-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5/EMHd9m62E+ePYsKhye7kpaoeb1u97+tmPx0jWMmzwtEpbFC/62hna3lbruFvs W0hi4FDu+K2NW8qkHPW/OQ== 0000892569-96-001540.txt : 19960814 0000892569-96-001540.hdr.sgml : 19960814 ACCESSION NUMBER: 0000892569-96-001540 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960813 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC SCIENTIFIC CO CENTRAL INDEX KEY: 0000075608 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 940744970 STATE OF INCORPORATION: CA FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10529 FILM NUMBER: 96610043 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENTER DR STE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 BUSINESS PHONE: 7147201714 MAIL ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PETRALLI LOUIS J CENTRAL INDEX KEY: 0001007365 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 100 GRANITE HILL ROAD STREET 2: SUITE 289 CITY: GRANTS PASS STATE: OR ZIP: 97526 BUSINESS PHONE: 5414718244 SC 13D/A 1 SCHEDULE 13D / AMENDMENT #2 1 -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response...14.90 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Pacific Scientific Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 694806 - -------------------------------------------------------------------------------- (CUSIP Number) David C. Burgess, Esq./Law Offices of Dixon R. Howell One Almaden Boulevard, Suite 620, San Jose, CA 95113 408-275-6300 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 23, 1996 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP NO. 694806 PAGE OF PAGES --- --- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Louis J. Petralli ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 593,364 BENEFICIALLY ---------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING None PERSON ---------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 593,364 ---------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 593,364 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 2 of 7 3 SCHEDULE 13D (AMENDMENT NO. 2) ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Aggregate number and percentage of Common Stock of the Issuer beneficially owned by the reporting person: No. of Shares: 593,364 Percent of Class: 4.89% (b) Sole power to vote or to direct the vote: 593,364 shares Shared power to vote or to direct the vote: None Sole power to dispose or to direct the disposition: 593,364 shares Shared power to dispose or to direct the disposition: None (c) The following transactions in the class of securities reported have been effected during the past sixty days: Sales By Louis Settlement Manner of J. Petralli Trade Date Date Trade -------------- ---------- ---------- ----------- 10,000 shares 6/05/96 6/10/96 Unsolicited at $18.54 per order via share Smith Barney 2,000 shares at 6/07/96 6/12/96 Unsolicited $18-3/8 per order via share Smith Barney 2,000 shares at 6/12/96 6/17/96 Unsolicited $17-7/8 per order via share Smith Barney 2,000 shares at 6/13/96 6/18/96 Unsolicited $17-7/8 per order via share Smith Barney -1- 4 Sales By Louis Settlement Manner of J. Petralli Trade Date Date Trade -------------- ---------- ---------- ----------- 2,000 shares at 6/14/96 6/19/96 Unsolicited $18 per share order via Smith Barney 2,000 shares at 6/17/96 6/20/96 Unsolicited $17-1/8 per order via share Smith Barney 2,000 shares at 6/18/96 6/21/96 Unsolicited $16-1/8 per order via share Smith Barney 2,000 shares at 6/19/96 6/24/96 Unsolicited $15-7/8 per order via share Smith Barney 4,000 shares at 6/20/96 6/25/96 Unsolicited $16 per share order via Smith Barney 4,000 shares at 6/24/96 6/27/96 Unsolicited $16 per share order via Smith Barney 3,000 shares at 6/27/96 7/02/96 Solicited $15-5/8 per order via share Smith Barney 1,000 shares at 6/27/96 7/02/96 Solicited $15-3/4 per order via share Smith Barney 2,000 shares at 7/01/96 7/05/96 Unsolicited $15-7/8 per order via share Smith Barney 2,000 shares at 7/09/96 7/12/96 Unsolicited $13 per share order via Smith Barney 10,000 shares 7/17/96 7/22/96 Unsolicited at $12-1/2 per order via share Smith Barney 10,000 shares 7/18/96 7/23/96 Solicited at $12-9/16 per order via share Smith Barney -2- 5 Sales By Louis Settlement Manner of J. Petralli Trade Date Date Trade -------------- ---------- ---------- ----------- 2,000 shares at 7/23/96 7/26/96 Solicited $12-1/8 per order via share Smith Barney 2,000 shares at 7/25/96 7/30/96 Solicited $12 per share order via Smith Barney 2,000 shares at 7/26/96 7/31/96 Solicited $11-7/8 per share order via Smith Barney (d) Not applicable. (e) The reporting person ceased to be the beneficial owner of more than five percent of the class of securities on July 23, 1996. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of August 1, 1996 /s/ Louis J. Petralli ------------------------- Signature Louis J. Petralli ------------------------- Name/Title -3- -----END PRIVACY-ENHANCED MESSAGE-----