EX-99.77O RULE 10F-3 6 rule10f.htm RULE 10F-3 rule10f.htm - Generated by SEC Publisher for SEC Filing

John Hancock Core Bond Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and Underwriting Syndicate Members
  Joint Lead Managers-Books Banc of America Securities LLC
                                                   Barclays Capital
                                                   BNP Paribas
                                                   Deutsche Bank Securities Inc
                                                                 JP Morgan Securities
                                RBS Securities Corp

Co-Manager(s) Allied Irish Bank (US)
  BBVA Securities Inc
  BNY Mellon Capital Markets LLC
  Daiwa Securities America Inc
  ING Wholesale Banking
  Mitsubishi UFJ Securities USA Inc
  Mizuho Securities USA Inc
  RBC Capital Markets
Scotia Capital Inc
  Standard Chartered Bank (US)
  Wells Fargo Securities LLC

(2)      Names of Issuers: Boston Scientific
(3)      Title of Securities: BSX 6 01/15/20 cusip – 101137AK3
(4)      Date of First Offering: 12/10/2009
(5)      Amount of Total Offering: $850,000,000.00
(6)      Unit Price of Offering: $ 99.031
Comparable Securities
         1) Bank of America Corp – 060505DB7
         2) Goldman Sachs Grp Cusip = 38141EA25
         3) National City Corp – 635405AM5

(7)      Underwriting Spread or Commission
  Zero commission on bond new issues. Fair and reasonable fee paid to underwriter from issuer.
(8)      Years of Issuer’s Operations: 30
(9)      Trade Date: 12/10/2009
(10)      Portfolio Assets on Trade Date: $1,061,565,756

1

(11) Price Paid per Unit: $99.031

(12) Total Price Paid by Portfolio:

1,015,000 bonds @ $99.031 = $1,005,164.65

(13) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by other portfolios for which subadviser acts as investment adviser

18,000,000 bonds @ $99.031 = $17,825,580

(14) % of Portfolio Assets Applied to Purchase

0.095

(15) Test set forth in paragraph (B)(4) of Procedures satisfied?

Yes

(16) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?

Not violated

(17) Years of Continuous Operation (unless municipal security, see below)

30 years

(18) Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?

N/A

(19) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of Procedures been satisfied?

Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

Mai S. Shiver – Director of Business Risk/CCO

2

  John Hancock Core Bond Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and
  Underwriting Syndicate Members
     JT Managers – GS
     Co-Manager – MS, Citi, Estrada, Jeffries, Loop, Morgan Keegan, BSC, Rice, WFC

(2)      Names of Issuers: North Texas Tollway Authority
(3)      Title of Securities: NRTTRN 6.718 1/1/49 cusip = 66285WFB7
(4)      Date of First Offering: 8/3/2009
(5)      Amount of Total Offering: $825,000,000
(6)      Unit Price of Offering: $ 100
Comparable Securities
         1) NJ Turnpike 646139W35
         2) Chicago Transit Authority 167725AC4
         3) Puerto Rico Sales Tax Authority 74529JAC9

(7) Underwriting Spread or Commission

Zero commission on bond new issues. Fair and reasonable fee paid to underwriter from issuer.

(8) Years of Issuer’s Operations: 56 years

(9) Trade Date: 8/3/2009

(10) Portfolio Assets on Trade Date: $828,550,978

(11) Price Paid per Unit: $100

(12) Total Price Paid by Portfolio: 1,175,000 bonds @ $100 = $1,175,000

(13) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by other portfolios for which subadviser acts as investment adviser

25,000,000 bonds @ $100 = $25,000,000

(14) % of Portfolio Assets Applied to Purchase

0.141%

(15) Test set forth in paragraph (B)(4) of Procedures satisfied?

Yes

(16) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?

Not violated

3

(17)      Years of Continuous Operation (unless municipal security, see below)
  56 years
(18)      Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?
  Yes
(19)      Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________ [signature]

4

  John Hancock Core Bond Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and
  Underwriting Syndicate Members
     Jt Lead Managers Bank of New York Mellon Corp/The
       Bank of America Merrill Lynch
       Barclays Capital
       JP Morgan
       Wells Fargo

(2)      Names of Issuers: CVS Caremark Corp.
(3)      Title of Securities: CVS 6.125 09/15/39 Cusip 126650BR0
(4)      Date of First Offering: 09/08/09
(5)      Amount of Total Offering: $1,500,000,000.00
(6)      Unit Price of Offering: $ 99.672
Comparable Securities
         1) Comcast Corp cusip 20030NAY7
         2) BSY PLC isin 1658KAB73
         3) Thomson Reuters Corp cusip 884903AY1

(7)      Underwriting Spread or Commission
  Zero commission on bond new issues. Fair and reasonable fee paid to underwriter from issuer.
(8)      Years of Issuer’s Operations: 46 years
(9)      Trade Date: 09/08/09
(10)      Portfolio Assets on Trade Date: $903,865,570
(11)      Price Paid per Unit: $99.672
(12)      Total Price Paid by Portfolio: 1,540,000 bonds @ $99.672 = $1,534,948.80
(13)      Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by other portfolios for which subadviser acts as investment adviser
  30,000,000 bonds @ $99.672 = $29,901,600
(14)      % of Portfolio Assets Applied to Purchase
  0.170%

5

(15)      Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
(16)      Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Not violated
(17)      Years of Continuous Operation (unless municipal security, see below)
  46 years
(18)      Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?
  N/A
(19)      Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________
Mai S. Shiver
Director of Business Risk/CCO

6

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members
  Joint Book-Running Managers and Joint Lead Managers:
  BofA Merrill Lynch Citi
  Joint Lead Manager:
  TD Securities
  Co-Managers:
  Barclays Capital JPMorgan Wells Fargo Securities
  BNY Mellon Capital Markets LLC
(2)      Names of Issuers: TD Ameritrade Holding Co
(3)      Title of Securities: TD Ameritrade 4.15%
(4)      Cusip: 87236YAB4
(5)      Date of First Offering: 11/20/09
(6)      Amount of Total Offering: $500,000,000
(7)      Unit Price of Offering: 99.901
Comparable Securities          
  Par Wtd   Maturity ML Industry Yld to
 Description Coupon   Date Lvl 4 Worst
 E*TRADE FINL   7.875  12/1/2015 Brokerage 9.892
 E*TRADE FINL   12.5 11/30/2017 Brokerage 11.525
 LABRANCHE & CO   11  5/15/2012 Brokerage 12.684

(8)      Underwriting Spread or Commission: 1.5%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 11/20/09
(11)      Portfolio Assets on Trade Date: $698,161,858
(12)      Price Paid per Unit: 99.901
(13)      Total Price Paid by Portfolio: $349,654

7

(14) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $1,998,020
 
(15) % of Portfolio Assets Applied to Purchase
  0.05%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

Mai S. Shiver – Director of Business Risk/CCO

8

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members
  Joint Book-Running Managers and Joint Lead Managers:
  BofA Merrill Lynch Citi
  Joint Lead Manager:
  TD Securities
  Co-Managers:
  Barclays Capital JPMorgan Wells Fargo Securities
  BNY Mellon Capital Markets LLC
(2)      Names of Issuers: TD Ameritrade Holding Co
(3)      Title of Securities: TD Ameritrade 5.6%
(4)      Cusip: 87236YAA6
(5)      Date of First Offering: 11/20/09
(6)      Amount of Total Offering: $500,000,000
(7)      Unit Price of Offering: 99.862
Comparable Securities          
  Par Wtd   Maturity ML Industry Yld to
 Description Coupon   Date Lvl 4 Worst
 E*TRADE FINL   7.875  12/1/2015 Brokerage 9.892
 E*TRADE FINL   12.5 11/30/2017 Brokerage 11.525
 LABRANCHE & CO   11  5/15/2012 Brokerage 12.684

(8)      Underwriting Spread or Commission: 1.5%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 11/20/09
(11)      Portfolio Assets on Trade Date: $698,161,858
(12)      Price Paid per Unit: 99.862
(13)      Total Price Paid by Portfolio: $499,310

9

(14) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $18,973,780
 
(15) % of Portfolio Assets Applied to Purchase
  0.07%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

Mai S. Shiver – Director of Business Risk/CCO

10

  John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and  
  Underwriting Syndicate Members
  Joint Book-Running Managers:
  Morgan Stanley  
  Credit Suisse  
  RBC Capital Markets  
  Senior Co-Managers:  
  CALYON  
  JPMorgan  
  Scotia Capital  
  Societe Generale  
  Wells Fargo Securities  
  Co-Managers:  
  BMO Capital Markets SunTrust Robinson Humphrey
  ING Wholesale Citi
  Raymond James PNC Capital Markets LLC
  Natixis Bleichroeder LLC Capital One Southcoast

(2)      Names of Issuers: Cloud Peak Energy
(3)      Title of Securities: Cloud Peak Energy 8.5%
(4)      Cusip: 18911MAB7
(5)      Date of First Offering: 11/20/09
(6)      Amount of Total Offering: $300,000,000
(7)      Unit Price of Offering: 99.16
Comparable Securities          
  Par        
  Wtd Maturity   Yld to  
 Description Coupon Date ML Industry Lvl 4 Worst  
      Metals/Mining Excluding    
 TECK RESOURCES 10.75 5/15/2019 Steel   7.214
 VEDANTA     Metals/Mining Excluding    
 RESOURCE 8.75 1/15/2014 Steel   8.671
      Metals/Mining Excluding    
 FMG FINANCE 10.625  9/1/2016 Steel   8.78
 
(8) Underwriting Spread or Commission: 2%    

11

(9)      Years of Issuer’s Operations: < 1 year
(10)      Trade Date: 11/20/09
(11)      Portfolio Assets on Trade Date: $698,161,858
(12)      Price Paid per Unit: 99.16
(13)      Total Price Paid by Portfolio: $471,010
(14) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $2,974,800
 
(15) % of Portfolio Assets Applied to Purchase
  0.07%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  < 1 year
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

Mai S. Shiver – Director of Business Risk/CCO

12

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and  
  Underwriting Syndicate Members
  Joint Book-Running Managers:
  Morgan Stanley  
  Credit Suisse  
  RBC Capital Markets  
  Senior Co-Managers:  
  CALYON  
  JPMorgan  
  Scotia Capital  
  Societe Generale  
  Wells Fargo Securities  
  Co-Managers:  
  BMO Capital Markets SunTrust Robinson Humphrey
  ING Wholesale Citi
  Raymond James PNC Capital Markets LLC
  Natixis Bleichroeder LLC Capital One Southcoast

(2)      Names of Issuers: Cloud Peak Energy
(3)      Title of Securities: Cloud Peak Energy 8.25%
(4)      Cusip: 18911MAA9
(5)      Date of First Offering: 11/20/09
(6)      Amount of Total Offering: $300,000,000
(7)      Unit Price of Offering: 99.268
Comparable Securities        
    Par      
    Wtd Maturity   Yld to
 Description Ticker Coupon Date ML Industry Lvl 4 Worst
 ARCH COAL       Metals/Mining Excluding  
 INC ACI 8.75      8/1/2016 Steel            8.132
 ALROSA       Metals/Mining Excluding  
 FINANCE ALROSA 8.875 11/17/2014 Steel            8.407
 DRUMMOND       Metals/Mining Excluding  
 CO DRUMCO 7.375  2/15/2016 Steel            8.418
 
(8) Underwriting Spread or Commission: 2%    

13

(9)      Years of Issuer’s Operations: < 1 year
(10)      Trade Date: 11/20/09
(11)      Portfolio Assets on Trade Date: $698,161,858
(12)      Price Paid per Unit: 99.268
(13)      Total Price Paid by Portfolio: $322,621
(14) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $1,985,360
 
(15) % of Portfolio Assets Applied to Purchase
  0.05%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  < 1 year
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

Mai S. Shiver – Director of Business Risk/CCO

14

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members Joint Bookrunners:
  Banc of America Securities LLC Deutsche Bank Securities Wells Fargo Securities
  Co-Managers:
  Barclays Capital Jefferies & Company
(2)      Names of Issuers: Freedom Group Inc.
(3)      Title of Securities: Freedom Group Inc GUN 10 1/4
(4)      Cusip: 35638PAA8
(5)      Date of First Offering: 7/15/09
(6)      Amount of Total Offering: $200,000,000
(7)      Unit Price of Offering: 97.827
Comparable Securities      
  Par Wtd Maturity   Yld to
 Description Coupon Date ML Industry Lvl 4 Worst
 ETHAN ALLEN 5.375  10/1/2015 Household & Leisure  
 GLOB     Products 7.655
 SEALY     Household & Leisure  
 MATTRESS 10.875  4/15/2016 Products 9.496
 ALH FINANCE     Household & Leisure  
  8.5  1/15/2013 Products 12.672

(8)      Underwriting Spread or Commission: 2.5%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 7/15/09
(11)      Portfolio Assets on Trade Date: $662,331,447
(12)      Price Paid per Unit: 97.827
(13)      Total Price Paid by Portfolio: $293,481

15

(14) Total Price Paid by Portfolio (13) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $1,173,924
 
(15) % of Portfolio Assets Applied to Purchase
  0.04%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________
Mai S. Shiver
Director of Business Risk/CCO

16

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members Joint Book-Running Managers:
  BofA Merrill Lynch SunTrust Robinson Humphrey Wells Fargo Securities BNP Paribas Barclays Capital
(2)      Names of Issuers: Geo Group Inc
(3)      Title of Securities: Geo Group Inc GEO 7 3/4
(4)      Cusip: 36159RAB9
(5)      Date of First Offering: 10/7/09
(6)      Amount of Total Offering: $250,000,000
(7)      Unit Price of Offering: 98.547
Comparable Securities            
    Par Wtd   Maturity ML Industry Yld to
 Description Ticker Coupon   Date Lvl 4 Worst
 CORRECTIONS         Support-  
 CORP CXW   7.75 6/1/2017 Services            7.147
          Support-  
 IRON MOUNTAIN IRM   8.75 7/15/2018 Services            7.976
          Support-  
 MAC-GRAY CORP TUC   7.625 8/15/2015 Services            8.002

(8)      Underwriting Spread or Commission: 2.25%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 10/7/09
(11)      Portfolio Assets on Trade Date: $726,658,357
(12)      Price Paid per Unit: 98.547
(13)      Total Price Paid by Portfolio: $221,730.75

17

(14) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $1,478,205
 
(15) % of Portfolio Assets Applied to Purchase
  0.03%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

Mai S. Shiver – Director of Business Risk/CCO

18

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and
  Underwriting Syndicate Members
Joint Lead Managers- Books:
  Banc of America Securities LLC
  Barclays Capital
Citigroup Global Markets Inc
  Credit Suisse
Deutsche Bank Securities Inc
  Goldman Sachs & Co
  Morgan Stanley
SunTrust Robinson Humphrey
  UBS Securities LLC
US Bancorp Investments Inc
  Wells Fargo Securities LLC

(2)      Names of Issuers: Qwest Communications
(3)      Title of Securities: Qwest Communications Intl QUS 8 10/01/15
(4)      Cusip: 749121BZ1
(5)      Date of First Offering: 9/14/09
(6)      Amount of Total Offering: $550,000,000
(7)      Unit Price of Offering: 98.244
Comparable Securities          
    Par Wtd      
 Description Ticker Coupon Maturity Date ML Industry Lvl 4 Yld to Worst
        Telecom -  
 NORDIC TEL CO HL TDCDC 8.875 5/1/2016 Integrated/Services                    8.341
        Telecom -  
 INTELSAT SUB HLD INTEL 8.875 1/15/2015 Integrated/Services                    8.343
        Telecom -  
 CITIZENS UTIL CO FTR 7.125 3/15/2019 Integrated/Services                    8.362

(8)      Underwriting Spread or Commission: 2%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 9/14/09
(11)      Portfolio Assets on Trade Date: $695,338,877

19

(12)      Price Paid per Unit: 98.244
(13)      Total Price Paid by Portfolio: $1,473,660
(14) Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $3,929,760
 
(15) % of Portfolio Assets Applied to Purchase
  0.21%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4)
  of the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

  _________________________________
Mai S. Shiver
Director of Business Risk/CCO

20

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members Joint Bookrunners:
  Barclays Capital JP Morgan Citi RBS
  TD Securities
  Deutsche Bank Securities Wells Fargo Securities
(2)      Names of Issuers: SBA Telecommunications
(3)      Title of Securities: SBA Telecom Inc. SBAC 8
(4)      Cusip: 78401FAA5
(5)      Date of First Offering: 7/21/09
(6)      Amount of Total Offering: $375,000,000
(7)      Unit Price of Offering: 99.330
Comparable Securities      
  Par Wtd Maturity   Yld to
 Description Coupon Date ML Industry Lvl 4 Worst
 CRICKET        
 COMMUNIC 7.75  5/15/2016 Telecom -            8.088
      Integrated/Services  
 INMARSAT FIN        
 II 10.375 11/15/2012 Telecom -            8.164
      Integrated/Services  
 CITIZENS        
 COMM CO 6.25  1/15/2013 Telecom -            8.225
      Integrated/Services  

(8)      Underwriting Spread or Commission: 2.0%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 7/21/09
(11)      Portfolio Assets on Trade Date: $ 672,914,286

21

(12)      Price Paid per Unit: 99.330
(13)      Total Price Paid by Portfolio: $595,980
(14) Total Price Paid by Portfolio (13) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $1,986,600
 
(15) % of Portfolio Assets Applied to Purchase
  0.09%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________
Mai S. Shiver
Director of Business Risk/CCO

22

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members Joint Bookrunners:
  Barclays Capital JP Morgan Citi RBS
  TD Securities
  Deutsche Bank Securities Wells Fargo Securities
(2)      Names of Issuers: SBA Telecommunications
(3)      Title of Securities: SBA Telecom Inc. SBAC 8 1/4
(4)      Cusip: 78401FAB3
(5)      Date of First Offering: 7/21/09
(6)      Amount of Total Offering: $375,000,000
(7)      Unit Price of Offering: 99.152
Comparable Securities        
  Par Wtd   Maturity   Yld to
 Description Coupon   Date ML Industry Lvl 4 Worst
 TIME WARNER          
 TELE   9.25  2/15/2014 Telecom -            8.472
        Integrated/Services  
 WINDSTREAM          
 CORP   7  3/15/2019 Telecom -            8.581
        Integrated/Services  
 SPRINT CAP          
 CORP   8.375  3/15/2012 Telecom -            8.582
        Integrated/Services  

(8)      Underwriting Spread or Commission: 2.0%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 7/21/09
(11)      Portfolio Assets on Trade Date: $ 672,914,286

23

(12)      Price Paid per Unit: 99.152
(13)      Total Price Paid by Portfolio: $297,456
(14) Total Price Paid by Portfolio (13) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $991,520
 
(15) % of Portfolio Assets Applied to Purchase
  0.04%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

  _________________________________
Mai S. Shiver
Director of Business Risk/CCO

24

John Hancock High Yield Trust
Procedures Pursuant to Rule 10f-3

(1)      Name of Underwriter and Underwriting Syndicate Members Joint Bookrunners:
  Banc of America Securities LLC Deutsche Bank Securities Goldman, Sachs & Co Wachovia Securities
  Co-Managers:
  Citi
  Credit Suisse Morgan Stanley
(2)      Names of Issuers: Toys R Us Property Co I
(3)      Title of Securities: Toys R Us Prop C Toy 10 3/4
(4)      Cusip: 89236LAA0
(5)      Date of First Offering: 7/1/09
(6)      Amount of Total Offering: $950,000,000
(7)      Unit Price of Offering: 97.399
Comparable Securities      
  Par Wtd Maturity   Yld to
 Description Coupon Date ML Industry Lvl 4 Worst
 DOLLAR     Non-Food & Drug  
 GENERAL 11.875 7/15/2017 Retailers        10.018
 SUSSER HOLD     Non-Food & Drug  
 & FI 10.625 12/15/2013 Retailers        10.619
      Non-Food & Drug  
 SAKS INC 9.875 10/1/2011 Retailers        11.146
 MACYS RETAIL     Non-Food & Drug  
 HLD 7.625 8/15/2013 Retailers        11.758

(8)      Underwriting Spread or Commission: 1.948%
(9)      Years of Issuer’s Operations: >10 years
(10)      Trade Date: 7/1/09
(11)      Portfolio Assets on Trade Date: $666,701,854

25

(12)      Price Paid per Unit: 97.399
(13)      Total Price Paid by Portfolio: $2,264,526.75
(14) Total Price Paid by Portfolio (13) plus Total Price Paid for same securities by
  other portfolios for which subadviser acts as investment adviser
  $6,330,935
 
(15) % of Portfolio Assets Applied to Purchase
  0.34%
 
(16) Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
 
(17) Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Yes
 
(18) Years of Continuous Operation (unless municipal security, see below)
  > 10 years
 
(19) Municipal Security - Received a rating in compliance with paragraph (A)(4) of
  the Procedures?
  N/A
 
(20) Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of
  Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

  _________________________________
Mai S. Shiver
Director of Business Risk/CCO

26

  John Hancock Core Bond Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and Underwriting Syndicate Members
     Lead Manager - Morgan Stanley
     Joint Lead Managers - Mitsubishi UFJ Securities USA Inc
 
     Sr Co-Manager(s) Banca IMI
    Keybanc Capital Markets
    SunTrust Robinson Humphrey
    Unicredito Italiano
    US Bancorp Investments Inc
Wells Fargo
 
     Co-Manager(s) Loop Capital Markets LLC
    Williams Capital Group LP

(2)      Names of Issuers: Morgan Stanley
(3)      Title of Securities: MS 5.625 09/23/19 cusip – 61747YCJ2
(4)      Date of First Offering: 9/16/2009
(5)      Amount of Total Offering: $3,000,000,000.00
(6)      Unit Price of Offering: $ 99.585
Comparable Securities
         1) Bank of America Corp – 060505DB7
         2) Goldman Sachs Grp Cusip = 38141EA25
         3) National City Corp – 635405AM5

(7)      Underwriting Spread or Commission
  Zero commission on bond new issues. Fair and reasonable fee paid to underwriter from issuer.
(8)      Years of Issuer’s Operations: 74
(9)      Trade Date: 9/16/2009
(10)      Portfolio Assets on Trade Date: $914,617,607
(11)      Price Paid per Unit: $99.585
(12)      Total Price Paid by Portfolio:
  1,545,000 bonds @ $99.585 = $1,538,588.25

27

(13)      Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by other portfolios for which subadviser acts as investment adviser
  31,000,000 bonds @ $99.585 = $30,871,350
(14)      % of Portfolio Assets Applied to Purchase
  0.168%
(15)      Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
(16)      Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Not violated
(17)      Years of Continuous Operation (unless municipal security, see below)
  74 years
(18)      Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?
  N/A
(19)      Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________
Mai S. Shiver
Director of Business Risk/CCO

28

  John Hancock Core Bond Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and Underwriting Syndicate Members
     Lead Managers - BAS, Citi, JPM
     Co-Mgrs – DB, BK, MIT, CMA, PNC, RBS, SCOT, STI, WFC, USB

(2)      Names of Issuers: Mack Cali Realty Corp
(3)      Title of Securities: CLI 7.75 8/15/19 Cusip – 55448QAP1
(4)      Date of First Offering: 8/5/2009
(5)      Amount of Total Offering: $250,000,000.00
(6)      Unit Price of Offering: $ 99.145
Comparable Securities
         1) Bank of America Corp – 060505DB7
         2) Goldman Sachs Grp Cusip = 38141EA25
         3) National City Corp – 635405AM5

(7)      Underwriting Spread or Commission
  Zero commission on bond new issues. Fair and reasonable fee paid to underwriter from issuer.
(8)      Years of Issuer’s Operations: 60 years
(9)      Trade Date: 8/5/2009
(10)      Portfolio Assets on Trade Date: $845,320,450
(11)      Price Paid per Unit: $99.145
(12)      Total Price Paid by Portfolio: 195,000 bonds @ $99.145 = $193,332.75
(13)      Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by other portfolios for which subadviser acts as investment adviser
  4,000,000 bonds @ $99.145 = $3,965,800
(14)      % of Portfolio Assets Applied to Purchase
  0.022%
(15)      Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
(16)      Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Not violated

29

(17)      Years of Continuous Operation (unless municipal security, see below)
  60 years
(18)      Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?
  N/A
(19)      Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________ [signature]

30

  John Hancock Core Bond Trust
Procedures Pursuant to Rule 10f-3

(1) Name of Underwriter and Underwriting Syndicate Members
     Joint Lead Managers-Books  
                         Bank of America Merrill Lynch 250,000.00
                         BNP Paribas 250,000.00
                         JP Morgan 250,000.00
                         UBS Securities LLC 250,000.00
 
     Co-Manager(s):  
                         BBVA Securities Inc  
                         Calyon Securities USA Inc  
                         Commerzbank Capital Markets Corp  
                         Daiwa Securities America Inc  
                         Mitsubishi UFJ Securities USA Inc  
                         Mizuho Securities USA Inc  
                         Morgan Keegan & Co  
                         Scotia Capital Inc  
                         SG Americas Securities LLC  
                         Wells Fargo  

(2)      Names of Issuers: International Paper
(3)      Title of Securities: IP 7.5 08/15/21 cusip – 460146CE1
(4)      Date of First Offering: 8/3/2009
(5)      Amount of Total Offering: $1,000,000,000.00
(6)      Unit Price of Offering: $ 99.92
Comparable Securities
         1) Bank of America Corp – 060505DB7
         2) Goldman Sachs Grp Cusip = 38141EA25
         3) National City Corp – 635405AM5

(7)      Underwriting Spread or Commission
  Zero commission on bond new issues. Fair and reasonable fee paid to underwriter from issuer.
(8)      Years of Issuer’s Operations: 111
(9)      Trade Date: 8/3/2009
(10)      Portfolio Assets on Trade Date: $828,550,978.00
(11)      Price Paid per Unit: $99.92
(12)      Total Price Paid by Portfolio: 845,000 bonds @ $99.92 = $844,324

31

(13)      Total Price Paid by Portfolio (12) plus Total Price Paid for same securities by other portfolios for which subadviser acts as investment adviser
  18,000,000 bonds @ $99.92 = $17,985,500
(14)      % of Portfolio Assets Applied to Purchase
  0.101%
(15)      Test set forth in paragraph (B)(4) of Procedures satisfied?
  Yes
(16)      Prohibitions set forth in paragraph (B)(5) of Procedures not violated?
  Not violated
(17)      Years of Continuous Operation (unless municipal security, see below)
  111 years
(18)      Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?
  N/A
(19)      Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c) of Procedures been satisfied?
  Yes

All purchases by Wells Capital Management described above were effected in compliance with the Trust’s Rule 10f-3 procedures.

_________________________________ [signature]

32

10f-3 REPORT – John Hancock Trust
Procedures Pursuant to Rule 10f-3

Name of Underwriter and Underwriting Syndicate Members: Citi    
Name of Issuers: Citi      
Title Of Security: Apollo Investment Corp.      
Date of First Offering: 8/12/09      
Comparable Securities:      
       Apollo Inv. Corp. Cit Group Conv. Pfd Energy Solutions Inc.
Amount of Total Offering:                      $1.137 Billion $746,200,000 $690,000,000
Unit Price of Offering:                                                $9 $26.00 $23.00
Underwriting Spread or Commission:                    23.625C/share 94 cents 3.60%
  (selling concession) (selling concession)  
Years of Issuers Operations: 19 years    
Trade Date: 8/12/2009    
Portfolio Assets on Trade Date: $271,783,685    
**as of 4/22/08      
Price Paid per Unit: $8.75    
Total Price Paid by Portfolio: $153,405    
Total Price paid for securities by other $8.75    
portfolios for which sub advisers acts as      
investment adviser:      
Percent of Portfolio Assets: 0.06%    
Test set forth in paragraph (B)(4) of Yes    
Procedures satisfied?      
Prohibitions set forth in paragraph (B)(5) Yes    
of Procedures Not Violated?      
Years of Continuous Operation: over 3 years    

Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?

Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c') been satisfied?

  

N/A

Yes

All purchases by Sub-adviser described above were affected in compliance with the Trust's Rule 10f-3 procedures.

Signature:

10f-3 REPORT – John Hancock Trust
Procedures Pursuant to Rule 10f-3

Name of Underwriter and Underwriting Syndicate Members: Citi    
Name of Issuers: Citi      
Title Of Security: Apollo Investment Corp.      
Date of First Offering: 12/9/09      
Comparable Securities:      
       Apollo Inv. Corp. Cit Group Conv. Pfd Energy Solutions Inc.
Amount of Total Offering:                        $98,200,000 $746,200,000 $690,000,000
Unit Price of Offering:                                              $10 $26.00 $23.00
Underwriting Spread or Commission:                          .2651/share 94 cents 3.60%
  (selling concession) (selling concession)  
Years of Issuers Operations: 19 years    
Trade Date: 12/9/2009    
Portfolio Assets on Trade Date: $289,134,770    
as of 11/30/09      
Price Paid per Unit: $9.82    
Total Price Paid by Portfolio: $88,380    

Total Price paid for securities by other portfolios for which sub advisers acts as investment adviser:

Percent of Portfolio Assets:

Test set forth in paragraph (B)(4) of Procedures satisfied?

Prohibitions set forth in paragraph (B)(5) of Procedures Not Violated?

Years of Continuous Operation:

Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?

Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c') been satisfied?

  

$9.82

0.04%

Yes

Yes

over 3 years

N/A

Yes

All purchases by Sub-adviser described above were affected in compliance with the Trust's Rule 10f-3 procedures.

Signature:

10f-3 REPORT – John Hancock Trust
Procedures Pursuant to Rule 10f-3

Name of Underwriter and Underwriting Syndicate Members: Citi    
Name of Issuers: Goldman Sachs / Deutsche Bank    
Title Of Security: Dole Food Company Inc.      
Date of First Offering: 10/22/09      
Comparable Securities:      
  Dole Food Co. Inc. Verisk Analytics Inc. Apollo Inv. Corp.
Amount of Total Offering: $3.57 Million $462,000,000 $1.137 Billion
Unit Price of Offering: $13 $22 $9

Underwriting Spread or Commission:                              45C/share                                    52C/share 23.625C/share
  (selling concession) (selling concession)  
Years of Issuers Operations: 158 years    
Trade Date: 10/22/2009    
Portfolio Assets on Trade Date: $276,740,840    
(as of 10/23/09)      
Price Paid per Unit: $12.50    
Total Price Paid by Portfolio: $12.50    
Total Price paid for securities by other $12.50    
portfolios for which sub advisers acts as      
investment adviser:      
Percent of Portfolio Assets: 0.27%    
Test set forth in paragraph (B)(4) of Yes    
Procedures satisfied?      
Prohibitions set forth in paragraph (B)(5) Yes    
of Procedures Not Violated?      
Years of Continuous Operation: over 3 years    
Municipal Security - Received a rating N/A    
in compliance with paragraph (A)(4)      
of the Procedures?      
Have the conditions in paragraphs Yes    
(B)(1)(a), (B)(1)(b) and (B)(1)(c') been      
satisfied?      

All purchases by Sub-adviser described above were affected in compliance with the Trust's Rule 10f-3 procedures.

Signature:

10f-3 REPORT – John Hancock Trust
Procedures Pursuant to Rule 10f-3

Name of Underwriter and Underwriting Syndicate Members: Citigroup

Name of Issuers: Citigroup      
Title Of Security: Dollar General Corp.      
Date of First Offering: 11/12/09      
Comparable Securities:      
  Dollar General Corp. Ford Convertible Bnds Dole Food Co. Inc.
Amount of Total Offering: $823,200,000 $3.57 Million $3.57 Million
Unit Price of Offering: $21 $100 $13
Underwriting Spread or Commission:            72.45 cents/share   45C/share
  (selling concession) (selling concession)  
Years of Issuers Operations: 54 years    
Trade Date: 11/12/2009    
Portfolio Assets on Trade Date: $298,017,186    
(as of 11/13/09)      
Price Paid per Unit: $21.00    
Total Price Paid by Portfolio: $21.00    
Total Price paid for securities by other $21.00    
portfolios for which sub advisers acts as      
investment adviser:      
Percent of Portfolio Assets: 0.20%    
Test set forth in paragraph (B)(4) of Yes    
Procedures satisfied?      
Prohibitions set forth in paragraph (B)(5) Yes    
of Procedures Not Violated?      
Years of Continuous Operation: over 3 years    
Municipal Security - Received a rating N/A    
in compliance with paragraph (A)(4)      
of the Procedures?      

Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c') been satisfied?

  

Yes

All purchases by Sub-adviser described above were affected in compliance with the Trust's Rule 10f-3 procedures.

Signature:

10f-3 REPORT – John Hancock Trust
Procedures Pursuant to Rule 10f-3

Name of Underwriter and Underwriting Syndicate Members: Citi    
Name of Issuers: Citigroup      
Title Of Security: Ford Convertible Bonds    
Date of First Offering: 11/3/09      
Comparable Securities:      
                         Ford Convrtble Bnds Dole Food Co. Inc. Verisk Analytics Inc.
Amount of Total Offering:                                                  $3.57 Million $3.57 Million $462,000,000
Unit Price of Offering:                                                                  $100 $13 $22
Underwriting Spread or Commission: since it's a bond no commission 45C/share 52C/share
                         (selling concession) (selling concession)  
Years of Issuers Operations:                        110 years    
Trade Date:                        11/3/2009    
Portfolio Assets on Trade Date:                        $283,698,266    
(as of 10/23/09)      
Price Paid per Unit:                        $100.00    
Total Price Paid by Portfolio:                        $100.00    
Total Price paid for securities by other                        $100.00    
portfolios for which sub advisers acts as      
investment adviser:      

Percent of Portfolio Assets:

Test set forth in paragraph (B)(4) of Procedures satisfied?

Prohibitions set forth in paragraph (B)(5) of Procedures Not Violated?

Years of Continuous Operation:

Municipal Security - Received a rating in compliance with paragraph (A)(4) of the Procedures?

Have the conditions in paragraphs (B)(1)(a), (B)(1)(b) and (B)(1)(c') been satisfied?

  

0.01%

Yes

Yes

over 3 years

N/A

Yes

All purchases by Sub-adviser described above were affected in compliance with the Trust's Rule 10f-3 procedures.

Signature:

10f-3 REPORT – John Hancock Trust
Procedures Pursuant to Rule 10f-3

Name of Underwriter and Underwriting Syndicate Members: Citi    
Name of Issuers: Morgan Stanley      
Title Of Security: Verisk Analytics Inc.      
Date of First Offering: 10/6/09      
Comparable Securities:      
  Verisk Analytics Inc. Cit Group Conv. Pfd Apollo Inv. Corp.
Amount of Total Offering: $462,000,000 $746,200,000 $1.137 Billion
Unit Price of Offering: $22 $26.00 $9
Underwriting Spread or Commission: 52C/share 94 cents 23.625C/share
  (selling concession) (selling concession)  
Years of Issuers Operations: 38years    

Trade Date: 10/6/2009
Portfolio Assets on Trade Date: $289,825,169
**as of 10/06/09  
Price Paid per Unit: $22.00
Total Price Paid by Portfolio: $237,388
Total Price paid for securities by other $22.00
portfolios for which sub advisers acts as  
investment adviser:  
Percent of Portfolio Assets: 0.07%
Test set forth in paragraph (B)(4) of Yes
Procedures satisfied?  
Prohibitions set forth in paragraph (B)(5) Yes
of Procedures Not Violated?  
Years of Continuous Operation: over 3 years
Municipal Security - Received a rating N/A
in compliance with paragraph (A)(4)  
of the Procedures?  
Have the conditions in paragraphs Yes
(B)(1)(a), (B)(1)(b) and (B)(1)(c') been  
satisfied?  

All purchases by Sub-adviser described above were affected in compliance with the Trust's Rule 10f-3 procedures.

Signature:

UBS Global Asset Management
Quarter Ended September 30, 2009

John Hancock Trust

JHT Global Allocation Trust

10f-3 Transactions

Security Shares/Par   Execution Price*   Selling Concession   Net Proceeds*
Talecris 3,300 $                                  19.00 $                                            0.69 $                        62,700.00
Biotherapeutics              
 
* Amounts are reported in USD.              

All transactions have been properly accounted for in accordance with JHT's procedures. The commission received is reasonable and fair compared to commissions received by other brokers in connection with comparable transactions involving similar securities being purchased or sold on a securities exchange during a comparable time period.

/s/ Leesa Young /s/ Eric Pucek   updated by Lmerrill 11/3/09
Leesa Young Eric Pucek 10/12/2009  
Compliance Officer Compliance Officer    

John Hancock Trust - JHT Global Allocation Trust
UBS Global Asset Management
Rule 10f-3 Report
Quarter Ended September 30, 2009

The 10f-3 transaction information for the first quarter 2009 is listed below:

JHT Global Allocation Trust

  Security Name Trade Date Ticker Symbol Deal Type Shares/Par  
Talecris   9/30/2009 TLCR IPO   3,300

Biotherapeutics

Price Size of Offering % of Assets on Trade
19.00 50,000,000 shares 0.03%

   

Security

Affiliated Underwriter

UBS Invstmnt Bank

  

Purchased From

Morgan Stanley

All transactions have been properly accounted for in accordance with JHT's procedures.

The purchase described in this report was executed in compliance with Rule 10f-3 procedures adopted by the Board of Trustees of John Hancock Trust.

  John Hancock Trust - Rule 10f-3 Purchase Report

Security Name/Symbol:            Talecris Biotherapeutics/TLCR
 
Issue Info            This  
& Comparison Purchase Comparable Issue - 2
Issuer Talecris Emdeon
Yrs of Issuer's Operations >3 years >3 years
Market on Which Traded NASDAQ NYSE
Purchase / Trade Date 9/30/2009 8/11/2009
Offering Price 19.00 15.50
Principal Amnt of Offering 50,000,000 shrs 23,700,000 shares
Commissn, Sprd or Prft .693/share .61/share
Total Market Capitaliztn 33.6 (Mil) 1.16 (Bil)
Industry or Sector Biotechnology Software
 
  JHT Global Allocation JHF II Lrge Cap Fund
Underwriter? See previous tab None to report

Date of First Offering?   9/30/2009
Amount of Total Offering? 50,000,000 shares
Portfl Assets on Trde Date? $218,667,395.22
% of Prtfl Assts appld to Prchs   0.03%
Test Set Forth in paragraph (B)(4) Yes