0000950123-16-022454.txt : 20161114 0000950123-16-022454.hdr.sgml : 20161111 20161114171333 ACCESSION NUMBER: 0000950123-16-022454 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 161995900 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000754811 XXXXXXXX 09-30-2016 09-30-2016 U S GLOBAL INVESTORS INC

7900 CALLAGHAN ROAD SAN ANTONIO TX 78229

13F HOLDINGS REPORT 028-02220 N Susan B. McGee 210-308-1234 /s/ Susan B. McGee San Antonio TX 11-14-2016 0 212 211517 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBVIE INC COM 00287Y109 927 14700 SH SOLE 0 14700 0 AFLAC INC COM 001055102 480 6683 SH SOLE 0 6683 0 AGRIUM INC COM 008916108 979 10800 SH SOLE 0 10800 0 ALAMOS GOLD INC NEW COM CL A 011532108 4100 5000 SH Call SOLE 0 5000 0 ALAMOS GOLD INC NEW COM CL A 011532108 2870 3500 SH Call SOLE 0 3500 0 ALASKA AIR GROUP INC COM 011659109 999 15175 SH SOLE 0 15175 0 ALLEGIANT TRAVEL CO COM 01748X102 825 6244 SH SOLE 0 6244 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 1592 100000 SH SOLE 0 100000 0 BARRICK GOLD CORP COM 067901108 5316 300000 SH SOLE 0 300000 0 BARRICK GOLD CORP COM 067901108 445 25100 SH SOLE 0 25100 0 CAL MAINE FOODS INC COM NEW 128030202 798 20702 SH SOLE 0 20702 0 CARDINAL HEALTH INC COM 14149Y108 445 5730 SH SOLE 0 5730 0 CHART INDS INC COM PAR $0.01 16115Q308 1471 44800 SH SOLE 0 44800 0 CHEMTURA CORP COM NEW 163893209 1316 40100 SH SOLE 0 40100 0 CHEVRON CORP NEW COM 166764100 226 2200 SH SOLE 0 2200 0 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 37 8500 SH SOLE 0 8500 0 CINER RES LP COM UNIT LTD 172464109 1388 44600 SH SOLE 0 44600 0 CNOOC LTD SPONSORED ADR 126132109 1176 9300 SH SOLE 0 9300 0 COMCAST CORP NEW CL A 20030N101 707 10655 SH SOLE 0 10655 0 COMSTOCK MNG INC COM 205750102 1687 4621648 SH SOLE 0 4621648 0 COMSTOCK MNG INC COM 205750102 973 2665000 SH SOLE 0 2665000 0 COOPER TIRE & RUBR CO COM 216831107 1411 37100 SH SOLE 0 37100 0 CVS HEALTH CORP COM 126650100 420 4725 SH SOLE 0 4725 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 500 15000 SH SOLE 0 15000 0 DIREXION SHS ETF TR DLY RUSSIA BL 3X 25490K273 659 9400 SH SOLE 0 9400 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 230 6900 SH SOLE 0 6900 0 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 325 6700 SH SOLE 0 6700 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 159 5000 SH SOLE 0 5000 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 151 1556 SH SOLE 0 1556 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 92 944 SH SOLE 0 944 0 DRIL-QUIP INC COM 262037104 1215 21800 SH SOLE 0 21800 0 E TRADE FINANCIAL CORP COM NEW 269246401 1223 42000 SH SOLE 0 42000 0 EXCHANGE TRADED CONCEPTS TR REX GOLD SP500 301505863 85 3000 SH SOLE 0 3000 0 EXCHANGE TRADED CONCEPTS TR REX GOLD SP500 301505863 85 3000 SH SOLE 0 3000 0 EXXON MOBIL CORP COM 30231G102 26184 3000 SH Call SOLE 0 3000 0 F5 NETWORKS INC COM 315616102 1194 9576 SH SOLE 0 9576 0 FACTSET RESH SYS INC COM 303075105 848 5230 SH SOLE 0 5230 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 1722 243600 SH SOLE 0 243600 0 FORD MTR CO DEL COM PAR $0.01 345370860 355 29379 SH SOLE 0 29379 0 FORTUNA SILVER MINES INC COM 349915108 1448 200000 SH SOLE 0 200000 0 FORTUNA SILVER MINES INC COM 349915108 1267 175000 SH SOLE 0 175000 0 FRANCO NEVADA CORP COM 351858105 1013 14500 SH SOLE 0 14500 0 FREEPORT-MCMORAN INC CL B 35671D857 548 50500 SH SOLE 0 50500 0 GARTNER INC COM 366651107 719 8129 SH SOLE 0 8129 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1455 300000 SH SOLE 0 300000 0 GOLD STD VENTURES CORP COM 380738104 3429 1350000 SH SOLE 0 1350000 0 GOLDEN STAR RES LTD CDA COM 38119T104 1680 2000000 SH SOLE 0 2000000 0 GRAINGER W W INC COM 384802104 393 1750 SH SOLE 0 1750 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1309 375000 SH SOLE 0 375000 0 HARTFORD FINL SVCS GROUP INC COM 416515104 455 10615 SH SOLE 0 10615 0 HAWAIIAN HOLDINGS INC COM 419879101 1206 24810 SH SOLE 0 24810 0 HENRY JACK & ASSOC INC COM 426281101 798 9327 SH SOLE 0 9327 0 HEXCEL CORP NEW COM 428291108 1613 36400 SH SOLE 0 36400 0 HOME DEPOT INC COM 437076102 757 5884 SH SOLE 0 5884 0 HOME DEPOT INC COM 437076102 351 2727 SH SOLE 0 2727 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1128 300 SH Call SOLE 0 300 0 HUNT J B TRANS SVCS INC COM 445658107 367 4529 SH SOLE 0 4529 0 IDEXX LABS INC COM 45168D104 1605 14234 SH SOLE 0 14234 0 ISHARES MSCI TURKEY ETF 464286715 117 3100 SH SOLE 0 3100 0 ISHARES TR MSCI POL CAP ETF 46429B606 474 26000 SH SOLE 0 26000 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1514 17500 SH SOLE 0 17500 0 KROGER CO COM 501044101 361 12167 SH SOLE 0 12167 0 LEAR CORP COM NEW 521865204 1661 13700 SH SOLE 0 13700 0 LOCKHEED MARTIN CORP COM 539830109 867 3616 SH SOLE 0 3616 0 LOCKHEED MARTIN CORP COM 539830109 459 1916 SH SOLE 0 1916 0 LOGMEIN INC COM 54142L109 1096 12129 SH SOLE 0 12129 0 LOWES COS INC COM 548661107 395 5471 SH SOLE 0 5471 0 LUXOFT HLDG INC ORD SHS CL A G57279104 217 4100 SH SOLE 0 4100 0 MAG SILVER CORP COM 55903Q104 754 50000 SH SOLE 0 50000 0 MAGNA INTL INC COM 559222401 1576 36700 SH SOLE 0 36700 0 MANHATTAN ASSOCS INC COM 562750109 905 15700 SH SOLE 0 15700 0 MARATHON PETE CORP COM 56585A102 1181 29100 SH SOLE 0 29100 0 MARKETAXESS HLDGS INC COM 57060D108 1345 8123 SH SOLE 0 8123 0 MASTERCARD INCORPORATED CL A 57636Q104 1161 11409 SH SOLE 0 11409 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 669 87700 SH SOLE 0 87700 0 MONSANTO CO NEW COM 61166W101 1707 16700 SH SOLE 0 16700 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 530 6946 SH SOLE 0 6946 0 NETEASE INC SPONSORED ADR 64110W102 120 500 SH SOLE 0 500 0 NEVSUN RES LTD COM 64156L101 1315 433900 SH SOLE 0 433900 0 NEWMONT MINING CORP COM 651639106 4322 110000 SH SOLE 0 110000 0 NORTHROP GRUMMAN CORP COM 666807102 419 1960 SH SOLE 0 1960 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 969 3460 SH SOLE 0 3460 0 OMNICOM GROUP INC COM 681919106 556 6539 SH SOLE 0 6539 0 ORMAT TECHNOLOGIES INC COM 686688102 1230 25400 SH SOLE 0 25400 0 OWENS CORNING NEW COM 690742101 1943 36400 SH SOLE 0 36400 0 PAPA JOHNS INTL INC COM 698813102 1625 20613 SH SOLE 0 20613 0 PATTERSON COMPANIES INC COM 703395103 451 9827 SH SOLE 0 9827 0 PHILLIPS 66 COM 718546104 2417 300 SH Call SOLE 0 300 0 POPEYES LA KITCHEN INC COM 732872106 749 14086 SH SOLE 0 14086 0 PRETIUM RES INC COM 74139C102 5905 575000 SH SOLE 0 575000 0 RAYTHEON CO COM NEW 755111507 531 3900 SH SOLE 0 3900 0 REGENERON PHARMACEUTICALS COM 75886F107 977 2430 SH SOLE 0 2430 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 1494 61600 SH SOLE 0 61600 0 RICHMONT MINES INC COM 76547T106 3015 300000 SH SOLE 0 300000 0 ROBERT HALF INTL INC COM 770323103 856 22600 SH SOLE 0 22600 0 ROSS STORES INC COM 778296103 688 10700 SH SOLE 0 10700 0 ROYAL GOLD INC COM 780287108 4646 60000 SH SOLE 0 60000 0 RUTHS HOSPITALITY GROUP INC COM 783332109 885 62712 SH SOLE 0 62712 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 274 3652 SH SOLE 0 3652 0 SANDSTORM GOLD LTD COM NEW 80013R206 3018 600000 SH SOLE 0 600000 0 SANDSTORM GOLD LTD COM NEW 80013R206 755 150000 SH SOLE 0 150000 0 SANDSTORM GOLD LTD COM NEW 80013R206 284 56400 SH SOLE 0 56400 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 372 7600 SH SOLE 0 7600 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 171 3500 SH SOLE 0 3500 0 SHERWIN WILLIAMS CO COM 824348106 748 2702 SH SOLE 0 2702 0 SHERWIN WILLIAMS CO COM 824348106 360 1300 SH SOLE 0 1300 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 1457 103100 SH SOLE 0 103100 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 1413 100000 SH SOLE 0 100000 0 SILVER WHEATON CORP COM 828336107 5406 200000 SH SOLE 0 200000 0 SOUTHWEST AIRLS CO COM 844741108 964 24799 SH SOLE 0 24799 0 SOUTHWEST AIRLS CO COM 844741108 466 11987 SH SOLE 0 11987 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 22 100 SH SOLE 0 100 0 SYSCO CORP COM 871829107 428 8731 SH SOLE 0 8731 0 TESORO CORP COM 881609101 1281 16100 SH SOLE 0 16100 0 TEXAS ROADHOUSE INC COM 882681109 761 19500 SH SOLE 0 19500 0 TJX COS INC NEW COM 872540109 510 6825 SH SOLE 0 6825 0 TOTAL S A SPONSORED ADR 89151E109 329 6900 SH SOLE 0 6900 0 TRACTOR SUPPLY CO COM 892356106 283 4200 SH SOLE 0 4200 0 TREX CO INC COM 89531P105 1125 19157 SH SOLE 0 19157 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 144 17897 SH SOLE 0 17897 0 TURQUOISE HILL RES LTD COM 900435108 377 127000 SH SOLE 0 127000 0 UNIT CORP COM 909218109 1261 67800 SH SOLE 0 67800 0 UNITED PARCEL SERVICE INC CL B 911312106 1307 11948 SH SOLE 0 11948 0 UNITED PARCEL SERVICE INC CL B 911312106 609 5572 SH SOLE 0 5572 0 UNIVERSAL HLTH SVCS INC CL B 913903100 424 3442 SH SOLE 0 3442 0 UNIVERSAL INS HLDGS INC COM 91359V107 1347 53460 SH SOLE 0 53460 0 VALERO ENERGY CORP NEW COM 91913Y100 1320 24900 SH SOLE 0 24900 0 VIMPELCOM LTD SPONSORED ADR 92719A106 162 46500 SH SOLE 0 46500 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 505 6267 SH SOLE 0 6267 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1404 25500 SH SOLE 0 25500 0 WESTLAKE CHEM CORP COM 960413102 1279 23900 SH SOLE 0 23900 0 WILLIAMS SONOMA INC COM 969904101 787 15413 SH SOLE 0 15413 0 WYNDHAM WORLDWIDE CORP COM 98310W108 487 7232 SH SOLE 0 7232 0 XL GROUP LTD COM G98294104 444 13201 SH SOLE 0 13201 0 YANDEX N V SHS CLASS A N97284108 248 11800 SH SOLE 0 11800 0 AGNICO EAGLE MINES LTD COM 008474108 76 1500 SH SOLE 0 0 1500 ALASKA AIR GROUP INC COM 011659109 1751 24248 SH SOLE 0 24248 0 ALLEGIANT TRAVEL CO COM 01748X102 1268 9199 SH SOLE 0 9199 0 AMERICAN AIRLS GROUP INC COM 02376R102 5558 136894 SH SOLE 0 136894 0 AT&T INC COM 00206R102 110 3000 SH SOLE 0 3000 0 BOEING CO COM 097023105 1358 9534 SH SOLE 0 9534 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 9 450 SH SOLE 0 0 450 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 32 1550 SH SOLE 0 0 1550 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 464 24289 SH SOLE 0 24289 0 DELTA AIR LINES INC DEL COM NEW 247361702 5614 134435 SH SOLE 0 134435 0 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K554 2 165 SH SOLE 0 0 165 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K554 7 535 SH SOLE 0 0 535 ETFS PLATINUM TR SH BEN INT 26922V101 6 69 SH SOLE 0 0 69 ETFS PLATINUM TR SH BEN INT 26922V101 22 231 SH SOLE 0 0 231 GENERAL DYNAMICS CORP COM 369550108 1218 8081 SH SOLE 0 8081 0 GLOBAL X FDS GLOBAL X COPPER 37954Y830 12 669 SH SOLE 0 0 669 GLOBAL X FDS GLOBAL X COPPER 37954Y830 39 2231 SH SOLE 0 0 2231 HAWAIIAN HOLDINGS INC COM 419879101 1560 34656 SH SOLE 0 34656 0 HRG GROUP INC COM 40434J100 74 4900 SH SOLE 0 0 4900 ISHARES SILVER TRUST ISHARES 46428Q109 16 933 SH SOLE 0 0 933 ISHARES SILVER TRUST ISHARES 46428Q109 52 3067 SH SOLE 0 0 3067 JETBLUE AIRWAYS CORP COM 477143101 1813 103747 SH SOLE 0 103747 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 136 164003 SH SOLE 0 0 164003 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 46 5500 SH SOLE 0 5500 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 52 5375 SH SOLE 0 5375 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 94 9000 SH SOLE 0 0 9000 PIONEER FLOATING RATE TR COM 72369J102 94 8000 SH SOLE 0 8000 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 47 2300 SH SOLE 0 0 2300 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 158 7700 SH SOLE 0 0 7700 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 69 2700 SH SOLE 0 0 2700 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 262 10300 SH SOLE 0 0 10300 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 420 5592 SH SOLE 0 5592 0 SKYWEST INC COM 830879102 1301 43209 SH SOLE 0 43209 0 SOUTHWEST AIRLS CO COM 844741108 5452 136162 SH SOLE 0 136162 0 SPIRIT AIRLS INC COM 848577102 2015 42040 SH SOLE 0 42040 0 UNITED CONTL HLDGS INC COM 910047109 5466 97236 SH SOLE 0 97236 0 VALERO ENERGY CORP NEW COM 91913Y100 24 400 SH SOLE 0 0 400 VALERO ENERGY CORP NEW COM 91913Y100 83 1400 SH SOLE 0 0 1400 VIRGIN AMER INC COM VTG 92765X208 1618 29803 SH SOLE 0 29803 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 9 450 SH SOLE 0 0 450 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 30 1550 SH SOLE 0 0 1550 FRANCO NEVADA CORP COM 351858105 20 300 SH SOLE 0 0 300 FRANCO NEVADA CORP COM 351858105 72 1100 SH SOLE 0 0 1100 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 1 117 SH SOLE 0 0 117 BARCLAYS BK PLC ETN DJUBS NCKL38 06739F119 5 383 SH SOLE 0 0 383 SILVER WHEATON CORP COM 828336107 14 600 SH SOLE 0 0 600 SILVER WHEATON CORP COM 828336107 48 2000 SH SOLE 0 0 2000 DIREXION SHS ETF TR DAILY S&P OIL 25490K125 4 150 SH SOLE 0 0 150 DIREXION SHS ETF TR DAILY S&P OIL 25490K125 14 550 SH SOLE 0 0 550 SANDSTORM 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