603 9880 SH DFND 0 9880 0 STARBUCKS CORP COM 855244109 11490 133728 SH DFND 0 133728 0 STARWOOD PPTY TR INC COM 85571B105 293 19419 SH DFND 0 19419 0 STATE STR CORP COM 857477103 480 8086 SH DFND 0 8086 0 STELLUS CAP INVT CORP COM 858568108 124 14275 SH DFND 0 14275 0 STERLING BANCORP DEL COM 85917A100 308 29254 SH DFND 0 29254 0 STORE CAP CORP COM 862121100 1208 44024 SH DFND 0 44024 0 STRYKER CORPORATION COM 863667101 2584 12403 SH DFND 0 12403 0 SUNCOR ENERGY INC NEW COM 867224107 277 22651 SH DFND 0 22651 0 SUNRUN INC COM 86771W105 249 3237 SH DFND 0 3237 0 SYNOPSYS INC COM 871607107 215 1007 SH DFND 0 1007 0 SYNCHRONY FINANCIAL COM 87165B103 1065 40676 SH DFND 0 40676 0 SYSCO CORP COM 871829107 4918 79037 SH DFND 0 79037 0 TCF FINL CORP COM 872307103 264 11296 SH DFND 0 11296 0 TJX COS INC NEW COM 872540109 3703 66542 SH DFND 0 66542 0 T-MOBILE US INC COM 872590104 328 2864 SH DFND 0 2864 0 TPI COMPOSITES INC COM 87266J104 741 25570 SH DFND 0 25570 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2916 35974 SH DFND 0 35974 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 448 2712 SH DFND 0 2712 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 190 10675 SH DFND 0 10675 0 TARGET CORP COM 87612E106 9344 59356 SH DFND 0 59356 0 TAUBMAN CTRS INC COM 876664103 1360 40843 SH DFND 0 40843 0 TC ENERGY CORP COM 87807B107 2262 53836 SH DFND 0 53836 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 1080 59700 SH DFND 0 59700 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 654 31732 SH DFND 0 31732 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 264 15022 SH DFND 0 15022 0 TELADOC HEALTH INC COM 87918A105 444 2023 SH DFND 0 2023 0 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 41 10000 SH DFND 0 10000 0 TELUS CORPORATION COM 87971M103 823 46729 SH DFND 0 46729 0 TEMPLETON DRAGON FD INC COM 88018T101 410 18682 SH DFND 0 18682 0 TEMPLETON EMERGING MKTS INCO COM 880192109 640 86316 SH DFND 0 86316 0 TEMPLETON GLOBAL INCOME FD COM 880198106 719 134481 SH DFND 0 134481 0 TERADYNE INC COM 880770102 259 3263 SH DFND 0 3263 0 TERRENO RLTY CORP COM 88146M101 2467 45057 SH DFND 0 45057 0 TESLA INC COM 88160R101 3348 7805 SH DFND 0 7805 0 TEXAS INSTRS INC COM 882508104 6324 44290 SH DFND 0 44290 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 361 800 SH DFND 0 800 0 THE TRADE DESK INC COM CL A 88339J105 1328 2560 SH DFND 0 2560 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5031 11395 SH DFND 0 11395 0 THOMSON REUTERS CORP. COM NEW 884903709 263 3300 SH DFND 0 3300 0 THOR INDS INC COM 885160101 244 2561 SH DFND 0 2561 0 3M CO COM 88579Y101 14604 91174 SH DFND 0 91174 0 TIDEWATER INC NEW COM 88642R109 122 18199 SH DFND 0 18199 0 TIMKEN CO COM 887389104 446 8230 SH DFND 0 8230 0 TOMPKINS FINANCIAL CORPORATI COM 890110109 1716 30201 SH DFND 0 30201 0 TOTAL SE SPONSORED ADS 89151E109 1248 36371 SH DFND 0 36371 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 380 2871 SH DFND 0 2871 0 TRACTOR SUPPLY CO COM 892356106 3637 25374 SH DFND 0 25374 0 TRADEWEB MKTS INC CL A 892672106 22 372 SH DFND 0 372 0 TRANSDIGM GROUP INC COM 893641100 4990 10502 SH DFND 0 10502 0 TRAVELERS COMPANIES INC COM 89417E109 4023 37188 SH DFND 0 37188 0 TREX CO INC COM 89531P105 470 6571 SH DFND 0 6571 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 191 17285 SH DFND 0 17285 0 TRISTATE CAP HLDGS INC COM 89678F100 2429 183495 SH DFND 0 183495 0 TRUECAR INC COM 89785L107 2309 461871 SH DFND 0 461871 0 TRUIST FINL CORP COM 89832Q109 10198 268020 SH DFND 0 268020 0 TWITTER INC COM 90184L102 5564 125036 SH DFND 0 125036 0 2U INC COM 90214J101 1283 37905 SH DFND 0 37905 0 TYLER TECHNOLOGIES INC COM 902252105 402 1154 SH DFND 0 1154 0 TYSON FOODS INC CL A 902494103 6850 115170 SH DFND 0 115170 0 UMB FINL CORP COM 902788108 331 6755 SH DFND 0 6755 0 US BANCORP DEL COM NEW 902973304 4929 137477 SH DFND 0 137477 0 U S XPRESS ENTERPRISES INC COM CL A 90338N202 143 17324 SH DFND 0 17324 0 UBER TECHNOLOGIES INC COM 90353T100 1522 41735 SH DFND 0 41735 0 ULTA BEAUTY INC COM 90384S303 2997 13381 SH DFND 0 13381 0 UNILEVER PLC SPON ADR NEW 904767704 5459 88498 SH DFND 0 88498 0 UNILEVER N V N Y SHS NEW 904784709 1439 23827 SH DFND 0 23827 0 UNION PAC CORP COM 907818108 6884 34969 SH DFND 0 34969 0 UNITED PARCEL SERVICE INC CL B 911312106 23944 143695 SH DFND 0 143695 0 UNITEDHEALTH GROUP INC COM 91324P102 20267 65007 SH DFND 0 65007 0 UNITI GROUP INC COM 91325V108 382 36242 SH DFND 0 36242 0 UNITY SOFTWARE INC COM 91332U101 2 23 SH DFND 0 23 0 UNUM GROUP COM 91529Y106 387 23007 SH DFND 0 23007 0 V F CORP COM 918204108 1668 23749 SH DFND 0 23749 0 VALERO ENERGY CORP COM 91913Y100 2006 46295 SH DFND 0 46295 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2711 69239 SH DFND 0 69239 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 758 62346 SH DFND 0 62346 0 VANECK VECTORS ETF TR MORNINGSTAR INTL 92189F593 279 9507 SH DFND 0 9507 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 6528 119583 SH DFND 0 119583 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 387 6466 SH DFND 0 6466 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 20568 159862 SH DFND 0 159862 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 415 7950 SH DFND 0 7950 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 6226 33584 SH DFND 0 33584 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 4872 63523 SH DFND 0 63523 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 987 8232 SH DFND 0 8232 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 283 1357 SH DFND 0 1357 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 578 5308 SH DFND 0 5308 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 4925 46379 SH DFND 0 46379 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 5662 37241 SH DFND 0 37241 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 290 2763 SH DFND 0 2763 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 10169 80999 SH DFND 0 80999 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 80114 857018 SH DFND 0 857018 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2279 27447 SH DFND 0 27447 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 38228 433323 SH DFND 0 433323 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 21808 533199 SH DFND 0 533199 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5128 63360 SH DFND 0 63360 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 5190 99695 SH DFND 0 99695 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1895 26311 SH DFND 0 26311 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 9275 159411 SH DFND 0 159411 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3246 40253 SH DFND 0 40253 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 18214 361022 SH DFND 0 361022 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11693 270411 SH DFND 0 270411 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1538 22597 SH DFND 0 22597 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 899 3832 SH DFND 0 3832 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2605 15947 SH DFND 0 15947 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1406 34890 SH DFND 0 34890 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1252 21404 SH DFND 0 21404 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3034 14874 SH DFND 0 14874 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 202 1392 SH DFND 0 1392 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 2191 7034 SH DFND 0 7034 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 618 4592 SH DFND 0 4592 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 410 4024 SH DFND 0 4024 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 589 9480 SH DFND 0 9480 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 64891 783235 SH DFND 0 783235 0 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 507 6200 SH DFND 0 6200 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 414 4155 SH DFND 0 4155 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8755 91389 SH DFND 0 91389 0 VARIAN MED SYS INC COM 92220P105 108 625 SH DFND 0 625 0 VARONIS SYS INC COM 922280102 76 655 SH DFND 0 655 0 VEEVA SYS INC CL A COM 922475108 4326 15386 SH DFND 0 15386 0 VENTAS INC COM 92276F100 213 5071 SH DFND 0 5071 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2512 46134 SH DFND 0 46134 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 23085 75038 SH DFND 0 75038 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1094 10795 SH DFND 0 10795 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 739 4100 SH DFND 0 4100 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 25039 317113 SH DFND 0 317113 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 6032 28067 SH DFND 0 28067 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 25020 226155 SH DFND 0 226155 0 VANGUARD INDEX FDS MID CAP ETF 922908629 16752 95044 SH DFND 0 95044 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 320 2048 SH DFND 0 2048 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 757 5832 SH DFND 0 5832 0 VANGUARD INDEX FDS GROWTH ETF 922908736 32329 142038 SH DFND 0 142038 0 VANGUARD INDEX FDS VALUE ETF 922908744 12186 116597 SH DFND 0 116597 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 14571 94743 SH DFND 0 94743 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 154897 909498 SH DFND 0 909498 0 VERISIGN INC COM 92343E102 5877 28687 SH DFND 0 28687 0 VERIZON COMMUNICATIONS INC COM 92343V104 35111 590206 SH DFND 0 590206 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 16 16000 SH DFND 0 16000 0 VERITEX HLDGS INC COM 923451108 937 55017 SH DFND 0 55017 0 VERISK ANALYTICS INC COM 92345Y106 639 3446 SH DFND 0 3446 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3503 12873 SH DFND 0 12873 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 12 11000 SH DFND 0 11000 0 VIACOMCBS INC CL B 92556H206 4347 155203 SH DFND 0 155203 0 VICI PPTYS INC COM 925652109 1333 57023 SH DFND 0 57023 0 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 286 5255 SH DFND 0 5255 0 VISA INC COM CL A 92826C839 25457 127304 SH DFND 0 127304 0 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 203 25967 SH DFND 0 25967 0 VISTRA CORP COM 92840M102 276 14621 SH DFND 0 14621 0 VMWARE INC CL A COM 928563402 4106 28580 SH DFND 0 28580 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3206 238869 SH DFND 0 238869 0 VONAGE HLDGS CORP COM 92886T201 546 53415 SH DFND 0 53415 0 VOYA FINANCIAL INC COM 929089100 306 6385 SH DFND 0 6385 0 VOYA PRIME RATE TR SH BEN INT 92913A100 78 17766 SH DFND 0 17766 0 VULCAN MATLS CO COM 929160109 2568 18948 SH DFND 0 18948 0 WP CAREY INC COM 92936U109 1114 17098 SH DFND 0 17098 0 WEC ENERGY GROUP INC COM 92939U106 524 5405 SH DFND 0 5405 0 WALMART INC COM 931142103 59150 422769 SH DFND 0 422769 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4900 136423 SH DFND 0 136423 0 WASTE CONNECTIONS INC COM 94106B101 1008 9715 SH DFND 0 9715 0 WASTE MGMT INC DEL COM 94106L109 18991 167809 SH DFND 0 167809 0 WATSCO INC COM 942622200 358 1535 SH DFND 0 1535 0 WAYFAIR INC CL A 94419L101 687 2361 SH DFND 0 2361 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 675 39825 SH DFND 0 39825 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 49 13000 SH DFND 0 13000 0 WELLS FARGO CO NEW COM 949746101 4059 172670 SH DFND 0 172670 0 WELLTOWER INC COM 95040Q104 2869 52078 SH DFND 0 52078 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 279 1017 SH DFND 0 1017 0 WESTERN ASSET VAR RT STRG FD COM 957667108 679 41411 SH DFND 0 41411 0 WESTERN ASSET EMERGING MKTS COM 95766A101 284 23047 SH DFND 0 23047 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 52 10672 SH DFND 0 10672 0 WESTERN DIGITAL CORP. 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