8-K 1 usglobalinvestors8k110917.htm 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 

 
FORM 8-K
 

 
CURRENT REPORT

Pursuant to Section 13 Or 15(d) Of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 9, 2017


U.S. GLOBAL INVESTORS, INC.

(Exact name of registrant as specified in its charter)

Texas
0-13928 
74-1598370
(State of other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
 
 
7900 Callaghan Road, San Antonio, Texas
 
78229
(Address of principal executive offices)
 
(Zip Code)
 
Registrant's telephone number, including area code: 210-308-1234

                                                                                                      

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐           Written communications pursuant to Rule 425 under the Securities Act (17 CFR230.425)

☐           Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR240.14a-12)

☐           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 2.02 Results of Operations and Financial Condition.

On November 9, 2017, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended September 30, 2017.  A copy of the press release is attached and being furnished as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

U.S. Global Investors, Inc.



 By:         /s/ Susan B. McGee                                
Susan B. McGee
President, General Counsel and CCO

Dated:          November 9, 2017