EX-99.1(D)(1)(C) 3 b41737apex99-1d1c.txt AMENDMENT TO ADVISORY AGREEMENT MANUFACTURERS INVESTMENT TRUST AMENDMENT TO AMENDED AND RESTATED ADVISORY AGREEMENT AMENDMENT made this 30th day of December, 2001, to the Amended and Restated Advisory Agreement dated January 1, 1996, as amended, between Manufacturers Investment Trust, a Massachusetts business trust (the "Trust") and Manufacturers Securities Services, LLC, a Delaware limited liability company ("MSS" or the "Adviser"). In consideration of the mutual covenants contained herein, the parties agree as follows: 1. CHANGE IN APPENDIX A Appendix A to this Agreement is revised to reflect changes to the advisory fees as set forth in Appendix A to this Amendment. 2. EFFECTIVE DATE This Amendment shall become effective with respect to each portfolio of the Trust on the later of: (i) the date of its execution, (ii) if applicable, the date of the meeting of shareholders of the portfolio called for the purpose of voting on this Amendment, at which meeting this Amendment shall have been approved by the vote of a majority of the outstanding voting securities (as defined in the Investment Company Act of 1940, as amended) of the portfolio and (iii) January 1, 2002. MANUFACTURERS INVESTMENT TRUST By: --------------------------------- James D. Gallagher, President MANUFACTURERS SECURITIES SERVICES, LLC By: The Manufacturers Life Insurance Company of North America, its managing member By: --------------------------------- James R. Boyle, President By: --------------------------------- James D. Gallagher, Vice President, Secretary and General Counsel APPENDIX A
BETWEEN BETWEEN $50 MILLION $200 MILLION BETWEEN FIRST AND $200 AND $500 $500 MILLION EXCESS OVER PORTFOLIO $50 MILLION MILLION MILLION AND $1 BILLION $1 BILLION INTERNET TECHNOLOGIES TRUST 1.000% 1.000% 1.000% 1.000% 0.950% PACIFIC RIM EMERGING MARKETS TRUST 0.700% 0.700% 0.700% 0.600% 0.600% SCIENCE & TECHNOLOGY TRUST 0.950% 0.950% 0.950% 0.900% 0.900% INTERNATIONAL SMALL CAP TRUST 0.950% 0.950% 0.850% 0.750% 0.750% HEALTH SCIENCES TRUST 0.950% 0.950% 0.950% 0.900% 0.900% AGGRESSIVE GROWTH TRUST 0.850% 0.850% 0.850% 0.800% 0.800% EMERGING SMALL COMPANY TRUST 0.900% 0.900% 0.900% 0.870% 0.850% SMALL COMPANY BLEND 0.900% 0.900% 0.900% 0.900% 0.900% DYNAMIC GROWTH TRUST 0.850% 0.850% 0.850% 0.800% 0.800% MID CAP STOCK TRUST 0.775% 0.775% 0.750% 0.725% 0.725% ALL CAP GROWTH TRUST 0.800% 0.800% 0.800% 0.750% 0.750% OVERSEAS TRUST 0.800% 0.800% 0.800% 0.800% 0.800% INTERNATIONAL STOCK TRUST 0.850% 0.850% 0.850% 0.800% 0.800% INTERNATIONAL VALUE TRUST 0.850% 0.850% 0.750% 0.700% 0.700% STRATEGIC OPPORTUNITIES TRUST 0.700% 0.700% 0.700% 0.700% 0.700% QUANTITATIVE MID CAP TRUST 0.650% 0.650% 0.550% 0.550% 0.550% GROWTH TRUST 0.700% 0.700% 0.700% 0.650% 0.650% ALL CAP VALUE TRUST 0.800% 0.800% 0.800% 0.750% 0.750% QUANTITATIVE EQUITY TRUST 0.600% 0.600% 0.600% 0.550% 0.500% BLUE CHIP GROWTH TRUST 0.725% 0.725% 0.725% 0.725% 0.700% REAL ESTATE SECURITIES TRUST 0.650% 0.650% 0.600% 0.600% 0.600% SMALL COMPANY VALUE TRUST 0.900% 0.900% 0.900% 0.900% 0.900% MID CAP VALUE TRUST 0.800% 0.800% 0.750% 0.725% 0.725% VALUE TRUST 0.650% 0.650% 0.625% 0.550% 0.550% EQUITY INDEX 0.250% 0.250% 0.250% 0.250% 0.250% TACTICAL ALLOCATION TRUST 0.750% 0.750% 0.750% 0.700% 0.700% GROWTH & INCOME TRUST 0.600% 0.600% 0.600% 0.550% 0.500% U.S. LARGE CAP VALUE TRUST 0.725% 0.725% 0.725% 0.725% 0.725% EQUITY-INCOME TRUST 0.725% 0.725% 0.725% 0.725% 0.700% INCOME & VALUE TRUST 0.650% 0.650% 0.650% 0.650% 0.650% BALANCED TRUST 0.600% 0.550% 0.500% 0.500% 0.500% HIGH YIELD TRUST 0.625% 0.625% 0.625% 0.550% 0.550% STRATEGIC BOND TRUST 0.625% 0.625% 0.625% 0.550% 0.550% GLOBAL BOND TRUST 0.600% 0.600% 0.600% 0.600% 0.600% TOTAL RETURN TRUST 0.600% 0.600% 0.600% 0.600% 0.600% INVESTMENT QUALITY BOND TRUST 0.500% 0.500% 0.500% 0.450% 0.450% DIVERSIFIED BOND TRUST 0.600% 0.600% 0.600% 0.600% 0.600% U.S. GOVERNMENT SECURITIES TRUST 0.550% 0.550% 0.550% 0.450% 0.450% MONEY MARKET TRUST 0.350% 0.350% 0.350% 0.350% 0.350% SMALL CAP INDEX TRUST 0.375% 0.375% 0.375% 0.375% 0.375% INTERNATIONAL INDEX TRUST 0.400% 0.400% 0.400% 0.400% 0.400% MID CAP INDEX TRUST 0.375% 0.375% 0.375% 0.375% 0.375% TOTAL STOCK MARKET TRUST 0.375% 0.375% 0.375% 0.375% 0.375% INDEX TRUST 0.375% 0.375% 0.375% 0.375% 0.375% SMALL-MID CAP TRUST 0.950% 0.950% 0.950% 0.950% 0.950%
BETWEEN BETWEEN BETWEEN $50 MILLION $250 MILLION $500 MILLION FIRST AND $250 AND AND EXCESS OVER PORTFOLIO $50 MILLION MILLION $500 MILLION $1 BILLION $1 BILLION TELECOMMUNICATIONS TRUST 0.950% 0.925% 0.875% 0.800% 0.800% MID CAP GROWTH TRUST 0.850% 0.825% 0.800% 0.775% 0.775% MID CAP OPPORTUNITIES TRUST 0.850% 0.850% 0.800% 0.800% 0.800% INTERNATIONAL EQUITY SELECT TRUST 0.900% 0.900% 0.850% 0.800% 0.800% GLOBAL EQUITY SELECT TRUST 0.900% 0.900% 0.850% 0.800% 0.800%
BETWEEN BETWEEN BETWEEN $100 MILLION $200 MILLION $500 MILLION FIRST $100 AND $200 AND $500 AND EXCESS OVER PORTFOLIO MILLION MILLION MILLION $1 BILLION $1 BILLION FINANCIAL SERVICES TRUST 0.800% 0.750% 0.750% 0.070% 0.700% FUNDAMENTAL VALUE TRUST 0.800% 0.750% 0.750% 0.700% 0.700% SELECT GROWTH TRUST 0.800% 0.750% 0.750% 0.750% 0.750% CORE VALUE TRUST 0.800% 0.750% 0.750% 0.750% 0.750% SMALL-MID CAP GROWTH TRUST 0.800% 0.750% 0.750% 0.750% 0.750% LIFESTYLE AGGRESSIVE 1000 TRUST 0.075% 0.050% 0.050% 0.050% 0.050% LIFESTYLE GROWTH 820 TRUST 0.075% 0.050% 0.050% 0.050% 0.050% LIFESTYLE BALANCED 640 TRUST 0.075% 0.050% 0.050% 0.050% 0.050% LIFESTYLE MODERATE 460 TRUST 0.075% 0.050% 0.050% 0.050% 0.050% LIFESTYLE CONSERVATIVE 280 TRUST 0.075% 0.050% 0.050% 0.050% 0.050%
BETWEEN BETWEEN $50 MILLION $100 MILLION FIRST $50 AND $100 AND $250 EXCESS OVER PORTFOLIO MILLION MILLION MILLION $250 MILLION HIGH GRADE BOND TRUST 0.600% 0.550% 0.500% 0.450%
FIRST $300 EXCESS OVER PORTFOLIO MILLION $300 MILLION CAPITAL APPRECIATION TRUST 0.750% 0.700%
FIRST $1 EXCESS OVER PORTFOLIO BILLION $1 BILLION GLOBAL EQUITY TRUST 0.750% 0.700% LARGE CAP GROWTH 0.750% 0.700%
BETWEEN BETWEEN BETWEEN $300 MILLION $600 MILLION $900 MILLION EXCESS OVER FIRST $300 AND $600 AND $900 AND $1.5 PORTFOLIO MILLION MILLION MILLION $1.5 BILLION BILLION STRATEGIC GROWTH TRUST 0.750% 0.725% 0.700% 0.675% 0.600% CAPITAL OPPORTUNITIES TRUST 0.750% 0.725% 0.700% 0.675% 0.600% UTILITIES TRUST 0.750% 0.725% 0.700% 0.675% 0.600%
The Percentage Fee for each Portfolio shall be paid daily to the Adviser. The daily fee will be computed by multiplying the fraction of one over the number of calendar days in the year by the applicable annual rate described in the preceding paragraph, and multiplying this product by the net assets of the Portfolio as determined in accordance with the Trust's prospectus and statement of additional information as of the close of business on the previous business day on which the Trust was open for business.