-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CBR9usstnXJEPi/9qYJ09DGwnxcikw7MJ3gPx6sk9G71EHtc0R5JzRjzzQJqYJOi I0ETvNpufjBQTI+WmQ08XA== 0000950124-08-002487.txt : 20080528 0000950124-08-002487.hdr.sgml : 20080528 20080528124206 ACCESSION NUMBER: 0000950124-08-002487 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 EFFECTIVENESS DATE: 20080528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. CENTRAL INDEX KEY: 0000755221 IRS NUMBER: 411503589 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04133 FILM NUMBER: 08862914 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MANAGED SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MANAGED RETIREMENT FUND INC DATE OF NAME CHANGE: 19920703 0000755221 S000003404 RiverSource Strategic Allocation Fund C000009395 RiverSource Strategic Allocation Fund Class C RSSCX C000009396 RiverSource Strategic Allocation Fund Class A IMRFX C000009397 RiverSource Strategic Allocation Fund Class B IMRBX C000039563 RiverSource Strategic Allocation Fund Class I C000039564 RiverSource Strategic Allocation Fund Class R2 C000039565 RiverSource Strategic Allocation Fund Class R3 RSACX C000039566 RiverSource Strategic Allocation Fund Class R4 IDRYX C000039567 RiverSource Strategic Allocation Fund Class R5 RSALX 0000755221 S000017175 RiverSource Strategic Income Allocation Fund C000047619 RiverSource Strategic Income Allocation Fund Class A RSGAX C000047620 RiverSource Strategic Income Allocation Fund Class B RIABX C000047621 RiverSource Strategic Income Allocation Fund Class C RAICX NSAR-A 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 A000000 03/31/2008 000 C000000 0000755221 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE STRATEGIC ALLOCATION SERIES,INC. 001 B000000 811-4133 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 RIVERSOURCE STRATEGIC ALLOCATION FUND 007 C030100 N 007 C010200 2 007 C020200 RIVERSOURCE STRATEGIC INCOME ALLOCATION FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 RIVERSOURCE INVESTMENTS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 MINNEAPOLIS 008 D02AA01 MN 008 D03AA01 55474 010 A00AA01 AMERIPRISE FINANCIAL, INC. 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55474 011 A00AA01 RIVERSOURCE DISTRIBUTORS, INC. 011 B00AA01 8-67196 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55474 PAGE 2 011 A00AA02 DELETE 012 A00AA01 RIVERSOURCE SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 015 A00AA01 AMERIPRISE TRUST COMPANY 015 B00AA01 C 015 C01AA01 MINNEAPOLIS 015 C02AA01 MN 015 C03AA01 55474 015 E01AA01 X 015 A00AA02 BANK OF NEW YORK 015 B00AA02 S 015 C01AA02 NEW YORK 015 C02AA02 NY 015 C03AA02 10286 015 C04AA02 0001 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 96 019 C00AA00 RIVERSORCE 020 A000001 ITG INC. 020 B000001 95-2848406 020 C000001 416 020 A000002 DEUTSCHE BANK SECURITIES INC. 020 B000002 13-2730828 020 C000002 91 020 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000003 13-5674085 020 C000003 75 020 A000004 CITIGROUP GLOBAL MARKETS, INC 020 B000004 11-2418191 020 C000004 61 020 A000005 J.P. MORGAN SECURITIES INC. 020 B000005 13-3224016 020 C000005 27 020 A000006 BEAR, STEARNS & CO. INC. 020 B000006 13-3299429 020 C000006 25 020 A000007 MILETUS TRADING LLC 020 B000007 NA 020 C000007 18 020 A000008 ALLIANCEBERNSTEIN LP 020 B000008 13-4064930 020 C000008 10 PAGE 3 020 A000009 LEHMAN BROTHERS INC. 020 B000009 13-2518466 020 C000009 8 020 A000010 KNIGHT SECURITIES, LP 020 B000010 52-2096335 020 C000010 1 021 000000 733 022 A000001 J.P. MORGAN SECURITIES INC. 022 B000001 13-3224016 022 C000001 200042 022 D000001 165881 022 A000002 BARCLAYS BANK PLC 022 B000002 NA 022 C000002 151435 022 D000002 132141 022 A000003 CREDIT SUISSE SECURITIES (USA) L.L.C. 022 B000003 13-5659485 022 C000003 122219 022 D000003 145840 022 A000004 DEUTSCHE BANK SECURITIES INC. 022 B000004 13-2730828 022 C000004 114438 022 D000004 111127 022 A000005 CITIGROUP GLOBAL MARKETS INC. 022 B000005 11-2418191 022 C000005 56797 022 D000005 49238 022 A000006 GOLDMAN, SACHS & CO. 022 B000006 13-5108880 022 C000006 45414 022 D000006 36240 022 A000007 MORGAN STANLEY 022 B000007 13-2655998 022 C000007 36151 022 D000007 33630 022 A000008 LEHMAN BROTHERS INC. 022 B000008 13-2518466 022 C000008 26213 022 D000008 39774 022 A000009 BEAR, STEARNS & CO. INC. 022 B000009 13-3299429 022 C000009 24600 022 D000009 23444 022 A000010 BANC OF AMERICA SECURITIES LLC 022 B000010 56-2058405 022 C000010 20564 022 D000010 13768 023 C000000 921232 023 D000000 772271 026 A000000 N 026 B000000 Y PAGE 4 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2000 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 PAGE 5 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 024 000100 Y 025 A000101 BEAR STEARNS COMMERCIAL MTGE SECURITIES 025 B000101 13-3299429 025 C000101 D 025 D000101 1386 025 A000102 BEAR STEARNS COMPANIES 025 B000102 13-3299429 025 C000102 E 025 D000102 348 025 A000103 CITIGROUP 025 B000103 11-241819 025 C000103 D 025 D000103 1608 025 A000104 CITIGROUP 025 B000104 11-241819 025 C000104 E 025 D000104 30594 025 A000105 CITIGROUP COMMERICIAL MTGE TRUST 025 B000105 11-2418191 025 C000105 D 025 D000105 2114 025 A000106 CITIGROUP/DEUTSCHE BANK COMMERCIAL MTGE TRUST 025 B000106 11-2418191 025 C000106 D 025 D000106 169 025 A000107 CREDIT SUISSE MORTGAGE CAPITAL CTFS 025 B000107 13-5659485 025 C000107 D 025 D000107 1197 025 A000108 CS FIRST BOSTON MTGE SECURITIES 025 B000108 13-3320910 025 C000108 D 025 D000108 1754 025 A000109 GOLDMAN SACHS GROUP 025 B000109 13-5108880 025 C000109 E 025 D000109 1805 PAGE 6 025 A000110 GS MORGAGE SECURITIES II 025 B000110 13-5108880 025 C000110 D 025 D000110 1867 025 A000111 JP MORGAN CHASE COMMERCIAL MTGE SECURITIES 025 B000111 13-3224016 025 C000111 D 025 D000111 10528 025 A000112 JP MORGAN CHASE & CO. 025 B000112 13-3224016 025 C000112 E 025 D000112 13555 025 A000113 KNIGHT CAPITAL GROUP CL A 025 B000113 52-2096335 025 C000113 E 025 D000113 81 025 A000114 LEHMAN BROTHERS HOLDINGS 025 B000114 13-2518466 025 C000114 E 025 D000114 5259 025 A000115 LEHMAN BROTHERS HOLDINGS 025 B000115 13-2518466 025 C000115 D 025 D000115 5519 025 A000116 MERRILL LYNCH & CO. 025 B000116 13-5674085 025 C000116 E 025 D000116 9242 025 A000117 MORGAN STANLEY 025 B000117 13-2655998 025 C000117 E 025 D000117 13965 025 A000118 MORGAN STANLEY CAPITAL I 025 B000118 13-2655998 025 C000118 D 025 D000118 1475 025 A000119 MORGAN STANLEY MTGE LOAN TRUST 025 B000119 13-2655998 025 C000119 D 025 D000119 1791 025 A000120 OPTIONXPRESS HOLDINGS 025 B000120 NA 025 C000120 E 025 D000120 34 025 A000121 CHARLES SCHWAB 025 B000121 94-1737782 025 C000121 E 025 D000121 1277 025 A000122 DELETE 025 D000122 0 025 D000123 0 PAGE 7 025 D000124 0 025 D000125 0 025 D000126 0 025 D000127 0 025 D000128 0 025 D000129 0 025 D000130 0 025 D000131 0 025 D000132 0 028 A010100 58260 028 A020100 0 028 A030100 0 028 A040100 30371 028 B010100 51552 028 B020100 0 028 B030100 0 028 B040100 29102 028 C010100 41491 028 C020100 131386 028 C030100 0 028 C040100 31692 028 D010100 48198 028 D020100 3 028 D030100 0 028 D040100 51507 028 E010100 36510 028 E020100 1 028 E030100 0 028 E040100 32822 028 F010100 29012 028 F020100 7523 028 F030100 0 028 F040100 41197 028 G010100 265023 028 G020100 138913 028 G030100 0 028 G040100 216691 028 H000100 45205 029 000100 Y 030 A000100 3318 030 B000100 5.75 030 C000100 0.00 031 A000100 1345 031 B000100 0 032 000100 21 033 000100 1952 034 000100 Y 035 000100 116 036 A000100 N 036 B000100 0 037 000100 N PAGE 8 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 3835 044 000100 0 045 000100 Y 046 000100 N 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N PAGE 9 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y PAGE 10 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 1272131 071 B000100 1299195 071 C000100 2063445 071 D000100 62 072 A000100 6 072 B000100 11109 072 C000100 18740 072 D000100 0 072 E000100 0 072 F000100 5524 072 G000100 788 072 H000100 0 072 I000100 1456 072 J000100 217 072 K000100 222 072 L000100 0 072 M000100 19 072 N000100 85 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 15 072 S000100 9 072 T000100 3835 072 U000100 0 072 V000100 0 072 W000100 53 072 X000100 12223 072 Y000100 52 072 Z000100 17678 072AA000100 21034 072BB000100 0 072CC010100 0 072CC020100 293948 072DD010100 15907 PAGE 11 072DD020100 1748 072EE000100 123721 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 310 074 B000100 0 074 C000100 0 074 D000100 415661 074 E000100 1105 074 F000100 1462915 074 G000100 0 074 H000100 0 074 I000100 215504 074 J000100 20930 074 K000100 0 074 L000100 8875 074 M000100 0 074 N000100 2125300 074 O000100 54529 074 P000100 369 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 81344 074 S000100 0 074 T000100 1989058 074 U010100 163162 074 U020100 29639 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 144521 074 Y000100 0 075 A000100 0 075 B000100 2139950 076 000100 0.00 024 000200 Y 025 A000201 AMERITRADE HOLDING CORP. - SUBSIDIARY 025 B000201 47-0642657 025 C000201 D 025 D000201 603 025 A000202 BEAR STEARNS ADJUSTABLE RATE MORTGAGE TRUST 025 B000202 13-3299429 025 C000202 D 025 D000202 234 025 A000203 BEAR STEARNS COMPANIES 025 B000203 13-3299429 025 C000203 E PAGE 12 025 D000203 4 025 A000204 CITIGROUP 025 B000204 11-2418191 025 C000204 D 025 D000204 292 025 A000205 CITIGROUP 025 B000205 11-2418191 025 C000205 E 025 D000205 449 025 A000206 CS FIRST BOSTON MTGE SECURITIES 025 B000206 13-3320910 025 C000206 D 025 D000206 818 025 A000207 GOLDMAN SACHS GROUP 025 B000207 13-5108880 025 C000207 E 025 D000207 24 025 A000208 JP MORGAN CHASE COMMERCIAL MTGE SECURITIES 025 B000208 13-3224016 025 C000208 D 025 D000208 2588 025 A000209 JP MORGAN CHASE & CO. 025 B000209 13-3224016 025 C000209 E 025 D000209 196 025 A000210 LEHMAN BROTHERS HOLDINGS 025 B000210 13-2518466 025 C000210 D 025 D000210 182 025 A000211 LEHMAN BROTHERS HOLDINGS 025 B000211 13-2518466 025 C000211 E 025 D000211 71 025 A000212 MERRILL LYNCH & CO 025 B000212 13-5674085 025 C000212 E 025 D000212 136 025 A000213 MERRILL LYNCH & CO 025 B000213 13-5674085 025 C000213 D 025 D000213 650 025 A000214 MERRILL LYNCH MTGE TRUST 025 B000214 13-5674085 025 C000214 D 025 D000214 440 025 A000215 MORGAN STANLEY 025 B000215 13-2655998 025 C000215 E 025 D000215 211 025 A000216 MORGAN STANLEY CAPITAL I 025 B000216 13-2655998 PAGE 13 025 C000216 D 025 D000216 440 025 A000217 MORGAN STANLEY MTGE LOAN TRUST 025 B000217 13-2655998 025 C000217 D 025 D000217 896 025 A000218 MORGAN STANLEY 025 B000218 13-2655998 025 C000218 D 025 D000218 490 025 A000219 NUVEEN INVESTMENTS 025 B000219 36-2639476 025 C000219 D 025 D000219 175 025 A000220 CHARLES SCHWAB 025 B000220 94-1737782 025 C000220 E 025 D000220 18 025 D000221 0 025 D000222 0 025 D000223 0 025 D000224 0 028 A010200 16129 028 A020200 291 028 A030200 0 028 A040200 940 028 B010200 12629 028 B020200 347 028 B030200 0 028 B040200 1396 028 C010200 11375 028 C020200 727 028 C030200 0 028 C040200 2366 028 D010200 15377 028 D020200 394 028 D030200 0 028 D040200 3752 028 E010200 9366 028 E020200 481 028 E030200 0 028 E040200 3060 028 F010200 6437 028 F020200 392 028 F030200 0 028 F040200 2760 028 G010200 71310 028 G020200 2632 028 G030200 0 028 G040200 14274 028 H000200 4618 PAGE 14 029 000200 Y 030 A000200 230 030 B000200 4.75 030 C000200 0.00 031 A000200 74 031 B000200 0 032 000200 0 033 000200 156 034 000200 Y 035 000200 2 036 A000200 N 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 253 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 250000 048 A020200 0.550 048 B010200 250000 048 B020200 0.525 048 C010200 250000 048 C020200 0.500 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 PAGE 15 048 K010200 750000 048 K020200 0.475 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 9.8 062 M000200 11.0 062 N000200 16.3 062 O000200 0.0 062 P000200 21.3 062 Q000200 38.3 062 R000200 0.0 063 A000200 0 063 B000200 13.5 064 A000200 Y 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 Y 070 F020200 N 070 G010200 Y PAGE 16 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 172875 071 B000200 109992 071 C000200 144273 071 D000200 76 072 A000200 6 072 B000200 4571 072 C000200 151 072 D000200 0 072 E000200 0 072 F000200 426 072 G000200 54 072 H000200 0 072 I000200 55 072 J000200 45 072 K000200 13 072 L000200 0 072 M000200 1 072 N000200 60 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 9 072 S000200 1 072 T000200 253 072 U000200 0 072 V000200 0 072 W000200 3 072 X000200 920 PAGE 17 072 Y000200 1 072 Z000200 3803 072AA000200 0 072BB000200 667 072CC010200 0 072CC020200 6430 072DD010200 3813 072DD020200 370 072EE000200 39 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 572 074 B000200 0 074 C000200 4080 074 D000200 105568 074 E000200 0 074 F000200 15588 074 G000200 0 074 H000200 0 074 I000200 57901 074 J000200 1852 074 K000200 0 074 L000200 1817 074 M000200 4 074 N000200 187382 074 O000200 13244 074 P000200 31 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 759 074 S000200 0 074 T000200 173348 074 U010200 16189 074 U020200 2266 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 6777 074 Y000200 0 075 A000200 0 075 B000200 153209 076 000200 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: May 19, 2008 Name of Registrant, Depositor, or Trustee: RiverSource Strategic Allocation Series, Inc. /s/ Jeffrey P. Fox-- Treasurer and Principal Financial Officer - ----------------------------------------------------------------------------- By (Name and Title): /s/ Wade M. Voigt-- Assistant Treasurer - ----------------------------------------------------------------------------- Witness (Name and Title): RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. EX-99.77E LEGAL 2 ex77e.txt LEGAL PROCEEDINGS FOR RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC.: EXHIBIT 77E LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. EX-99.77H CHNG CNTRL 3 ex77h.txt CHANGES IN CONTROL OF REGISTRANT FOR RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC.: EXHIBIT 77H For RiverSource Strategic Income Allocation Fund: During the six-month period ended March 31, 2008, RiverSource Investments, LLC, through its initial capital investment, was owner of record of more than 25% of the outstanding shares of the Fund. -----END PRIVACY-ENHANCED MESSAGE-----