-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bwsbt5PJ+ROBlB6BiQxW+eK9Gby3ivyhP0OOdSdKZ8JnLBlsp4wGhyaYcSFR8QS4 4+dZzy8YiHLfqQwxQMfEGg== 0000757657-10-000002.txt : 20100209 0000757657-10-000002.hdr.sgml : 20100209 20100209163903 ACCESSION NUMBER: 0000757657-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS INC /AR/ CENTRAL INDEX KEY: 0000757657 IRS NUMBER: 710641478 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01458 FILM NUMBER: 10584841 BUSINESS ADDRESS: STREET 1: 111 CENTER ST CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 501-377-2000 MAIL ADDRESS: STREET 1: 111 CENTRE STREET CITY: LITTLE ROCK STATE: AR ZIP: 72201 13F-HR 1 si094th.txt QUARTERLY FILING13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephens Inc. Address: 111 Center Street Little Rock, AR 72201 13F File Number: 28-1458 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phil Shellabarger Title: Senior Vice President, Chief Compliance Officer - Broker Dealer Phone: (501) 377-2225 Signature, Place, and Date of Signing: /s/ Phil Shellabarger Little Rock, Arkansas February 4, 2010 Stephens Inc. files 13f filings #28-2738 and #28-01458 as one filing. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 331 Form 13F Information Table Value Total: $818,022 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE TITLE OF VALUE PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) SHARES SH CALL DSCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- AGL RES INC COM 001204106 450 12352 SH DEFINED 0 12352 0 AES CORP COM 00130H105 1607 120700 SH DEFINED 0 120700 0 AMB PROPERTY CORP COM 00163T109 461 18050 SH DEFINED 0 18050 0 AMR CORP COM 001765106 288 37275 SH DEFINED 0 37275 0 AT&T INC COM 00206R102 7593 270900 SH DEFINED 0 270900 0 ABBOTT LABS COM 002824100 1814 33606 SH DEFINED 0 33606 0 ACTIVISION BLIZZARD INC COM 00507V109 25 2292 SH DEFINED 0 2292 0 AFFILIATED COMPUTER SERVICES CL A 008190100 335 5610 SH DEFINED 0 5610 0 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