0000757657-20-000026.txt : 20200824
0000757657-20-000026.hdr.sgml : 20200824
20200824133305
ACCESSION NUMBER: 0000757657-20-000026
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200824
DATE AS OF CHANGE: 20200824
EFFECTIVENESS DATE: 20200824
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPHENS INC /AR/
CENTRAL INDEX KEY: 0000757657
IRS NUMBER: 710641478
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01458
FILM NUMBER: 201126436
BUSINESS ADDRESS:
STREET 1: 111 CENTER ST
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
BUSINESS PHONE: 501-377-2000
MAIL ADDRESS:
STREET 1: 111 CENTRE STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0000757657
XXXXXXXX
06-30-2020
06-30-2020
false
STEPHENS INC /AR/
111 Centre Street
Little Rock
AR
72201
13F HOLDINGS REPORT
028-01458
N
Donald L Chaney
SVP - Chief Complianc Officer BD
501-377-3784
Donald L. Chaney
Little Rock
AR
08-24-2020
0
1146
4651658
INFORMATION TABLE
2
infotable.xml
ABB LTD
SPONSORED ADR
000375204
861
38145
SH
DFND
0
38145
0
AFLAC INC
COM
001055102
6111
169597
SH
DFND
0
169597
0
AGNC INVT CORP
COM
00123Q104
1431
110965
SH
DFND
0
110965
0
AES CORP
COM
00130H105
1437
99162
SH
DFND
0
99162
0
ALPS ETF TR
ALERIAN MLP
00162Q452
46593
1887901
SH
DFND
0
1887901
0
AMC NETWORKS INC
CL A
00164V103
342
14625
SH
DFND
0
14625
0
AT&T INC
COM
00206R102
34009
1124993
SH
DFND
0
1124993
0
ARK ETF TR
INNOVATION ETF
00214Q104
1318
18477
SH
DFND
0
18477
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
3153
60452
SH
DFND
0
60452
0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
3002
35380
SH
DFND
0
35380
0
AARONS INC
COM PAR $0.50
002535300
1229
27066
SH
DFND
0
27066
0
ABBOTT LABS
COM
002824100
22193
242733
SH
DFND
0
242733
0
ABBVIE INC
COM
00287Y109
25521
259938
SH
DFND
0
259938
0
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
1239
325229
SH
DFND
0
325229
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
63
13582
SH
DFND
0
13582
0
ABIOMED INC
COM
003654100
2095
8672
SH
DFND
0
8672
0
ABRAXAS PETE CORP
COM
003830106
5
20000
SH
DFND
0
20000
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
115
4562
SH
DFND
0
4562
0
ACTIVISION BLIZZARD INC
COM
00507V109
5149
67838
SH
DFND
0
67838
0
ADDUS HOMECARE CORP
COM
006739106
213
2300
SH
DFND
0
2300
0
ADOBE INC
COM
00724F101
23742
54541
SH
DFND
0
54541
0
ADVANCE AUTO PARTS INC
COM
00751Y106
710
4986
SH
DFND
0
4986
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
27
17000
SH
DFND
0
17000
0
ADVANCED MICRO DEVICES INC
COM
007903107
631
11990
SH
DFND
0
11990
0
AGREE REALTY CORP
COM
008492100
1453
22106
SH
DFND
0
22106
0
AIR PRODS & CHEMS INC
COM
009158106
8358
34616
SH
DFND
0
34616
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1012
9446
SH
DFND
0
9446
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
20
16000
SH
DFND
0
16000
0
ALASKA AIR GROUP INC
COM
011659109
247
6800
SH
DFND
0
6800
0
ALBEMARLE CORP
COM
012653101
797
10328
SH
DFND
0
10328
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
3299
20335
SH
DFND
0
20335
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1225
10912
SH
DFND
0
10912
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2713
12578
SH
DFND
0
12578
0
ALIGN TECHNOLOGY INC
COM
016255101
9869
35960
SH
DFND
0
35960
0
ALLIANT ENERGY CORP
COM
018802108
4438
92760
SH
DFND
0
92760
0
ALLIANZGI DIVIDEND INT & PRM
COM
01883A107
180
16096
SH
DFND
0
16096
0
ALLSTATE CORP
COM
020002101
5044
52006
SH
DFND
0
52006
0
ALLY FINL INC
COM
02005N100
917
46265
SH
DFND
0
46265
0
ALPHABET INC
CAP STK CL C
02079K107
27578
19509
SH
DFND
0
19509
0
ALPHABET INC
CAP STK CL A
02079K305
15387
10851
SH
DFND
0
10851
0
ALTERYX INC
COM CL A
02156B103
313
1905
SH
DFND
0
1905
0
ALTRIA GROUP INC
COM
02209S103
7014
178699
SH
DFND
0
178699
0
AMAZON COM INC
COM
023135106
42695
15476
SH
DFND
0
15476
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
515
14741
SH
DFND
0
14741
0
AMERICAN ELEC PWR CO INC
COM
025537101
2780
34903
SH
DFND
0
34903
0
AMERICAN EXPRESS CO
COM
025816109
6459
67844
SH
DFND
0
67844
0
AMERICAN HOMES 4 RENT
CL A
02665T306
424
15750
SH
DFND
0
15750
0
AMERICAN INTL GROUP INC
COM NEW
026874784
947
30375
SH
DFND
0
30375
0
AMERICAN TOWER CORP NEW
COM
03027X100
11392
44064
SH
DFND
0
44064
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1032
8021
SH
DFND
0
8021
0
AMERICAS CAR MART INC
COM
03062T105
1584
18031
SH
DFND
0
18031
0
AMERICOLD RLTY TR
COM
03064D108
1024
28198
SH
DFND
0
28198
0
AMERISOURCEBERGEN CORP
COM
03073E105
2087
20711
SH
DFND
0
20711
0
AMERIPRISE FINL INC
COM
03076C106
239
1595
SH
DFND
0
1595
0
AMETEK INC
COM
031100100
3267
36561
SH
DFND
0
36561
0
AMGEN INC
COM
031162100
8490
35997
SH
DFND
0
35997
0
AMPHENOL CORP NEW
CL A
032095101
4502
46990
SH
DFND
0
46990
0
AMPLIFY ETF TR
BLACKSWAN GRWT
032108888
14898
485579
SH
DFND
0
485579
0
ANALOG DEVICES INC
COM
032654105
538
4390
SH
DFND
0
4390
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
774
15697
SH
DFND
0
15697
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
152
23205
SH
DFND
0
23205
0
ANSYS INC
COM
03662Q105
610
2092
SH
DFND
0
2092
0
ANTHEM INC
COM
036752103
5316
20215
SH
DFND
0
20215
0
ANTERIX INC
COM
03676C100
363
8000
SH
DFND
0
8000
0
APARTMENT INVT & MGMT CO
CL A
03748R754
1143
30360
SH
DFND
0
30360
0
APOLLO SR FLOATING RATE FD I
COM
037636107
158
12680
SH
DFND
0
12680
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
6508
130373
SH
DFND
0
130373
0
APPLE INC
COM
037833100
85439
234208
SH
DFND
0
234208
0
APPLIED MATLS INC
COM
038222105
720
11904
SH
DFND
0
11904
0
ARCBEST CORP
COM
03937C105
233
8801
SH
DFND
0
8801
0
ARCHER DANIELS MIDLAND CO
COM
039483102
3637
91142
SH
DFND
0
91142
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
771
19415
SH
DFND
0
19415
0
ARES CAPITAL CORP
COM
04010L103
23960
1658147
SH
DFND
0
1658147
0
ARISTA NETWORKS INC
COM
040413106
369
1759
SH
DFND
0
1759
0
ASPEN TECHNOLOGY INC
COM
045327103
166
1599
SH
DFND
0
1599
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
848
16032
SH
DFND
0
16032
0
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 2.250% 6/0
049164BH8
15
16000
SH
DFND
0
16000
0
ATMOS ENERGY CORP
COM
049560105
2508
25182
SH
DFND
0
25182
0
AUTODESK INC
COM
052769106
11805
49353
SH
DFND
0
49353
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
13828
92875
SH
DFND
0
92875
0
AUTONATION INC
COM
05329W102
930
24746
SH
DFND
0
24746
0
AUTOZONE INC
COM
053332102
1304
1156
SH
DFND
0
1156
0
AVALARA INC
COM
05338G106
1200
9017
SH
DFND
0
9017
0
AVALONBAY CMNTYS INC
COM
053484101
1194
7722
SH
DFND
0
7722
0
AVID BIOSERVICES INC
COM
05368M106
474
72203
SH
DFND
0
72203
0
AXON ENTERPRISE INC
COM
05464C101
101
1032
SH
DFND
0
1032
0
AZEK CO INC
CL A
05478C105
70
2200
SH
DFND
0
2200
0
B & G FOODS INC NEW
COM
05508R106
291
11919
SH
DFND
0
11919
0
BCE INC
COM NEW
05534B760
6816
163188
SH
DFND
0
163188
0
BP PLC
SPONSORED ADR
055622104
3814
163539
SH
DFND
0
163539
0
BWX TECHNOLOGIES INC
COM
05605H100
863
15236
SH
DFND
0
15236
0
BAIN CAP SPECIALTY FIN INC
COM STK
05684B107
861
77676
SH
DFND
0
77676
0
BALCHEM CORP
COM
057665200
215
2264
SH
DFND
0
2264
0
BK OF AMERICA CORP
COM
060505104
20529
864358
SH
DFND
0
864358
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
909
677
SH
DFND
0
677
0
BANK NEW YORK MELLON CORP
COM
064058100
5395
139593
SH
DFND
0
139593
0
BANK OZK
COM
06417N103
2747
117050
SH
DFND
0
117050
0
BARCLAYS PLC
ADR
06738E204
99
17574
SH
DFND
0
17574
0
BARRICK GOLD CORPORATION
COM
067901108
642
23820
SH
DFND
0
23820
0
BAXTER INTL INC
COM
071813109
294
3417
SH
DFND
0
3417
0
BEACON ROOFING SUPPLY INC
COM
073685109
1331
50463
SH
DFND
0
50463
0
BECTON DICKINSON & CO
COM
075887109
2853
11925
SH
DFND
0
11925
0
BENCHMARK ELECTRS INC
COM
08160H101
900
41676
SH
DFND
0
41676
0
BERKLEY W R CORP
COM
084423102
436
7604
SH
DFND
0
7604
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2673
10
SH
DFND
0
10
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
13580
76074
SH
DFND
0
76074
0
BIO RAD LABS INC
CL A
090572207
258
572
SH
DFND
0
572
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
44
10000
SH
DFND
0
10000
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
522
4229
SH
DFND
0
4229
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
27
22000
SH
DFND
0
22000
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
267
16346
SH
DFND
0
16346
0
BIOGEN INC
COM
09062X103
2897
10829
SH
DFND
0
10829
0
BIO-TECHNE CORP
COM
09073M104
220
832
SH
DFND
0
832
0
BLACKROCK FLOATING RATE INCO
COM
091941104
293
26690
SH
DFND
0
26690
0
BLACK KNIGHT INC
COM
09215C105
389
5360
SH
DFND
0
5360
0
BLACKLINE INC
COM
09239B109
218
2627
SH
DFND
0
2627
0
BLACKROCK INC
COM
09247X101
3894
7388
SH
DFND
0
7388
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
808
61201
SH
DFND
0
61201
0
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
1694
230767
SH
DFND
0
230767
0
BLACKROCK MUNIASSETS FD INC
COM
09254J102
146
10554
SH
DFND
0
10554
0
BLACKROCK RES & COMMODITIES
SHS
09257A108
193
31441
SH
DFND
0
31441
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
237
9858
SH
DFND
0
9858
0
BLACKSTONE GROUP INC
COM CL A
09260D107
20999
370621
SH
DFND
0
370621
0
BOEING CO
COM
097023105
4887
26662
SH
DFND
0
26662
0
BOOKING HOLDINGS INC
COM
09857L108
3750
2355
SH
DFND
0
2355
0
BOSTON PPTYS LTD PARTNERSHIP
COM
101121101
1439
15920
SH
DFND
0
15920
0
BOSTON SCIENTIFIC CORP
COM
101137107
629
17916
SH
DFND
0
17916
0
BOULDER GROWTH & INCOME FD I
COM
101507101
109
11583
SH
DFND
0
11583
0
BRANDYWINEGBL GLBAL INM OPRT
COM
10537L104
570
49390
SH
DFND
0
49390
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
98
833
SH
DFND
0
833
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
8391
142708
SH
DFND
0
142708
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
6964
179387
SH
DFND
0
179387
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
575
4559
SH
DFND
0
4559
0
BROADCOM INC
COM
11135F101
12901
40875
SH
DFND
0
40875
0
BROOKDALE SR LIVING INC
COM
112463104
35
11768
SH
DFND
0
11768
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
351
10678
SH
DFND
0
10678
0
BROWN & BROWN INC
COM
115236101
1136
27872
SH
DFND
0
27872
0
BROWN FORMAN CORP
CL B
115637209
1226
19256
SH
DFND
0
19256
0
BURLINGTON STORES INC
COM
122017106
120
609
SH
DFND
0
609
0
CBOE GLOBAL MARKETS INC
COM
12503M108
916
9821
SH
DFND
0
9821
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
925
154925
SH
DFND
0
154925
0
CBRE GROUP INC
CL A
12504L109
214
4727
SH
DFND
0
4727
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
1007
12739
SH
DFND
0
12739
0
CIGNA CORP NEW
COM
125523100
691
3682
SH
DFND
0
3682
0
CME GROUP INC
COM
12572Q105
668
4111
SH
DFND
0
4111
0
CSX CORP
COM
126408103
2554
36623
SH
DFND
0
36623
0
CVS HEALTH CORP
COM
126650100
6458
99405
SH
DFND
0
99405
0
CABOT OIL & GAS CORP
COM
127097103
72
4217
SH
DFND
0
4217
0
CACTUS INC
CL A
127203107
454
22024
SH
DFND
0
22024
0
CADENCE DESIGN SYSTEM INC
COM
127387108
430
4482
SH
DFND
0
4482
0
CADENCE BANCORPORATION
CL A
12739A100
89
10017
SH
DFND
0
10017
0
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
526
46378
SH
DFND
0
46378
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
264
21271
SH
DFND
0
21271
0
CALAVO GROWERS INC
COM
128246105
229
3638
SH
DFND
0
3638
0
CALLAWAY GOLF CO
COM
131193104
480
27385
SH
DFND
0
27385
0
CALLON PETE CO DEL
COM
13123X102
19
16807
SH
DFND
0
16807
0
CAMBRIA ETF TR
TAIL RISK
132061862
14736
662280
SH
DFND
0
662280
0
CAMDEN PPTY TR
SH BEN INT
133131102
1293
14179
SH
DFND
0
14179
0
CAMPING WORLD HLDGS INC
CL A
13462K109
5833
214780
SH
DFND
0
214780
0
CANADIAN IMP BK COMM
COM
136069101
4717
70438
SH
DFND
0
70438
0
CANNAE HLDGS INC
COM
13765N107
1469
35740
SH
DFND
0
35740
0
CAPITAL ONE FINL CORP
COM
14040H105
300
4798
SH
DFND
0
4798
0
CAPITALA FIN CORP
COM
14054R106
92
35051
SH
DFND
0
35051
0
CARDINAL HEALTH INC
COM
14149Y108
5086
97448
SH
DFND
0
97448
0
CARMAX INC
COM
143130102
404
4508
SH
DFND
0
4508
0
CARLYLE GROUP INC
COM
14316J108
335
12022
SH
DFND
0
12022
0
CARRIER GLOBAL CORPORATION
COM
14448C104
783
35250
SH
DFND
0
35250
0
CATALENT INC
COM
148806102
761
10379
SH
DFND
0
10379
0
CATERPILLAR INC DEL
COM
149123101
9039
71458
SH
DFND
0
71458
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
106
11933
SH
DFND
0
11933
0
CELANESE CORP DEL
COM
150870103
399
4627
SH
DFND
0
4627
0
CENTERPOINT ENERGY INC
COM
15189T107
369
19761
SH
DFND
0
19761
0
CENTURYLINK INC
COM
156700106
5892
587472
SH
DFND
0
587472
0
CERENCE INC
COM
156727109
502
12281
SH
DFND
0
12281
0
CERNER CORP
COM
156782104
1351
19703
SH
DFND
0
19703
0
CERUS CORP
COM
157085101
5329
807397
SH
DFND
0
807397
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
606
1188
SH
DFND
0
1188
0
CHEGG INC
COM
163092109
73
1091
SH
DFND
0
1091
0
CHEMED CORP NEW
COM
16359R103
232
514
SH
DFND
0
514
0
CHEVRON CORP NEW
COM
166764100
33144
371441
SH
DFND
0
371441
0
CHURCH & DWIGHT INC
COM
171340102
272
3515
SH
DFND
0
3515
0
CHURCHILL DOWNS INC
COM
171484108
378
2838
SH
DFND
0
2838
0
CIENA CORP
COM NEW
171779309
205
3790
SH
DFND
0
3790
0
CIMAREX ENERGY CO
COM
171798101
962
34992
SH
DFND
0
34992
0
CINCINNATI FINL CORP
COM
172062101
479
7488
SH
DFND
0
7488
0
CISCO SYS INC
COM
17275R102
19823
425014
SH
DFND
0
425014
0
CINTAS CORP
COM
172908105
858
3222
SH
DFND
0
3222
0
CITIGROUP INC
COM NEW
172967424
5448
106611
SH
DFND
0
106611
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
1559
61761
SH
DFND
0
61761
0
CITRIX SYS INC
COM
177376100
1557
10524
SH
DFND
0
10524
0
CLEAN HARBORS INC
COM
184496107
209
3479
SH
DFND
0
3479
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692101
48
15040
SH
DFND
0
15040
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P100
108
45877
SH
DFND
0
45877
0
CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q108
299
110157
SH
DFND
0
110157
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
10
11000
SH
DFND
0
11000
0
CLOROX CO DEL
COM
189054109
1799
8199
SH
DFND
0
8199
0
COCA COLA CO
COM
191216100
53376
1194638
SH
DFND
0
1194638
0
COGNEX CORP
COM
192422103
145
2436
SH
DFND
0
2436
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
120
11005
SH
DFND
0
11005
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
215
28133
SH
DFND
0
28133
0
COLFAX CORP
COM
194014106
3576
128169
SH
DFND
0
128169
0
COLGATE PALMOLIVE CO
COM
194162103
3095
42252
SH
DFND
0
42252
0
COMCAST CORP NEW
CL A
20030N101
12326
316223
SH
DFND
0
316223
0
COMMERCE BANCSHARES INC
COM
200525103
4195
70535
SH
DFND
0
70535
0
COMPASS MINERALS INTL INC
COM
20451N101
423
8671
SH
DFND
0
8671
0
CONAGRA BRANDS INC
COM
205887102
757
21523
SH
DFND
0
21523
0
CONCHO RES INC
COM
20605P101
341
6615
SH
DFND
0
6615
0
CONNS INC
COM
208242107
1012
100306
SH
DFND
0
100306
0
CONOCOPHILLIPS
COM
20825C104
5967
142000
SH
DFND
0
142000
0
CONSOLIDATED EDISON INC
COM
209115104
6315
87789
SH
DFND
0
87789
0
CONSTELLATION BRANDS INC
CL A
21036P108
7223
41283
SH
DFND
0
41283
0
CONSTRUCTION PARTNERS INC
COM CL A
21044C107
1459
82171
SH
DFND
0
82171
0
COPART INC
COM
217204106
504
6057
SH
DFND
0
6057
0
CORESITE RLTY CORP
COM
21870Q105
757
6254
SH
DFND
0
6254
0
CORELOGIC INC
COM
21871D103
745
11085
SH
DFND
0
11085
0
CORNING INC
COM
219350105
734
28341
SH
DFND
0
28341
0
CORTEVA INC
COM
22052L104
555
20713
SH
DFND
0
20713
0
COSTCO WHSL CORP NEW
COM
22160K105
7537
24858
SH
DFND
0
24858
0
COSTAR GROUP INC
COM
22160N109
2293
3227
SH
DFND
0
3227
0
COUPA SOFTWARE INC
COM
22266L106
262
947
SH
DFND
0
947
0
COVETRUS INC
COM
22304C100
340
19017
SH
DFND
0
19017
0
CREE INC
COM
225447101
1308
22100
SH
DFND
0
22100
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
1063
10601
SH
DFND
0
10601
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
8630
51566
SH
DFND
0
51566
0
CROWN HLDGS INC
COM
228368106
265
4069
SH
DFND
0
4069
0
CUBESMART
COM
229663109
1061
39303
SH
DFND
0
39303
0
CUMMINS INC
COM
231021106
2250
12984
SH
DFND
0
12984
0
CYRUSONE INC
COM
23283R100
1432
19688
SH
DFND
0
19688
0
D R HORTON INC
COM
23331A109
216
3904
SH
DFND
0
3904
0
DTE ENERGY CO
COM
233331107
442
4110
SH
DFND
0
4110
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
841
42242
SH
DFND
0
42242
0
DXC TECHNOLOGY CO
COM
23355L106
290
17594
SH
DFND
0
17594
0
DANAHER CORPORATION
COM
235851102
4408
24927
SH
DFND
0
24927
0
DEERE & CO
COM
244199105
1048
6668
SH
DFND
0
6668
0
DELL TECHNOLOGIES INC
CL C
24703L202
201
3651
SH
DFND
0
3651
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1464
52184
SH
DFND
0
52184
0
DEXCOM INC
COM
252131107
658
1622
SH
DFND
0
1622
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
30
12000
SH
DFND
0
12000
0
DIAGEO P L C
SPON ADR NEW
25243Q205
2833
21083
SH
DFND
0
21083
0
DIGITAL RLTY TR INC
COM
253868103
1742
12255
SH
DFND
0
12255
0
DISNEY WALT CO
COM DISNEY
254687106
15520
139177
SH
DFND
0
139177
0
DISCOVER FINL SVCS
COM
254709108
380
7586
SH
DFND
0
7586
0
DISCOVERY INC
COM SER A
25470F104
861
40818
SH
DFND
0
40818
0
DISCOVERY INC
COM SER C
25470F302
986
51190
SH
DFND
0
51190
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
19
21000
SH
DFND
0
21000
0
DOCUSIGN INC
COM
256163106
793
4605
SH
DFND
0
4605
0
DOLBY LABORATORIES INC
COM CL A
25659T107
1007
15289
SH
DFND
0
15289
0
DOLLAR GEN CORP NEW
COM
256677105
8683
45576
SH
DFND
0
45576
0
DOLLAR TREE INC
COM
256746108
112
1206
SH
DFND
0
1206
0
DOMINION ENERGY INC
COM
25746U109
13531
166681
SH
DFND
0
166681
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
279
2750
SH
DFND
0
2750
0
DOMINOS PIZZA INC
COM
25754A201
897
2427
SH
DFND
0
2427
0
DONALDSON INC
COM
257651109
309
6642
SH
DFND
0
6642
0
DORMAN PRODUCTS INC
COM
258278100
2617
39015
SH
DFND
0
39015
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
362
23539
SH
DFND
0
23539
0
DOVER CORP
COM
260003108
309
3202
SH
DFND
0
3202
0
DOW INC
COM
260557103
4285
105125
SH
DFND
0
105125
0
DRAFTKINGS INC
COM CL A
26142R104
385
11585
SH
DFND
0
11585
0
DROPBOX INC
CL A
26210C104
152
6984
SH
DFND
0
6984
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
8578
107374
SH
DFND
0
107374
0
DUPONT DE NEMOURS INC
COM
26614N102
3113
58597
SH
DFND
0
58597
0
E L F BEAUTY INC
COM
26856L103
210
11023
SH
DFND
0
11023
0
EQT CORP
COM
26884L109
203
17090
SH
DFND
0
17090
0
EPR PPTYS
COM SH BEN INT
26884U109
791
23872
SH
DFND
0
23872
0
ETFIS SER TR I
VIRTUS INFRCAP
26923G822
420
23400
SH
DFND
0
23400
0
ETF MANAGERS GROUP COMMODITY
BREAKWAVE DRY
26923H200
84
11410
SH
DFND
0
11410
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
819
18424
SH
DFND
0
18424
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
137
10682
SH
DFND
0
10682
0
EAST WEST BANCORP INC
COM
27579R104
2126
58670
SH
DFND
0
58670
0
EASTGROUP PPTY INC
COM
277276101
2280
19225
SH
DFND
0
19225
0
EASTMAN CHEM CO
COM
277432100
2470
35463
SH
DFND
0
35463
0
EATON VANCE FLTING RATE INC
COM
278279104
114
10000
SH
DFND
0
10000
0
EATON VANCE LTD DURATION INC
COM
27828H105
448
39729
SH
DFND
0
39729
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
262
24264
SH
DFND
0
24264
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
319
28188
SH
DFND
0
28188
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
97
11189
SH
DFND
0
11189
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
194
26278
SH
DFND
0
26278
0
EBAY INC.
COM
278642103
574
10937
SH
DFND
0
10937
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
50
2325
SH
DFND
0
2325
0
ECOLAB INC
COM
278865100
3198
16074
SH
DFND
0
16074
0
EDISON INTL
COM
281020107
381
7016
SH
DFND
0
7016
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1777
25706
SH
DFND
0
25706
0
ELECTRONIC ARTS INC
COM
285512109
2749
20821
SH
DFND
0
20821
0
ELEVATE CREDIT INC
COM
28621V101
46
31000
SH
DFND
0
31000
0
EMERSON ELEC CO
COM
291011104
7168
115560
SH
DFND
0
115560
0
EMPIRE ST RLTY TR INC
CL A
292104106
790
112880
SH
DFND
0
112880
0
ENBRIDGE INC
COM
29250N105
6297
206996
SH
DFND
0
206996
0
ENCORE CAP GROUP INC
COM
292554102
4
109
SH
DFND
0
109
0
ENDOLOGIX INC
COM NEW
29266S304
48
59443
SH
DFND
0
59443
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
19589
2751251
SH
DFND
0
2751251
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
64
26065
SH
DFND
0
26065
0
ENTERGY CORP NEW
COM
29364G103
338
3602
SH
DFND
0
3602
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
4743
261010
SH
DFND
0
261010
0
ENVESTNET INC
COM
29404K106
288
3915
SH
DFND
0
3915
0
EQUINIX INC
COM
29444U700
9037
12867
SH
DFND
0
12867
0
EQUINOX GOLD CORP
COM
29446Y502
112
10000
SH
DFND
0
10000
0
EQUITABLE HLDGS INC
COM
29452E101
254
13188
SH
DFND
0
13188
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
1564
25029
SH
DFND
0
25029
0
ESSENTIAL UTILS INC
COM
29670G102
2044
48385
SH
DFND
0
48385
0
ESSEX PPTY TR INC
COM
297178105
1056
4609
SH
DFND
0
4609
0
ETSY INC
NOTE 3/0
29786AAC0
32
11000
SH
DFND
0
11000
0
EVERSOURCE ENERGY
COM
30040W108
1233
14803
SH
DFND
0
14803
0
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
22
16000
SH
DFND
0
16000
0
EXELON CORP
COM
30161N101
1941
53484
SH
DFND
0
53484
0
EXELIXIS INC
COM
30161Q104
14
586
SH
DFND
0
586
0
EXPEDITORS INTL WASH INC
COM
302130109
2974
39106
SH
DFND
0
39106
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
2827
252615
SH
DFND
0
252615
0
EXTRA SPACE STORAGE INC
COM
30225T102
523
5667
SH
DFND
0
5667
0
EXXON MOBIL CORP
COM
30231G102
28426
635652
SH
DFND
0
635652
0
FLIR SYS INC
COM
302445101
162
3985
SH
DFND
0
3985
0
F N B CORP
COM
302520101
428
57111
SH
DFND
0
57111
0
FACEBOOK INC
CL A
30303M102
34147
150381
SH
DFND
0
150381
0
FACTSET RESH SYS INC
COM
303075105
3987
12139
SH
DFND
0
12139
0
FAIR ISAAC CORP
COM
303250104
1267
3032
SH
DFND
0
3032
0
FASTLY INC
CL A
31188V100
225
2638
SH
DFND
0
2638
0
FASTENAL CO
COM
311900104
1828
42659
SH
DFND
0
42659
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
2048
24032
SH
DFND
0
24032
0
FEDEX CORP
COM
31428X106
9689
69096
SH
DFND
0
69096
0
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
272
7801
SH
DFND
0
7801
0
FIDELITY COVINGTON TR
MSCI COMMNTN SVC
316092873
428
12130
SH
DFND
0
12130
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1531
11419
SH
DFND
0
11419
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
3796
123823
SH
DFND
0
123823
0
FIREEYE INC
COM
31816Q101
768
63097
SH
DFND
0
63097
0
FIRST AMERN FINL CORP
COM
31847R102
274
5701
SH
DFND
0
5701
0
FIRST HORIZON NATL CORP
COM
320517105
154
15444
SH
DFND
0
15444
0
FIRST INDL RLTY TR INC
COM
32054K103
2000
52031
SH
DFND
0
52031
0
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
10013
394843
SH
DFND
0
394843
0
FIRST TR NASDAQ-100 TECH IND
CAP STRENGTH ETF
33733E104
2819
48261
SH
DFND
0
48261
0
FIRST TR NASDAQ-100 TECH IND
NY ARCA BIOTECH
33733E203
3382
20159
SH
DFND
0
20159
0
FIRST TR NASDAQ-100 TECH IND
DJ INTERNT IDX
33733E302
7436
43609
SH
DFND
0
43609
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
1189
14883
SH
DFND
0
14883
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1134
37404
SH
DFND
0
37404
0
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
587
15717
SH
DFND
0
15717
0
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
3224
126482
SH
DFND
0
126482
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
743
8237
SH
DFND
0
8237
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
318
8406
SH
DFND
0
8406
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
1535
18406
SH
DFND
0
18406
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
2965
39805
SH
DFND
0
39805
0
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
190
10588
SH
DFND
0
10588
0
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
1078
32614
SH
DFND
0
32614
0
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
657
10508
SH
DFND
0
10508
0
FIRST TR STOXX EUROPEAN SELE
COMMON SHS
33735T109
935
89446
SH
DFND
0
89446
0
FIRST TR EXCH TRD ALPHDX FD
EUROPE ALPHADEX
33737J117
228
7484
SH
DFND
0
7484
0
FIRST TR EXCH TRD ALPHDX FD
DEV MRK EX US
33737J174
498
10617
SH
DFND
0
10617
0
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
503
25206
SH
DFND
0
25206
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
609
13282
SH
DFND
0
13282
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
1290
40090
SH
DFND
0
40090
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R886
201
11923
SH
DFND
0
11923
0
FIRST TR MLP & ENERGY INCOME
COM
33739B104
2114
376846
SH
DFND
0
376846
0
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
568
30854
SH
DFND
0
30854
0
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
2158
41755
SH
DFND
0
41755
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
3627
60457
SH
DFND
0
60457
0
FIRST TR EXCHANGE-TRADED FD
SSI STRG ETF
33739Q507
354
9969
SH
DFND
0
9969
0
FIRSTCASH INC
COM
33767D105
123
1829
SH
DFND
0
1829
0
FISERV INC
COM
337738108
825
8448
SH
DFND
0
8448
0
FIVE BELOW INC
COM
33829M101
210
1960
SH
DFND
0
1960
0
FIVE9 INC
COM
338307101
145
1314
SH
DFND
0
1314
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
214
851
SH
DFND
0
851
0
FLOOR & DECOR HLDGS INC
CL A
339750101
101
1754
SH
DFND
0
1754
0
FLOTEK INDS INC DEL
COM
343389102
424
353725
SH
DFND
0
353725
0
FOOT LOCKER INC
COM
344849104
387
13272
SH
DFND
0
13272
0
FORD MTR CO DEL
COM
345370860
428
70467
SH
DFND
0
70467
0
FORTINET INC
COM
34959E109
216
1574
SH
DFND
0
1574
0
FORTIVE CORP
COM
34959J108
265
3921
SH
DFND
0
3921
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
244
18783
SH
DFND
0
18783
0
FRANKLIN RESOURCES INC
COM
354613101
2426
115667
SH
DFND
0
115667
0
FREEPORT-MCMORAN INC
CL B
35671D857
1557
134569
SH
DFND
0
134569
0
GCI LIBERTY INC
COM CLASS A
36164V305
5067
71246
SH
DFND
0
71246
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
1304
16370
SH
DFND
0
16370
0
GW PHARMACEUTICALS PLC
ADS
36197T103
279
2277
SH
DFND
0
2277
0
GABELLI EQUITY TR INC
COM
362397101
99
19751
SH
DFND
0
19751
0
GABELLI DIVID & INCOME TR
COM
36242H104
690
39186
SH
DFND
0
39186
0
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
723
72042
SH
DFND
0
72042
0
GAMING & LEISURE PPTYS INC
COM
36467J108
1599
46216
SH
DFND
0
46216
0
GARRISON CAP INC
COM
366554103
47
13995
SH
DFND
0
13995
0
GARTNER INC
COM
366651107
3773
31095
SH
DFND
0
31095
0
GENERAL DYNAMICS CORP
COM
369550108
8151
54534
SH
DFND
0
54534
0
GENERAL ELECTRIC CO
COM
369604103
1191
174368
SH
DFND
0
174368
0
GENERAL MLS INC
COM
370334104
3060
49643
SH
DFND
0
49643
0
GENERAL MTRS CO
COM
37045V100
615
24320
SH
DFND
0
24320
0
GENTEX CORP
COM
371901109
519
20150
SH
DFND
0
20150
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
155
21511
SH
DFND
0
21511
0
GENUINE PARTS CO
COM
372460105
4893
56265
SH
DFND
0
56265
0
GILEAD SCIENCES INC
COM
375558103
6116
79490
SH
DFND
0
79490
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
7150
175293
SH
DFND
0
175293
0
GLOBAL PMTS INC
COM
37940X102
1265
7460
SH
DFND
0
7460
0
GLOBAL X FDS
GLB X MLP ENRG I
37954Y293
203
8146
SH
DFND
0
8146
0
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
216
7936
SH
DFND
0
7936
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
207
8656
SH
DFND
0
8656
0
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
450
41455
SH
DFND
0
41455
0
GLOBE LIFE INC
COM
37959E102
876
11803
SH
DFND
0
11803
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2798
14161
SH
DFND
0
14161
0
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
828
31125
SH
DFND
0
31125
0
GOLDMAN SACHS ETF TR
ACES ULTRA SHR
381430230
15002
296540
SH
DFND
0
296540
0
GOLDMAN SACHS ETF TR
ACCESS INVT GR
381430479
9067
164560
SH
DFND
0
164560
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
3108
49643
SH
DFND
0
49643
0
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
1990
19800
SH
DFND
0
19800
0
GRACO INC
COM
384109104
252
5255
SH
DFND
0
5255
0
GRAINGER W W INC
COM
384802104
841
2676
SH
DFND
0
2676
0
GRAND CANYON ED INC
COM
38526M106
259
2863
SH
DFND
0
2863
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
245
17511
SH
DFND
0
17511
0
GRAY TELEVISION INC
COM
389375106
186
13299
SH
DFND
0
13299
0
GREEN DOT CORP
CL A
39304D102
491
10000
SH
DFND
0
10000
0
GUARDANT HEALTH INC
COM
40131M109
820
10102
SH
DFND
0
10102
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
142
1284
SH
DFND
0
1284
0
HCA HEALTHCARE INC
COM
40412C101
1236
12732
SH
DFND
0
12732
0
HMS HLDGS CORP
COM
40425J101
348
10730
SH
DFND
0
10730
0
HALLIBURTON CO
COM
406216101
165
12687
SH
DFND
0
12687
0
HALOZYME THERAPEUTICS INC
COM
40637H109
107
4000
SH
DFND
0
4000
0
HANESBRANDS INC
COM
410345102
1724
152725
SH
DFND
0
152725
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
4107
106549
SH
DFND
0
106549
0
HASBRO INC
COM
418056107
266
3554
SH
DFND
0
3554
0
HEALTHCARE SVCS GROUP INC
COM
421906108
244
9969
SH
DFND
0
9969
0
HEALTHSTREAM INC
COM
42222N103
50
2258
SH
DFND
0
2258
0
HEALTHEQUITY INC
COM
42226A107
111
1889
SH
DFND
0
1889
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
1275
46251
SH
DFND
0
46251
0
HEICO CORP NEW
CL A
422806208
162
1989
SH
DFND
0
1989
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 4.250% 5/0
42330PAH0
14
16000
SH
DFND
0
16000
0
HELMERICH & PAYNE INC
COM
423452101
284
14538
SH
DFND
0
14538
0
HERSHEY CO
COM
427866108
258
1988
SH
DFND
0
1988
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
111
11403
SH
DFND
0
11403
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
220
27292
SH
DFND
0
27292
0
HOLOGIC INC
COM
436440101
3
50
SH
DFND
0
50
0
HOME BANCSHARES INC
COM
436893200
7775
505521
SH
DFND
0
505521
0
HOME DEPOT INC
COM
437076102
17143
68431
SH
DFND
0
68431
0
HONDA MOTOR LTD
AMERN SHS
438128308
826
32308
SH
DFND
0
32308
0
HONEYWELL INTL INC
COM
438516106
8657
59872
SH
DFND
0
59872
0
HORMEL FOODS CORP
COM
440452100
2053
42539
SH
DFND
0
42539
0
HOST HOTELS & RESORTS INC
COM
44107P104
1050
97347
SH
DFND
0
97347
0
HUB GROUP INC
CL A
443320106
402
8403
SH
DFND
0
8403
0
HUBSPOT INC
COM
443573100
484
2156
SH
DFND
0
2156
0
HUMANA INC
COM
444859102
495
1277
SH
DFND
0
1277
0
HUNT J B TRANS SVCS INC
COM
445658107
5575
46331
SH
DFND
0
46331
0
HUNTINGTON BANCSHARES INC
COM
446150104
2201
243615
SH
DFND
0
243615
0
IAC INTERACTIVECORP
COM
44919P508
655
2024
SH
DFND
0
2024
0
IPG PHOTONICS CORP
COM
44980X109
100
625
SH
DFND
0
625
0
IDEXX LABS INC
COM
45168D104
1173
3552
SH
DFND
0
3552
0
ILLINOIS TOOL WKS INC
COM
452308109
5728
32757
SH
DFND
0
32757
0
ILLUMINA INC
COM
452327109
586
1582
SH
DFND
0
1582
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
24
16000
SH
DFND
0
16000
0
IMMUNOGEN INC
COM
45253H101
145
31427
SH
DFND
0
31427
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
329
10847
SH
DFND
0
10847
0
INPHI CORP
COM
45772F107
205
1746
SH
DFND
0
1746
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
32
11000
SH
DFND
0
11000
0
INNOVATOR ETFS TR
S&P 500 POWER
45782C508
558
19925
SH
DFND
0
19925
0
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C748
873
31104
SH
DFND
0
31104
0
INSULET CORP
COM
45784P101
133
684
SH
DFND
0
684
0
INTEL CORP
COM
458140100
20926
349753
SH
DFND
0
349753
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2644
28863
SH
DFND
0
28863
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
10360
85782
SH
DFND
0
85782
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
374
3053
SH
DFND
0
3053
0
INTL PAPER CO
COM
460146103
2174
61745
SH
DFND
0
61745
0
INTERPUBLIC GROUP COS INC
COM
460690100
3393
197725
SH
DFND
0
197725
0
INVESCO QQQ TR
UNIT SER 1
46090E103
17480
70599
SH
DFND
0
70599
0
INVESTCORP CR MGMT BDC INC
COM
46090R104
69
19871
SH
DFND
0
19871
0
INTUIT
COM
461202103
1153
3893
SH
DFND
0
3893
0
INVACARE CORP
COM
461203101
1936
303927
SH
DFND
0
303927
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1416
2485
SH
DFND
0
2485
0
INVESCO SR INCOME TR
COM
46131H107
70
20275
SH
DFND
0
20275
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
3115
76675
SH
DFND
0
76675
0
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 PR
46137V217
709
4713
SH
DFND
0
4713
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
387
2992
SH
DFND
0
2992
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
5287
26550
SH
DFND
0
26550
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
15020
147597
SH
DFND
0
147597
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
273
8129
SH
DFND
0
8129
0
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
1423
21128
SH
DFND
0
21128
0
INVESCO EXCHANGE TRADED FD T
DWA HEALTHCARE
46137V852
3079
25190
SH
DFND
0
25190
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
1062
86300
SH
DFND
0
86300
0
INVESCO EXCH TRADED FD TR II
1 30 LADER TRE
46138E107
609
15478
SH
DFND
0
15478
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
13688
275525
SH
DFND
0
275525
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
886
62782
SH
DFND
0
62782
0
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
4795
179061
SH
DFND
0
179061
0
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
3109
145640
SH
DFND
0
145640
0
INVESCO EXCHANGE-TRADED FD T
S&P 500 REVENUE
46138G698
387
7562
SH
DFND
0
7562
0
INVESCO EXCHANGE-TRADED FD T
VAR RATE PFD
46138G870
13681
583899
SH
DFND
0
583899
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
258
12128
SH
DFND
0
12128
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
279
12000
SH
DFND
0
12000
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
292
13684
SH
DFND
0
13684
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
257
11324
SH
DFND
0
11324
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
379
17046
SH
DFND
0
17046
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
214
9148
SH
DFND
0
9148
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
656
29757
SH
DFND
0
29757
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
229
9535
SH
DFND
0
9535
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
661
30394
SH
DFND
0
30394
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
232
10408
SH
DFND
0
10408
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
596
27334
SH
DFND
0
27334
0
POWERSHARES DB MULTI-SECTOR
PRECIOUS METAL
46140H502
319
6670
SH
DFND
0
6670
0
INVESTORS REAL ESTATE TRUST
SH BEN INT
461730509
920
13052
SH
DFND
0
13052
0
INVITATION HOMES INC
COM
46187W107
1373
49868
SH
DFND
0
49868
0
IONIS PHARMACEUTICALS INC
COM
462222100
1275
21628
SH
DFND
0
21628
0
ISHARES GOLD TRUST
ISHARES
464285105
89667
5277633
SH
DFND
0
5277633
0
ISHARES INC
MIN VOL GBL ETF
464286525
9854
112518
SH
DFND
0
112518
0
ISHARES INC
MIN VOL EMRG MKT
464286533
6201
119254
SH
DFND
0
119254
0
ISHARES INC
MSCI STH KOR ETF
464286772
20277
354922
SH
DFND
0
354922
0
ISHARES TR
S&P 100 ETF
464287101
13568
95265
SH
DFND
0
95265
0
ISHARES TR
SELECT DIVID ETF
464287168
5366
66482
SH
DFND
0
66482
0
ISHARES TR
TIPS BD ETF
464287176
931
7569
SH
DFND
0
7569
0
ISHARES TR
CORE S&P500 ETF
464287200
4306
13903
SH
DFND
0
13903
0
ISHARES TR
CORE US AGGBD ET
464287226
3708
31372
SH
DFND
0
31372
0
ISHARES TR
MSCI EMG MKT ETF
464287234
13375
334466
SH
DFND
0
334466
0
ISHARES TR
IBOXX INV CP ETF
464287242
5423
40320
SH
DFND
0
40320
0
ISHARES TR
S&P 500 GRWT ETF
464287309
19890
95861
SH
DFND
0
95861
0
ISHARES TR
GLOBAL ENERG ETF
464287341
254
12982
SH
DFND
0
12982
0
ISHARES TR
S&P 500 VAL ETF
464287408
7223
66751
SH
DFND
0
66751
0
ISHARES TR
20 YR TR BD ETF
464287432
382
2328
SH
DFND
0
2328
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
898
7366
SH
DFND
0
7366
0
ISHARES TR
1 3 YR TREAS BD
464287457
78675
908377
SH
DFND
0
908377
0
ISHARES TR
MSCI EAFE ETF
464287465
4725
77623
SH
DFND
0
77623
0
ISHARES TR
RUS MDCP VAL ETF
464287473
97071
1268401
SH
DFND
0
1268401
0
ISHARES TR
RUS MD CP GR ETF
464287481
73904
467393
SH
DFND
0
467393
0
ISHARES TR
RUS MID CAP ETF
464287499
22683
423181
SH
DFND
0
423181
0
ISHARES TR
CORE S&P MCP ETF
464287507
9490
53370
SH
DFND
0
53370
0
ISHARES TR
EXPANDED TECH
464287515
3327
11704
SH
DFND
0
11704
0
ISHARES TR
PHLX SEMICND ETF
464287523
346
1276
SH
DFND
0
1276
0
ISHARES TR
EXPND TEC SC ETF
464287549
9954
35660
SH
DFND
0
35660
0
ISHARES TR
NASDAQ BIOTECH
464287556
5644
41292
SH
DFND
0
41292
0
ISHARES TR
GLOBAL 100 ETF
464287572
3130
59298
SH
DFND
0
59298
0
ISHARES TR
U.S. CNSM SV ETF
464287580
343
1565
SH
DFND
0
1565
0
ISHARES TR
RUS 1000 VAL ETF
464287598
87154
773881
SH
DFND
0
773881
0
ISHARES TR
S&P MC 400GR ETF
464287606
1028
4590
SH
DFND
0
4590
0
ISHARES TR
RUS 1000 GRW ETF
464287614
98788
514656
SH
DFND
0
514656
0
ISHARES TR
RUS 1000 ETF
464287622
13723
79933
SH
DFND
0
79933
0
ISHARES TR
RUS 2000 VAL ETF
464287630
28634
293803
SH
DFND
0
293803
0
ISHARES TR
RUS 2000 GRW ETF
464287648
26616
128662
SH
DFND
0
128662
0
ISHARES TR
RUSSELL 2000 ETF
464287655
11097
77502
SH
DFND
0
77502
0
ISHARES TR
CORE S&P US GWT
464287671
232
3225
SH
DFND
0
3225
0
ISHARES TR
RUSSELL 3000 ETF
464287689
16307
90567
SH
DFND
0
90567
0
ISHARES TR
U.S. UTILITS ETF
464287697
3280
23397
SH
DFND
0
23397
0
ISHARES TR
S&P MC 400VL ETF
464287705
4158
31279
SH
DFND
0
31279
0
ISHARES TR
U.S. TECH ETF
464287721
3066
11364
SH
DFND
0
11364
0
ISHARES TR
U.S. REAL ES ETF
464287739
12109
153651
SH
DFND
0
153651
0
ISHARES TR
US INDUSTRIALS
464287754
321
2127
SH
DFND
0
2127
0
ISHARES TR
US HLTHCARE ETF
464287762
636
2949
SH
DFND
0
2949
0
ISHARES TR
U.S. FIN SVC ETF
464287770
3360
28140
SH
DFND
0
28140
0
ISHARES TR
U.S. FINLS ETF
464287788
378
3436
SH
DFND
0
3436
0
ISHARES TR
U.S. ENERGY ETF
464287796
404
20169
SH
DFND
0
20169
0
ISHARES TR
CORE S&P SCP ETF
464287804
8962
131240
SH
DFND
0
131240
0
ISHARES TR
SP SMCP600VL ETF
464287879
800
6646
SH
DFND
0
6646
0
ISHARES TR
S&P SML 600 GWT
464287887
786
4632
SH
DFND
0
4632
0
ISHARES TR
GL TIMB FORE ETF
464288174
384
6930
SH
DFND
0
6930
0
ISHARES TR
MSCI AC ASIA ETF
464288182
587
8489
SH
DFND
0
8489
0
ISHARES TR
EAFE SML CP ETF
464288273
334
6229
SH
DFND
0
6229
0
ISHARES TR
JPMORGAN USD EMG
464288281
1031
9436
SH
DFND
0
9436
0
ISHARES TR
MRGSTR MD CP GRW
464288307
15775
53802
SH
DFND
0
53802
0
ISHARES TR
INTL SEL DIV ETF
464288448
1414
56292
SH
DFND
0
56292
0
ISHARES TR
IBOXX HI YD ETF
464288513
838
10263
SH
DFND
0
10263
0
ISHARES TR
MBS ETF
464288588
423
3824
SH
DFND
0
3824
0
ISHARES TR
INTRM TR CRP ETF
464288638
19370
320804
SH
DFND
0
320804
0
ISHARES TR
SH TR CRPORT ETF
464288646
99201
1813211
SH
DFND
0
1813211
0
ISHARES TR
3 7 YR TREAS BD
464288661
1820
13615
SH
DFND
0
13615
0
ISHARES TR
PFD AND INCM SEC
464288687
12148
350707
SH
DFND
0
350707
0
ISHARES TR
US HOME CONS ETF
464288752
3341
75677
SH
DFND
0
75677
0
ISHARES TR
US REGNL BKS ETF
464288778
2563
75772
SH
DFND
0
75772
0
ISHARES TR
U.S. MED DVC ETF
464288810
3470
13105
SH
DFND
0
13105
0
ISHARES TR
US OIL EQ&SV ETF
464288844
425
49330
SH
DFND
0
49330
0
ISHARES TR
US OIL GS EX ETF
464288851
385
11414
SH
DFND
0
11414
0
ISHARES TR
EAFE VALUE ETF
464288877
725
18145
SH
DFND
0
18145
0
ISHARES TR
RUS TP200 GR ETF
464289438
351
3291
SH
DFND
0
3291
0
ISHARES TR
LNG TR CRPRT BD
464289511
580
8280
SH
DFND
0
8280
0
ISHARES SILVER TR
ISHARES
46428Q109
514
30190
SH
DFND
0
30190
0
ISHARES TR
US TREAS BD ETF
46429B267
556
19857
SH
DFND
0
19857
0
ISHARES TR
FLTG RATE NT ETF
46429B655
1793
35446
SH
DFND
0
35446
0
ISHARES TR
CORE HIGH DV ETF
46429B663
2621
32299
SH
DFND
0
32299
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
1882
31048
SH
DFND
0
31048
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
1017
9935
SH
DFND
0
9935
0
ISHARES TR
USA QUALITY FCTR
46432F339
4278
44595
SH
DFND
0
44595
0
ISHARES TR
EDGE MSCI USA VL
46432F388
202
2800
SH
DFND
0
2800
0
ISHARES TR
CORE MSCI TOTAL
46432F834
1822
33424
SH
DFND
0
33424
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
12
11000
SH
DFND
0
11000
0
ISHARES INC
CORE MSCI EMKT
46434G103
477
10012
SH
DFND
0
10012
0
ISHARES TR
CORE TOTAL USD
46434V613
2228
41012
SH
DFND
0
41012
0
ISHARES TR
CORE DIV GRWTH
46434V621
623
16560
SH
DFND
0
16560
0
ISHARES TR
CORE MSCI EURO
46434V738
380
8881
SH
DFND
0
8881
0
ISHARES TR
YLD OPTIM BD
46434V787
771
30095
SH
DFND
0
30095
0
ISHARES TR
TRS FLT RT BD
46434V860
2811
55885
SH
DFND
0
55885
0
ISHARES TR
ULTR SH TRM BD
46434V878
10101
199790
SH
DFND
0
199790
0
ISHARES TR
EDGE US FIXD INM
46435U796
507
4995
SH
DFND
0
4995
0
JPMORGAN CHASE & CO
COM
46625H100
26004
276467
SH
DFND
0
276467
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
360
27289
SH
DFND
0
27289
0
JABIL INC
COM
466313103
327
10197
SH
DFND
0
10197
0
J P MORGAN EXCHANGE-TRADED F
US AGGREGATE
46641Q613
957
34205
SH
DFND
0
34205
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
73520
1449239
SH
DFND
0
1449239
0
JACOBS ENGR GROUP INC
COM
469814107
273
3221
SH
DFND
0
3221
0
JOHNSON & JOHNSON
COM
478160104
27940
198676
SH
DFND
0
198676
0
KLA CORP
COM NEW
482480100
214
1100
SH
DFND
0
1100
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
336
27250
SH
DFND
0
27250
0
KKR & CO INC
COM
48251W104
4963
160712
SH
DFND
0
160712
0
KELLOGG CO
COM
487836108
839
12694
SH
DFND
0
12694
0
KEYCORP
COM
493267108
1980
162596
SH
DFND
0
162596
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
458
4540
SH
DFND
0
4540
0
KIMBELL RTY PARTNERS LP
UNIT
49435R102
142
16552
SH
DFND
0
16552
0
KIMBERLY CLARK CORP
COM
494368103
10792
76351
SH
DFND
0
76351
0
KIMCO RLTY CORP
COM
49446R109
231
17978
SH
DFND
0
17978
0
KINDER MORGAN INC DEL
COM
49456B101
4575
301594
SH
DFND
0
301594
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
3419
73001
SH
DFND
0
73001
0
KONTOOR BRANDS INC
COM
50050N103
231
12971
SH
DFND
0
12971
0
KRAFT HEINZ CO
COM
500754106
1922
60284
SH
DFND
0
60284
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
783
50112
SH
DFND
0
50112
0
KROGER CO
COM
501044101
1263
37302
SH
DFND
0
37302
0
KURA SUSHI USA INC
CL A COM
501270102
8559
599375
SH
DFND
0
599375
0
LKQ CORP
COM
501889208
4276
163211
SH
DFND
0
163211
0
LTC PPTYS INC
COM
502175102
938
24895
SH
DFND
0
24895
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
2297
13538
SH
DFND
0
13538
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
361
2174
SH
DFND
0
2174
0
LADDER CAP CORP
CL A
505743104
202
24961
SH
DFND
0
24961
0
LAKELAND INDS INC
COM
511795106
281
12524
SH
DFND
0
12524
0
LAM RESEARCH CORP
COM
512807108
476
1472
SH
DFND
0
1472
0
LAMAR ADVERTISING CO NEW
CL A
512816109
507
7589
SH
DFND
0
7589
0
LAMB WESTON HLDGS INC
COM
513272104
217
3401
SH
DFND
0
3401
0
LAS VEGAS SANDS CORP
COM
517834107
609
13368
SH
DFND
0
13368
0
LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
165
11735
SH
DFND
0
11735
0
LEGGETT & PLATT INC
COM
524660107
2147
61092
SH
DFND
0
61092
0
LEGG MASON ETF INVT TR
CLRBRG GWT ETF
524682101
1667
46590
SH
DFND
0
46590
0
LEGG MASON ETF INVT TR
L VOL H DIV ETF
52468L406
679
23601
SH
DFND
0
23601
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
203
5873
SH
DFND
0
5873
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
407
11811
SH
DFND
0
11811
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
17
16000
SH
DFND
0
16000
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
370
3307
SH
DFND
0
3307
0
LILLY ELI & CO
COM
532457108
5052
30773
SH
DFND
0
30773
0
LIMONEIRA CO
COM
532746104
54
3710
SH
DFND
0
3710
0
LINCOLN NATL CORP IND
COM
534187109
232
6313
SH
DFND
0
6313
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
154
22580
SH
DFND
0
22580
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
220
4952
SH
DFND
0
4952
0
LIVERAMP HLDGS INC
COM
53815P108
218
5126
SH
DFND
0
5126
0
LOCKHEED MARTIN CORP
COM
539830109
6568
17998
SH
DFND
0
17998
0
LOWES COS INC
COM
548661107
23143
171281
SH
DFND
0
171281
0
LULULEMON ATHLETICA INC
COM
550021109
671
2149
SH
DFND
0
2149
0
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
23
16000
SH
DFND
0
16000
0
M D C HLDGS INC
COM
552676108
288
8073
SH
DFND
0
8073
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
68
12200
SH
DFND
0
12200
0
MFS INTER INCOME TR
SH BEN INT
55273C107
227
61465
SH
DFND
0
61465
0
MGIC INVT CORP WIS
COM
552848103
221
27025
SH
DFND
0
27025
0
MGM RESORTS INTERNATIONAL
COM
552953101
263
15684
SH
DFND
0
15684
0
MGP INGREDIENTS INC NEW
COM
55303J106
6
167
SH
DFND
0
167
0
MPLX LP
COM UNIT REP LTD
55336V100
925
53551
SH
DFND
0
53551
0
MSCI INC
COM
55354G100
4545
13614
SH
DFND
0
13614
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
227
6614
SH
DFND
0
6614
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
2750
89609
SH
DFND
0
89609
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1379
31946
SH
DFND
0
31946
0
MAGNA INTL INC
COM
559222401
1342
30142
SH
DFND
0
30142
0
MANHATTAN ASSOCS INC
COM
562750109
192
2036
SH
DFND
0
2036
0
MANULIFE FINL CORP
COM
56501R106
149
10921
SH
DFND
0
10921
0
MARATHON OIL CORP
COM
565849106
255
41712
SH
DFND
0
41712
0
MARATHON PETE CORP
COM
56585A102
2083
55722
SH
DFND
0
55722
0
MARKEL CORP
COM
570535104
359
389
SH
DFND
0
389
0
MARKETAXESS HLDGS INC
COM
57060D108
528
1055
SH
DFND
0
1055
0
MARRIOTT VACTINS WORLDWID CO
NOTE 1.500% 9/1
57164YAB3
10
11000
SH
DFND
0
11000
0
MARSH & MCLENNAN COS INC
COM
571748102
738
6875
SH
DFND
0
6875
0
MARRIOTT INTL INC NEW
CL A
571903202
257
76998
SH
DFND
0
76998
0
MARTEN TRANS LTD
COM
573075108
414
16459
SH
DFND
0
16459
0
MARTIN MARIETTA MATLS INC
COM
573284106
2706
13102
SH
DFND
0
13102
0
MASCO CORP
COM
574599106
219
4365
SH
DFND
0
4365
0
MASTERCARD INCORPORATED
CL A
57636Q104
17844
60343
SH
DFND
0
60343
0
MATCH GROUP INC
COM
57665R106
414
3865
SH
DFND
0
3865
0
MAXIMUS INC
COM
577933104
164
2331
SH
DFND
0
2331
0
MCCORMICK & CO INC
COM NON VTG
579780206
661
3683
SH
DFND
0
3683
0
MCDONALDS CORP
COM
580135101
17168
93068
SH
DFND
0
93068
0
MCKESSON CORP
COM
58155Q103
1627
10608
SH
DFND
0
10608
0
MEDICAL PPTYS TRUST INC
COM
58463J304
264
14022
SH
DFND
0
14022
0
MEDLEY CAP CORP
COM
58503F106
21
27100
SH
DFND
0
27100
0
MERCADOLIBRE INC
COM
58733R102
1393
1413
SH
DFND
0
1413
0
MERCK & CO. INC
COM
58933Y105
28998
374991
SH
DFND
0
374991
0
MERCURY SYS INC
COM
589378108
40
505
SH
DFND
0
505
0
MERCURY GENL CORP NEW
COM
589400100
1452
35640
SH
DFND
0
35640
0
MESABI TR
CTF BEN INT
590672101
307
17551
SH
DFND
0
17551
0
METLIFE INC
COM
59156R108
4818
131935
SH
DFND
0
131935
0
MICROSOFT CORP
COM
594918104
79004
388207
SH
DFND
0
388207
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
1242
11796
SH
DFND
0
11796
0
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
62
28000
SH
DFND
0
28000
0
MICRON TECHNOLOGY INC
COM
595112103
997
19350
SH
DFND
0
19350
0
MID-AMER APT CMNTYS INC
COM
59522J103
329
2869
SH
DFND
0
2869
0
MIDDLESEX WATER CO
COM
596680108
250
3721
SH
DFND
0
3721
0
MODEL N INC
COM
607525102
596
17138
SH
DFND
0
17138
0
MOHAWK INDS INC
COM
608190104
1396
13721
SH
DFND
0
13721
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
860
25043
SH
DFND
0
25043
0
MONDELEZ INTL INC
CL A
609207105
3479
68043
SH
DFND
0
68043
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
502
34654
SH
DFND
0
34654
0
MONROE CAP CORP
COM
610335101
398
57299
SH
DFND
0
57299
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1020
14720
SH
DFND
0
14720
0
MORGAN STANLEY
COM NEW
617446448
2443
50586
SH
DFND
0
50586
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
770
5498
SH
DFND
0
5498
0
MURPHY OIL CORP
COM
626717102
1652
119706
SH
DFND
0
119706
0
MURPHY USA INC
COM
626755102
2341
20791
SH
DFND
0
20791
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
195
49920
SH
DFND
0
49920
0
NRG ENERGY INC
DBCV 2.750% 6/0
629377CG5
16
16000
SH
DFND
0
16000
0
NATIONAL FUEL GAS CO N J
COM
636180101
746
17786
SH
DFND
0
17786
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
4619
76044
SH
DFND
0
76044
0
NATIONAL HEALTH INVS INC
COM
63633D104
330
5432
SH
DFND
0
5432
0
NATIONAL INSTRS CORP
COM
636518102
218
5626
SH
DFND
0
5626
0
NATIONAL OILWELL VARCO INC
COM
637071101
509
41511
SH
DFND
0
41511
0
NATIONAL RETAIL PROPERTIES I
COM
637417106
752
21190
SH
DFND
0
21190
0
NEOGEN CORP
COM
640491106
447
5761
SH
DFND
0
5761
0
NEOGENOMICS INC
COM NEW
64049M209
566
18265
SH
DFND
0
18265
0
NETAPP INC
COM
64110D104
1483
33427
SH
DFND
0
33427
0
NETFLIX INC
COM
64110L106
1760
3867
SH
DFND
0
3867
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
648
5312
SH
DFND
0
5312
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
27
16000
SH
DFND
0
16000
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
250
33680
SH
DFND
0
33680
0
NEW YORK CMNTY BANCORP INC
COM
649445103
266
26081
SH
DFND
0
26081
0
NEWMONT CORP
COM
651639106
5788
93752
SH
DFND
0
93752
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
568
6792
SH
DFND
0
6792
0
NEXTERA ENERGY INC
COM
65339F101
7253
30200
SH
DFND
0
30200
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
218
4253
SH
DFND
0
4253
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
918
25974
SH
DFND
0
25974
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
37
16000
SH
DFND
0
16000
0
NIKE INC
CL B
654106103
6962
71001
SH
DFND
0
71001
0
NLIGHT INC
COM
65487K100
1
43
SH
DFND
0
43
0
NOKIA CORP
SPONSORED ADR
654902204
98
22367
SH
DFND
0
22367
0
NORFOLK SOUTHERN CORP
COM
655844108
2174
12385
SH
DFND
0
12385
0
NORTH AMERN CONSTR GROUP LTD
COM
656811106
94
15014
SH
DFND
0
15014
0
NORTHROP GRUMMAN CORP
COM
666807102
3706
12054
SH
DFND
0
12054
0
NOVARTIS AG
SPONSORED ADR
66987V109
2725
31203
SH
DFND
0
31203
0
NOVO-NORDISK A S
ADR
670100205
2131
32542
SH
DFND
0
32542
0
NOW INC
COM
67011P100
476
55134
SH
DFND
0
55134
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
959
37890
SH
DFND
0
37890
0
NUCOR CORP
COM
670346105
1611
38909
SH
DFND
0
38909
0
NUTANIX INC
CL A
67059N108
321
13531
SH
DFND
0
13531
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
437
31447
SH
DFND
0
31447
0
NVIDIA CORPORATION
COM
67066G104
5689
14974
SH
DFND
0
14974
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
871
37834
SH
DFND
0
37834
0
NUVASIVE INC
COM
670704105
63
1130
SH
DFND
0
1130
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
17
16000
SH
DFND
0
16000
0
NUTRIEN LTD
COM
67077M108
619
19279
SH
DFND
0
19279
0
NUVEEN HIGH INCOME NOVEMBER
COM
67077N106
156
17500
SH
DFND
0
17500
0
OREILLY AUTOMOTIVE INC
COM
67103H107
300
711
SH
DFND
0
711
0
OASIS PETROLEUM INC
NOTE 2.625% 9/1
674215AJ7
3
21000
SH
DFND
0
21000
0
OKTA INC
CL A
679295105
513
2562
SH
DFND
0
2562
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
225
1329
SH
DFND
0
1329
0
OLD NATL BANCORP IND
COM
680033107
161
11719
SH
DFND
0
11719
0
OLD REP INTL CORP
COM
680223104
1130
69292
SH
DFND
0
69292
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
359
3678
SH
DFND
0
3678
0
OMEGA HEALTHCARE INVS INC
COM
681936100
239
8050
SH
DFND
0
8050
0
OMNICELL INC
COM
68213N109
165
2342
SH
DFND
0
2342
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
19
16000
SH
DFND
0
16000
0
ONEOK INC NEW
COM
682680103
685
20616
SH
DFND
0
20616
0
ONEMAIN HLDGS INC
COM
68268W103
887
36155
SH
DFND
0
36155
0
ORACLE CORP
COM
68389X105
3738
67630
SH
DFND
0
67630
0
OTIS WORLDWIDE CORP
COM
68902V107
1169
20561
SH
DFND
0
20561
0
OWENS CORNING NEW
COM
690742101
237
4258
SH
DFND
0
4258
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
11427
926755
SH
DFND
0
926755
0
OXFORD SQUARE CAP CORP
COM
69181V107
31
11218
SH
DFND
0
11218
0
PNC FINL SVCS GROUP INC
COM
693475105
3349
31836
SH
DFND
0
31836
0
PPG INDS INC
COM
693506107
3015
28431
SH
DFND
0
28431
0
PPL CORP
COM
69351T106
3387
131061
SH
DFND
0
131061
0
PRA HEALTH SCIENCES INC
COM
69354M108
2
24
SH
DFND
0
24
0
PRA GROUP INC
COM
69354N106
159
4104
SH
DFND
0
4104
0
PVH CORPORATION
COM
693656100
664
13827
SH
DFND
0
13827
0
PTC INC
COM
69370C100
2
29
SH
DFND
0
29
0
PACER FDS TR
TRENDP US LAR CP
69374H105
11880
436934
SH
DFND
0
436934
0
PACER FDS TR
TRENDP 100 ETF
69374H303
12711
297744
SH
DFND
0
297744
0
PACER FDS TR
GLOBL CASH ETF
69374H709
1054
41788
SH
DFND
0
41788
0
PACIRA BIOSCIENCES
COM
695127100
647
12322
SH
DFND
0
12322
0
PACIRA BIOSCIENCES
NOTE 2.375% 4/0
695127AD2
12
11000
SH
DFND
0
11000
0
PACKAGING CORP AMER
COM
695156109
622
6229
SH
DFND
0
6229
0
PALO ALTO NETWORKS INC
COM
697435105
1204
5241
SH
DFND
0
5241
0
PAPA JOHNS INTL INC
COM
698813102
675
8495
SH
DFND
0
8495
0
PARK HOTELS RESORTS INC
COM
700517105
156
15736
SH
DFND
0
15736
0
PARKER HANNIFIN CORP
COM
701094104
478
2606
SH
DFND
0
2606
0
PARSLEY ENERGY INC
CL A
701877102
18
1713
SH
DFND
0
1713
0
PATRICK INDS INC
DBCV 1.000% 2/0
703343AB9
21
21000
SH
DFND
0
21000
0
PAYCHEX INC
COM
704326107
6220
82110
SH
DFND
0
82110
0
PAYPAL HLDGS INC
COM
70450Y103
14679
84251
SH
DFND
0
84251
0
PEGASYSTEMS INC
COM
705573103
224
2219
SH
DFND
0
2219
0
PENN NATL GAMING INC
COM
707569109
263
8600
SH
DFND
0
8600
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
165
14230
SH
DFND
0
14230
0
PEPSICO INC
COM
713448108
16515
124864
SH
DFND
0
124864
0
PFIZER INC
COM
717081103
18301
559672
SH
DFND
0
559672
0
PHILIP MORRIS INTL INC
COM
718172109
8106
115699
SH
DFND
0
115699
0
PHILLIPS 66
COM
718546104
1047
14560
SH
DFND
0
14560
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
279
7748
SH
DFND
0
7748
0
PHYSICIANS RLTY TR
COM
71943U104
1211
69117
SH
DFND
0
69117
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
2014
21953
SH
DFND
0
21953
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
5351
52623
SH
DFND
0
52623
0
PINNACLE WEST CAP CORP
COM
723484101
1133
15463
SH
DFND
0
15463
0
PINTEREST INC
CL A
72352L106
717
32350
SH
DFND
0
32350
0
PIONEER NAT RES CO
COM
723787107
2732
27963
SH
DFND
0
27963
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1008
114051
SH
DFND
0
114051
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
188
21157
SH
DFND
0
21157
0
POOL CORPORATION
COM
73278L105
95
348
SH
DFND
0
348
0
POWER INTEGRATIONS INC
COM
739276103
314
2654
SH
DFND
0
2654
0
PRECIGEN INC
COM
74017N105
71
14279
SH
DFND
0
14279
0
PRICE T ROWE GROUP INC
COM
74144T108
10897
88233
SH
DFND
0
88233
0
PROCTER AND GAMBLE CO
COM
742718109
18232
152483
SH
DFND
0
152483
0
PROFESSIONAL HLDG CORP
CL A COM
743139107
200
14400
SH
DFND
0
14400
0
PROGRESSIVE CORP OHIO
COM
743315103
3430
42822
SH
DFND
0
42822
0
PROLOGIS INC.
COM
74340W103
3594
38513
SH
DFND
0
38513
0
PROOFPOINT INC
COM
743424103
462
4162
SH
DFND
0
4162
0
PROS HOLDINGS INC
COM
74346Y103
133
2993
SH
DFND
0
2993
0
PROSHARES TR
SHORT S&P 500 NE
74347B425
783
35000
SH
DFND
0
35000
0
PROSHARES TR
INVT INT RT HG
74347B607
1153
16340
SH
DFND
0
16340
0
PROSHARES TR
SHORT QQQ NEW
74347B714
285
15000
SH
DFND
0
15000
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
3209
47647
SH
DFND
0
47647
0
PROSPECT CAP CORP
COM
74348T102
53
10440
SH
DFND
0
10440
0
PROSPERITY BANCSHARES INC
COM
743606105
229
3855
SH
DFND
0
3855
0
PROTO LABS INC
COM
743713109
394
3500
SH
DFND
0
3500
0
PRUDENTIAL FINL INC
COM
744320102
8881
145834
SH
DFND
0
145834
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
2515
51153
SH
DFND
0
51153
0
PUBLIC STORAGE
COM
74460D109
306
1595
SH
DFND
0
1595
0
QORVO INC
COM
74736K101
921
8333
SH
DFND
0
8333
0
QUALCOMM INC
COM
747525103
6227
68266
SH
DFND
0
68266
0
QUALYS INC
COM
74758T303
111
1063
SH
DFND
0
1063
0
QUANTA SVCS INC
COM
74762E102
388
9881
SH
DFND
0
9881
0
QURATE RETAIL INC
COM SER A
74915M100
939
98790
SH
DFND
0
98790
0
RPM INTL INC
COM
749685103
3050
40636
SH
DFND
0
40636
0
RANGE RES CORP
COM
75281A109
66
11793
SH
DFND
0
11793
0
RAPID7 INC
COM
753422104
1
28
SH
DFND
0
28
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
13143
213292
SH
DFND
0
213292
0
REALPAGE INC
COM
75606N109
265
4081
SH
DFND
0
4081
0
REALTY INCOME CORP
COM
756109104
489
8215
SH
DFND
0
8215
0
RED ROBIN GOURMET BURGERS IN
COM
75689M101
1342
131616
SH
DFND
0
131616
0
REGENERON PHARMACEUTICALS
COM
75886F107
8119
13018
SH
DFND
0
13018
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
2958
266028
SH
DFND
0
266028
0
REPLIGEN CORP
COM
759916109
7118
57587
SH
DFND
0
57587
0
REPUBLIC SVCS INC
COM
760759100
2587
31525
SH
DFND
0
31525
0
RESEARCH FRONTIERS INC
COM
760911107
81
20000
SH
DFND
0
20000
0
RESMED INC
COM
761152107
1230
6408
SH
DFND
0
6408
0
REYNOLDS CONSUMER PRODS INC
COM
76171L106
443
12749
SH
DFND
0
12749
0
RINGCENTRAL INC
CL A
76680R206
1432
5026
SH
DFND
0
5026
0
RINGCENTRAL INC
NOTE 3/1
76680RAD9
56
16000
SH
DFND
0
16000
0
RITCHIE BROS AUCTIONEERS
COM
767744105
220
5387
SH
DFND
0
5387
0
RMR REAL ESTATE INCOME FD
COM
76970B101
0
26500
SH
DFND
0
26500
0
ROCKWELL AUTOMATION INC
COM
773903109
791
3713
SH
DFND
0
3713
0
ROGERS COMMUNICATIONS INC
CL B
775109200
241
6006
SH
DFND
0
6006
0
ROKU INC
COM CL A
77543R102
428
3671
SH
DFND
0
3671
0
ROPER TECHNOLOGIES INC
COM
776696106
374
963
SH
DFND
0
963
0
ROSS STORES INC
COM
778296103
466
5472
SH
DFND
0
5472
0
ROYAL BK CDA
COM
780087102
1166
41773
SH
DFND
0
41773
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
565
18560
SH
DFND
0
18560
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
804
24582
SH
DFND
0
24582
0
ROYCE VALUE TR INC
COM
780910105
214
17042
SH
DFND
0
17042
0
S&P GLOBAL INC
COM
78409V104
1115
3385
SH
DFND
0
3385
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
201
674
SH
DFND
0
674
0
SL GREEN RLTY CORP
COM
78440X101
578
11734
SH
DFND
0
11734
0
SM ENERGY CO
COM
78454L100
52
13956
SH
DFND
0
13956
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
84878
275256
SH
DFND
0
275256
0
SPS COMMERCE INC
COM
78463M107
162
2163
SH
DFND
0
2163
0
SPDR GOLD TR
GOLD SHS
78463V107
3088
18449
SH
DFND
0
18449
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
784
23440
SH
DFND
0
23440
0
SPDR SER TR
SPDR S&P1500VL
78464A128
242
2475
SH
DFND
0
2475
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
12704
209989
SH
DFND
0
209989
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
3975
108811
SH
DFND
0
108811
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
237
5274
SH
DFND
0
5274
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
6864
219025
SH
DFND
0
219025
0
SPDR SER TR
BLOMBERG INTL TR
78464A516
769
26597
SH
DFND
0
26597
0
SPDR SER TR
PORTFLI TIPS ETF
78464A656
2467
81850
SH
DFND
0
81850
0
SPDR SER TR
PORTFLI INTRMDIT
78464A672
2985
89866
SH
DFND
0
89866
0
SPDR SER TR
S&P REGL BKG
78464A698
1095
28527
SH
DFND
0
28527
0
SPDR SER TR
S&P DIVID ETF
78464A763
666
7298
SH
DFND
0
7298
0
SPDR SER TR
S&P SEMICNDCTR
78464A862
2926
26148
SH
DFND
0
26148
0
SPDR SER TR
S&P BIOTECH
78464A870
1380
12324
SH
DFND
0
12324
0
SPDR SER TR
S&P HOMEBUILD
78464A888
240
5468
SH
DFND
0
5468
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
284
5035
SH
DFND
0
5035
0
SSGA ACTIVE ETF TR
MFS SYS VAL EQ
78467V871
278
4665
SH
DFND
0
4665
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
14819
57466
SH
DFND
0
57466
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
603
1859
SH
DFND
0
1859
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
943
37407
SH
DFND
0
37407
0
SPDR SER TR
S&P OILGAS EXP
78468R556
3075
58930
SH
DFND
0
58930
0
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
529
5234
SH
DFND
0
5234
0
SPDR SER TR
PRTFLO S&P500 HI
78468R788
322
11572
SH
DFND
0
11572
0
SVB FINANCIAL GROUP
COM
78486Q101
237
1101
SH
DFND
0
1101
0
SAFEHOLD INC
COM
78645L100
1043
18139
SH
DFND
0
18139
0
SALESFORCE COM INC
COM
79466L302
21381
114136
SH
DFND
0
114136
0
SANOFI
SPONSORED ADR
80105N105
2990
58578
SH
DFND
0
58578
0
SAP SE
SPON ADR
803054204
479
3423
SH
DFND
0
3423
0
SAREPTA THERAPEUTICS INC
COM
803607100
241
1500
SH
DFND
0
1500
0
HENRY SCHEIN INC
COM
806407102
67
1151
SH
DFND
0
1151
0
SCHLUMBERGER LTD
COM
806857108
563
30599
SH
DFND
0
30599
0
SCHWAB CHARLES CORP
COM
808513105
2131
63173
SH
DFND
0
63173
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
543
9050
SH
DFND
0
9050
0
SCOTTS MIRACLE GRO CO
CL A
810186106
299
2226
SH
DFND
0
2226
0
SEA LTD
SPONSORED ADS
81141R100
2850
26575
SH
DFND
0
26575
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
204
3613
SH
DFND
0
3613
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
5243
52394
SH
DFND
0
52394
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2281
38896
SH
DFND
0
38896
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
3171
24833
SH
DFND
0
24833
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1548
40904
SH
DFND
0
40904
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2889
124853
SH
DFND
0
124853
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1618
23548
SH
DFND
0
23548
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
7941
75994
SH
DFND
0
75994
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
2687
49719
SH
DFND
0
49719
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
415
7359
SH
DFND
0
7359
0
SEMTECH CORP
COM
816850101
119
2286
SH
DFND
0
2286
0
SEMPRA ENERGY
COM
816851109
290
2473
SH
DFND
0
2473
0
SERVICE CORP INTL
COM
817565104
366
9414
SH
DFND
0
9414
0
SERVICENOW INC
COM
81762P102
9242
22817
SH
DFND
0
22817
0
SERVICENOW INC
NOTE 6/0
81762PAC6
48
16000
SH
DFND
0
16000
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
180
14671
SH
DFND
0
14671
0
SHERWIN WILLIAMS CO
COM
824348106
1607
2781
SH
DFND
0
2781
0
SHOPIFY INC
CL A
82509L107
1068
1125
SH
DFND
0
1125
0
SIENTRA INC
COM
82621J105
259
67000
SH
DFND
0
67000
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
2729
25524
SH
DFND
0
25524
0
SILICON LABORATORIES INC
COM
826919102
61
609
SH
DFND
0
609
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
2281
133296
SH
DFND
0
133296
0
SIRIUS XM HOLDINGS INC
COM
82968B103
149
25427
SH
DFND
0
25427
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
118
1039
SH
DFND
0
1039
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
295
9502
SH
DFND
0
9502
0
SMUCKER J M CO
COM NEW
832696405
3081
29119
SH
DFND
0
29119
0
SNAP INC
CL A
83304A106
204
8700
SH
DFND
0
8700
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
315
2273
SH
DFND
0
2273
0
SONOCO PRODS CO
COM
835495102
3285
62815
SH
DFND
0
62815
0
SONY CORP
SPONSORED ADR
835699307
266
3848
SH
DFND
0
3848
0
SOUTHERN CO
COM
842587107
7017
135325
SH
DFND
0
135325
0
SOUTHWEST AIRLS CO
COM
844741108
1410
41241
SH
DFND
0
41241
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
24
20000
SH
DFND
0
20000
0
SOUTHWESTERN ENERGY CO
COM
845467109
33
12832
SH
DFND
0
12832
0
SPLUNK INC
COM
848637104
2075
10442
SH
DFND
0
10442
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
24
16000
SH
DFND
0
16000
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
329
23000
SH
DFND
0
23000
0
SPROUTS FMRS MKT INC
COM
85208M102
341
13323
SH
DFND
0
13323
0
SQUARE INC
CL A
852234103
873
8316
SH
DFND
0
8316
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
1189
19320
SH
DFND
0
19320
0
STANLEY BLACK & DECKER INC
COM
854502101
1368
9815
SH
DFND
0
9815
0
STARBUCKS CORP
COM
855244109
9324
126699
SH
DFND
0
126699
0
STARWOOD PPTY TR INC
COM
85571B105
290
19410
SH
DFND
0
19410
0
STATE STR CORP
COM
857477103
518
8145
SH
DFND
0
8145
0
STELLUS CAP INVT CORP
COM
858568108
104
14275
SH
DFND
0
14275
0
STERLING BANCORP DEL
COM
85917A100
321
27360
SH
DFND
0
27360
0
STORE CAP CORP
COM
862121100
465
19540
SH
DFND
0
19540
0
STRYKER CORPORATION
COM
863667101
1981
10993
SH
DFND
0
10993
0
SUNCOR ENERGY INC NEW
COM
867224107
386
22898
SH
DFND
0
22898
0
SUNRUN INC
COM
86771W105
279
14129
SH
DFND
0
14129
0
SYNCHRONY FINANCIAL
COM
87165B103
838
37835
SH
DFND
0
37835
0
SYSCO CORP
COM
871829107
4847
88675
SH
DFND
0
88675
0
TCF FINANCIAL CORPORATION NE
COM
872307103
342
11627
SH
DFND
0
11627
0
TJX COS INC NEW
COM
872540109
3736
73901
SH
DFND
0
73901
0
TPI COMPOSITES INC
COM
87266J104
635
27170
SH
DFND
0
27170
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
2020
35586
SH
DFND
0
35586
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
347
2487
SH
DFND
0
2487
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
227
12642
SH
DFND
0
12642
0
TARGET CORP
COM
87612E106
7467
62261
SH
DFND
0
62261
0
TARGA RES CORP
COM
87612G101
204
10182
SH
DFND
0
10182
0
TAUBMAN CTRS INC
COM
876664103
1552
41112
SH
DFND
0
41112
0
TC ENERGY CORP
COM
87807B107
2074
48394
SH
DFND
0
48394
0
TEKLA HEALTHCARE OPPORTUNITI
SHS
879105104
1032
58002
SH
DFND
0
58002
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
688
32266
SH
DFND
0
32266
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
232
12938
SH
DFND
0
12938
0
TELADOC HEALTH INC
COM
87918A105
303
1588
SH
DFND
0
1588
0
TELEFLEX INCORPORATED
COM
879369106
217
596
SH
DFND
0
596
0
TELUS CORPORATION
COM
87971M103
784
46757
SH
DFND
0
46757
0
TEMPLETON DRAGON FD INC
COM
88018T101
390
19316
SH
DFND
0
19316
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
643
81857
SH
DFND
0
81857
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
727
135419
SH
DFND
0
135419
0
TERADYNE INC
COM
880770102
469
5546
SH
DFND
0
5546
0
TERRENO RLTY CORP
COM
88146M101
2384
45295
SH
DFND
0
45295
0
TESLA INC
COM
88160R101
1406
1302
SH
DFND
0
1302
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
40
12000
SH
DFND
0
12000
0
TEXAS INSTRS INC
COM
882508104
5309
41810
SH
DFND
0
41810
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
476
800
SH
DFND
0
800
0
TEXAS ROADHOUSE INC
COM
882681109
613
11666
SH
DFND
0
11666
0
THE TRADE DESK INC
COM CL A
88339J105
1136
2795
SH
DFND
0
2795
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4193
11573
SH
DFND
0
11573
0
THOMSON REUTERS CORP.
COM NEW
884903709
297
4376
SH
DFND
0
4376
0
3M CO
COM
88579Y101
14327
91845
SH
DFND
0
91845
0
TIDEWATER INC NEW
COM
88642R109
102
18199
SH
DFND
0
18199
0
TIMKEN CO
COM
887389104
389
8544
SH
DFND
0
8544
0
TOMPKINS FINANCIAL CORPORATI
COM
890110109
1914
29546
SH
DFND
0
29546
0
TOTAL S.A.
SPONSORED ADS
89151E109
1962
51010
SH
DFND
0
51010
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
359
2858
SH
DFND
0
2858
0
TRACTOR SUPPLY CO
COM
892356106
3385
25681
SH
DFND
0
25681
0
TRADEWEB MKTS INC
CL A
892672106
4
71
SH
DFND
0
71
0
TRANSAMERICA ETF TR
DELTASHS S&P 500
89349P107
5843
101653
SH
DFND
0
101653
0
TRANSDIGM GROUP INC
COM
893641100
4665
10552
SH
DFND
0
10552
0
TRAVELERS COMPANIES INC
COM
89417E109
5270
46212
SH
DFND
0
46212
0
TREX CO INC
COM
89531P105
422
3243
SH
DFND
0
3243
0
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
178
17285
SH
DFND
0
17285
0
TRISTATE CAP HLDGS INC
COM
89678F100
2897
184388
SH
DFND
0
184388
0
TRUECAR INC
COM
89785L107
942
365224
SH
DFND
0
365224
0
TRUIST FINL CORP
COM
89832Q109
10744
286115
SH
DFND
0
286115
0
TWITTER INC
COM
90184L102
3796
127424
SH
DFND
0
127424
0
2U INC
COM
90214J101
1492
39315
SH
DFND
0
39315
0
TYLER TECHNOLOGIES INC
COM
902252105
368
1060
SH
DFND
0
1060
0
TYSON FOODS INC
CL A
902494103
6897
115508
SH
DFND
0
115508
0
US BANCORP DEL
COM NEW
902973304
4997
135721
SH
DFND
0
135721
0
US XPRESS ENTERPRISES INC
COM CL A
90338N202
107
17824
SH
DFND
0
17824
0
UBER TECHNOLOGIES INC
COM
90353T100
1266
40749
SH
DFND
0
40749
0
ULTA BEAUTY INC
COM
90384S303
2624
12898
SH
DFND
0
12898
0
UMPQUA HLDGS CORP
COM
904214103
285
26796
SH
DFND
0
26796
0
UNILEVER PLC
SPON ADR NEW
904767704
5077
92517
SH
DFND
0
92517
0
UNILEVER N V
N Y SHS NEW
904784709
1385
26000
SH
DFND
0
26000
0
UNION PAC CORP
COM
907818108
5894
34859
SH
DFND
0
34859
0
UNITED PARCEL SERVICE INC
CL B
911312106
19084
171646
SH
DFND
0
171646
0
UNITEDHEALTH GROUP INC
COM
91324P102
14355
48670
SH
DFND
0
48670
0
UNITI GROUP INC
COM
91325V108
371
39696
SH
DFND
0
39696
0
UNUM GROUP
COM
91529Y106
386
23277
SH
DFND
0
23277
0
V F CORP
COM
918204108
1556
25536
SH
DFND
0
25536
0
VALERO ENERGY CORP
COM
91913Y100
1093
18586
SH
DFND
0
18586
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2748
74914
SH
DFND
0
74914
0
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
771
63420
SH
DFND
0
63420
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
6078
116376
SH
DFND
0
116376
0
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
380
6406
SH
DFND
0
6406
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
18721
159764
SH
DFND
0
159764
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
888
18050
SH
DFND
0
18050
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
5588
34178
SH
DFND
0
34178
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
4624
63159
SH
DFND
0
63159
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
1612
14726
SH
DFND
0
14726
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
258
1382
SH
DFND
0
1382
0
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
551
5274
SH
DFND
0
5274
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
4616
44236
SH
DFND
0
44236
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
5458
37337
SH
DFND
0
37337
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932844
245
2379
SH
DFND
0
2379
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
9850
81925
SH
DFND
0
81925
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
81522
874790
SH
DFND
0
874790
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2180
26222
SH
DFND
0
26222
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
35587
402842
SH
DFND
0
402842
0
VANGUARD TAX-MANAGED FDS
FTSE DEV MKT ETF
921943858
20665
532734
SH
DFND
0
532734
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
7060
89616
SH
DFND
0
89616
0
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
5131
100237
SH
DFND
0
100237
0
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
1716
25576
SH
DFND
0
25576
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
8848
153270
SH
DFND
0
153270
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2914
38964
SH
DFND
0
38964
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
16502
346614
SH
DFND
0
346614
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10709
270366
SH
DFND
0
270366
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
1313
20629
SH
DFND
0
20629
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
766
3829
SH
DFND
0
3829
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
2410
16110
SH
DFND
0
16110
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
1767
35120
SH
DFND
0
35120
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1193
20854
SH
DFND
0
20854
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2697
14000
SH
DFND
0
14000
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
209
1609
SH
DFND
0
1609
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1986
7126
SH
DFND
0
7126
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
547
4537
SH
DFND
0
4537
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
379
4070
SH
DFND
0
4070
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
17857
216024
SH
DFND
0
216024
0
VANGUARD SCOTTSDALE FDS
TOTAL WLD BD ETF
92206C565
506
6200
SH
DFND
0
6200
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
7536
79211
SH
DFND
0
79211
0
VARIAN MED SYS INC
COM
92220P105
66
542
SH
DFND
0
542
0
VARONIS SYS INC
COM
922280102
58
655
SH
DFND
0
655
0
VEEVA SYS INC
CL A COM
922475108
3432
14640
SH
DFND
0
14640
0
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
3775
69734
SH
DFND
0
69734
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
20812
73431
SH
DFND
0
73431
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
884
9238
SH
DFND
0
9238
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
574
3476
SH
DFND
0
3476
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
24798
315780
SH
DFND
0
315780
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
5696
28537
SH
DFND
0
28537
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
24242
226733
SH
DFND
0
226733
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
15988
97543
SH
DFND
0
97543
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
293
2049
SH
DFND
0
2049
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
706
5964
SH
DFND
0
5964
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
28144
139267
SH
DFND
0
139267
0
VANGUARD INDEX FDS
VALUE ETF
922908744
11361
114082
SH
DFND
0
114082
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
13744
94318
SH
DFND
0
94318
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
144493
923102
SH
DFND
0
923102
0
VERISIGN INC
COM
92343E102
6025
29132
SH
DFND
0
29132
0
VERIZON COMMUNICATIONS INC
COM
92343V104
32197
584016
SH
DFND
0
584016
0
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
16
16000
SH
DFND
0
16000
0
VERITEX HLDGS INC
COM
923451108
984
55611
SH
DFND
0
55611
0
VERISK ANALYTICS INC
COM
92345Y106
555
3262
SH
DFND
0
3262
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
3174
10934
SH
DFND
0
10934
0
VIAVI SOLUTIONS INC
COM
925550105
138
10800
SH
DFND
0
10800
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
13
11000
SH
DFND
0
11000
0
VIACOMCBS INC
CL B
92556H206
3664
157123
SH
DFND
0
157123
0
VICI PPTYS INC
COM
925652109
1156
57243
SH
DFND
0
57243
0
VISA INC
COM CL A
92826C839
24796
128361
SH
DFND
0
128361
0
VIRTUS TOTAL RETURN FUND INC
COM
92835W107
201
24567
SH
DFND
0
24567
0
VISTRA ENERGY CORP
COM
92840M102
270
14510
SH
DFND
0
14510
0
VMWARE INC
CL A COM
928563402
4566
29485
SH
DFND
0
29485
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
3930
246529
SH
DFND
0
246529
0
VONAGE HLDGS CORP
COM
92886T201
633
62915
SH
DFND
0
62915
0
VORNADO RLTY TR
SH BEN INT
929042109
599
15674
SH
DFND
0
15674
0
VOYA FINANCIAL INC
COM
929089100
321
6889
SH
DFND
0
6889
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
75
18366
SH
DFND
0
18366
0
VULCAN MATLS CO
COM
929160109
2533
21861
SH
DFND
0
21861
0
WP CAREY INC
COM
92936U109
1169
17278
SH
DFND
0
17278
0
WEC ENERGY GROUP INC
COM
92939U106
383
4370
SH
DFND
0
4370
0
WALMART INC
COM
931142103
49977
417244
SH
DFND
0
417244
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
3935
92839
SH
DFND
0
92839
0
WASTE CONNECTIONS INC
COM
94106B101
886
9444
SH
DFND
0
9444
0
WASTE MGMT INC DEL
COM
94106L109
17768
167761
SH
DFND
0
167761
0
WATSCO INC
COM
942622200
315
1775
SH
DFND
0
1775
0
WAYFAIR INC
CL A
94419L101
454
2296
SH
DFND
0
2296
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
766
40454
SH
DFND
0
40454
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
48
13000
SH
DFND
0
13000
0
WELLS FARGO CO NEW
COM
949746101
4215
164635
SH
DFND
0
164635
0
WELLTOWER INC
COM
95040Q104
2732
52797
SH
DFND
0
52797
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
229
1008
SH
DFND
0
1008
0
WESTERN ASSET VAR RT STRG FD
COM
957667108
666
42429
SH
DFND
0
42429
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
308
24994
SH
DFND
0
24994
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
49
10652
SH
DFND
0
10652
0
WESTERN ASSET MANAGED MUNS F
COM
95766M105
138
11512
SH
DFND
0
11512
0
WESTERN DIGITAL CORP.
COM
958102105
2507
56790
SH
DFND
0
56790
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
152
15169
SH
DFND
0
15169
0
WESTERN UN CO
COM
959802109
5228
241831
SH
DFND
0
241831
0
WESTROCK CO
COM
96145D105
238
8412
SH
DFND
0
8412
0
WEX INC
COM
96208T104
3769
22839
SH
DFND
0
22839
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
2443
108751
SH
DFND
0
108751
0
WHEATON PRECIOUS METALS CORP
COM
962879102
849
19269
SH
DFND
0
19269
0
WHIRLPOOL CORP
COM
963320106
1692
13059
SH
DFND
0
13059
0
WILLIAMS COS INC
COM
969457100
3225
169574
SH
DFND
0
169574
0
WINGSTOP INC
COM
974155103
373
2686
SH
DFND
0
2686
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
22
16000
SH
DFND
0
16000
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
3992
93668
SH
DFND
0
93668
0
WYNN RESORTS LTD
COM
983134107
395
5300
SH
DFND
0
5300
0
XCEL ENERGY INC
COM
98389B100
3303
52841
SH
DFND
0
52841
0
XILINX INC
COM
983919101
504
5125
SH
DFND
0
5125
0
YUM BRANDS INC
COM
988498101
979
11261
SH
DFND
0
11261
0
YUM CHINA HLDGS INC
COM
98850P109
551
11468
SH
DFND
0
11468
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1665
13945
SH
DFND
0
13945
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
152
46378
SH
DFND
0
46378
0
ZOETIS INC
CL A
98978V103
13730
100192
SH
DFND
0
100192
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
332
1310
SH
DFND
0
1310
0
ZYNGA INC
CL A
98986T108
290
30362
SH
DFND
0
30362
0
AMCOR PLC
ORD
G0250X107
222
21771
SH
DFND
0
21771
0
AON PLC
SHS CL A
G0403H108
5473
28415
SH
DFND
0
28415
0
ATLASSIAN CORP PLC
CL A
G06242104
135
16552
SH
DFND
0
16552
0
AXALTA COATING SYS LTD
COM
G0750C108
4539
201265
SH
DFND
0
201265
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
12804
59629
SH
DFND
0
59629
0
MIMECAST LTD
ORD SHS
G14838109
175
4200
SH
DFND
0
4200
0
BUNGE LIMITED
COM
G16962105
3888
94518
SH
DFND
0
94518
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
910
24097
SH
DFND
0
24097
0
EATON CORP PLC
SHS
G29183103
6981
79805
SH
DFND
0
79805
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
295
16865
SH
DFND
0
16865
0
EVEREST RE GROUP LTD
COM
G3223R108
3202
15529
SH
DFND
0
15529
0
GAN LTD
ORD SHS
G3728V109
991
38950
SH
DFND
0
38950
0
GENPACT LIMITED
SHS
G3922B107
226
6189
SH
DFND
0
6189
0
ICON PLC
SHS
G4705A100
805
4781
SH
DFND
0
4781
0
IHS MARKIT LTD
SHS
G47567105
6490
85961
SH
DFND
0
85961
0
JOHNSON CTLS INTL PLC
SHS
G51502105
7627
223406
SH
DFND
0
223406
0
LINDE PLC
SHS
G5494J103
6556
30909
SH
DFND
0
30909
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
62
23007
SH
DFND
0
23007
0
MEDTRONIC PLC
SHS
G5960L103
16169
176322
SH
DFND
0
176322
0
APTIV PLC
SHS
G6095L109
405
5193
SH
DFND
0
5193
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2416
49911
SH
DFND
0
49911
0
PENTAIR PLC
SHS
G7S00T104
671
17649
SH
DFND
0
17649
0
SIGNET JEWELERS LIMITED
SHS
G81276100
1474
143565
SH
DFND
0
143565
0
STERIS PLC
SHS USD
G8473T100
359
2338
SH
DFND
0
2338
0
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
78
38970
SH
DFND
0
38970
0
ALCON AG
ORD SHS
H01301128
298
5196
SH
DFND
0
5196
0
CHUBB LIMITED
COM
H1467J104
3694
29170
SH
DFND
0
29170
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
643
8752
SH
DFND
0
8752
0
GARMIN LTD
SHS
H2906T109
522
5355
SH
DFND
0
5355
0
UBS GROUP AG
SHS
H42097107
123
10656
SH
DFND
0
10656
0
TE CONNECTIVITY LTD
REG SHS
H84989104
2248
27565
SH
DFND
0
27565
0
GLOBANT S A
COM
L44385109
258
1724
SH
DFND
0
1724
0
ORION ENGINEERED CARBONS S A
COM
L72967109
1996
188465
SH
DFND
0
188465
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
730
2827
SH
DFND
0
2827
0
COMPUGEN LTD
ORD
M25722105
345
23000
SH
DFND
0
23000
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
97
975
SH
DFND
0
975
0
KORNIT DIGITAL LTD
SHS
M6372Q113
205
3833
SH
DFND
0
3833
0
WIX COM LTD
SHS
M98068105
33
129
SH
DFND
0
129
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
264
716
SH
DFND
0
716
0
ELASTIC N V
ORD SHS
N14506104
511
5546
SH
DFND
0
5546
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
4840
73641
SH
DFND
0
73641
0
NXP SEMICONDUCTORS N V
COM
N6596X109
293
2570
SH
DFND
0
2570
0
QIAGEN NV
SHS NEW
N72482123
63
1464
SH
DFND
0
1464
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
776
15429
SH
DFND
0
15429
0
FLEX LTD
ORD
Y2573F102
146
14237
SH
DFND
0
14237
0