0001181431-11-034402.txt : 20110602 0001181431-11-034402.hdr.sgml : 20110602 20110602173546 ACCESSION NUMBER: 0001181431-11-034402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110602 DATE AS OF CHANGE: 20110602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOHMANN FRANK L III CENTRAL INDEX KEY: 0001080887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08803 FILM NUMBER: 11889527 MAIL ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATERIAL SCIENCES CORP CENTRAL INDEX KEY: 0000755003 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 952673173 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 2200 E. PRATT BLVD. CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 BUSINESS PHONE: 8474399800 MAIL ADDRESS: STREET 1: 2200 E. PRATT BLVD. CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 4 1 rrd314170.xml FORM 4 X0303 4 2011-06-01 0 0000755003 MATERIAL SCIENCES CORP MASC 0001080887 HOHMANN FRANK L III C/O BARBARA NIMS, ESQ. DAVIS POLK & WARDWELL NEW YORK NY 10017 1 0 1 0 Common Stock 2011-06-01 4 S 0 3000 7.84 D 1578112 D Common Stock 2011-06-02 4 S 0 3000 7.60 D 1575112 D Common Stock 2011-06-02 4 M 0 767 A 1575879 D Common Stock 2011-06-02 4 D 0 767 7.36 D 1575112 D Common Stock 32900 I By charitable Foundation Common Stock 5000 I Trust for daughter Common Stock 10700 I Trust for son Phantom Stock 0 2011-06-02 4 A 0 1076 0 A Common Stock 1076 54072 D Phantom Stock 2011-06-02 4 M 0 767 D 2011-06-01 2011-06-01 Common Stock 767 53305 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $7.92, inclusive. The reporting person undertakes to provide to Material Sciences Corporation, any security holder of Material Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.72, inclusive. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Conversion price of Phantom Stock units 1-for-1. Units, issued under the 2006 Non-Employee Director Plan, vest immediately, but are distributed five years from grant date unless earlier redeemed pursuant to terms of the Plan. Each share of Phantom Stock was the economic equivalent of one share of MASC common stock. The reporting person settled his shares of common stock for cash. /s/ JAMES D. PAWLAK, CFO, attorney in fact 2011-06-02