0000950123-16-017144.txt : 20160513 0000950123-16-017144.hdr.sgml : 20160513 20160513155854 ACCESSION NUMBER: 0000950123-16-017144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 161648211 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000754811 XXXXXXXX 03-31-2016 03-31-2016 U S GLOBAL INVESTORS INC
7900 CALLAGHAN ROAD SAN ANTONIO TX 78229
13F HOLDINGS REPORT 028-02220 N
Susan B. McGee President/General Counsel 210-308-1234 Susan B. McGee San Antonio X1 05-13-2016 0 232 186344 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AFLAC INC COM 001055102 750 11883 SH SOLE 0 11883 0 AGNICO EAGLE MINES LTD COM 008474108 1808 50000 SH SOLE 0 50000 0 ALASKA AIR GROUP INC COM 011659109 1172 14291 SH SOLE 0 14291 0 ALLEGIANT TRAVEL CO COM 01748X102 1177 6609 SH SOLE 0 6609 0 AMERICAN STS WTR CO COM 029899101 346 8800 SH SOLE 0 8800 0 APPLE INC COM 037833100 804 7381 SH SOLE 0 7381 0 APTARGROUP INC COM 038336103 980 12500 SH SOLE 0 12500 0 ATWOOD OCEANICS INC COM 050095108 213 23200 SH SOLE 0 23200 0 AVERY DENNISON CORP COM 053611109 1204 16700 SH SOLE 0 16700 0 BALCHEM CORP COM 057665200 1005 16200 SH SOLE 0 16200 0 BARRICK GOLD CORP COM 067901108 1358 100000 SH SOLE 0 100000 0 BERRY PLASTICS GROUP INC COM 08579W103 1095 30300 SH SOLE 0 30300 0 BHP BILLITON LTD SPONSORED ADR 088606108 826 31900 SH SOLE 0 31900 0 BP PLC SPONSORED ADR 055622104 510 16900 SH SOLE 0 16900 0 CAL MAINE FOODS INC COM NEW 128030202 1049 20200 SH SOLE 0 20200 0 CAL MAINE FOODS INC COM NEW 128030202 739 14243 SH SOLE 0 14243 0 CARDINAL HEALTH INC COM 14149Y108 379 4630 SH SOLE 0 4630 0 CHESAPEAKE UTILS CORP COM 165303108 636 10100 SH SOLE 0 10100 0 CHINA SOUTHN AIRLS LTD SPON ADR CL H 169409109 147 4700 SH SOLE 0 4700 0 COMCAST CORP NEW CL A 20030N101 761 12456 SH SOLE 0 12456 0 COMSTOCK MNG INC COM 205750102 1710 4621648 SH SOLE 0 4621648 0 COMSTOCK MNG INC COM 205750102 986 2665000 SH SOLE 0 2665000 0 CVS HEALTH CORP COM 126650100 755 7278 SH SOLE 0 7278 0 DHT HOLDINGS INC SHS NEW Y2065G121 1314 228200 SH SOLE 0 228200 0 DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 244 17000 SH SOLE 0 17000 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 438 22500 SH SOLE 0 22500 0 DIREXION SHS ETF TR OIL GAS BL 3X SH 25490K356 234 4420 SH SOLE 0 4420 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 628 7500 SH SOLE 0 7500 0 DOMINION DIAMOND CORP COM 257287102 665 60000 SH SOLE 0 60000 0 DOW CHEM CO COM 260543103 1216 23900 SH SOLE 0 23900 0 ELDORADO GOLD CORP NEW COM 284902103 51 16000 SH SOLE 0 16000 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 729 9800 SH SOLE 0 9800 0 EXXON MOBIL CORP COM 30231G102 485 5800 SH SOLE 0 5800 0 F5 NETWORKS INC COM 315616102 1192 11263 SH SOLE 0 11263 0 FACTSET RESH SYS INC COM 303075105 780 5148 SH SOLE 0 5148 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 702 82800 SH SOLE 0 82800 0 FIRST MAJESTIC SILVER CORP COM 32076V103 842 130000 SH SOLE 0 130000 0 FIRST SOLAR INC COM 336433107 712 10400 SH SOLE 0 10400 0 FORD MTR CO DEL COM PAR $0.01 345370860 383 28365 SH SOLE 0 28365 0 FORTUNA SILVER MINES INC COM 349915108 1560 400000 SH SOLE 0 400000 0 FORTUNA SILVER MINES INC COM 349915108 1560 400000 SH SOLE 0 400000 0 FRANCO NEVADA CORP COM 351858105 288 4700 SH SOLE 0 4700 0 FRANCO NEVADA CORP COM 351858105 2148 35000 SH SOLE 0 35000 0 FRANCO NEVADA CORP COM 351858105 1228 20000 SH SOLE 0 20000 0 GAMESTOP CORP NEW CL A 36467W109 567 17885 SH SOLE 0 17885 0 GARTNER INC COM 366651107 798 8929 SH SOLE 0 8929 0 GENERAL MLS INC COM 370334104 1020 16100 SH SOLE 0 16100 0 GILEAD SCIENCES INC COM 375558103 771 8397 SH SOLE 0 8397 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 467 62000 SH SOLE 0 62000 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1970 500000 SH SOLE 0 500000 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 690 175000 SH SOLE 0 175000 0 GOLD STD VENTURES CORP COM 380738104 1560 1500000 SH SOLE 0 1500000 0 GOLDCORP INC NEW COM 27D997R31 1339 825 SH Call SOLE 0 825 0 GOLDCORP INC NEW COM 380956409 4328 266667 SH SOLE 0 266667 0 GOLDCORP INC NEW COM 27D997R31 1623 1000 SH Call SOLE 0 1000 0 GOLDCORP INC NEW COM 380956409 1352 83333 SH SOLE 0 83333 0 GOLDEN STAR RES LTD CDA COM 38119T104 479 1050000 SH SOLE 0 1050000 0 GRAINGER W W INC COM 384802104 757 3243 SH SOLE 0 3243 0 HARTFORD FINL SVCS GROUP INC COM 416515104 754 16353 SH SOLE 0 16353 0 HAWAIIAN HOLDINGS INC COM 419879101 1199 25410 SH SOLE 0 25410 0 HENRY JACK & ASSOC INC COM 426281101 1186 14027 SH SOLE 0 14027 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 76 3600 SH SOLE 0 3600 0 HOME DEPOT INC COM 437076102 568 4257 SH SOLE 0 4257 0 HOME DEPOT INC COM 437076102 1185 8884 SH SOLE 0 8884 0 HORMEL FOODS CORP COM 440452100 848 19600 SH SOLE 0 19600 0 HUNT J B TRANS SVCS INC COM 445658107 758 9001 SH SOLE 0 9001 0 IDEXX LABS INC COM 45168D104 802 10234 SH SOLE 0 10234 0 INGREDION INC COM 457187102 1089 10200 SH SOLE 0 10200 0 INTL PAPER CO COM 460146103 932 22700 SH SOLE 0 22700 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 888 10500 SH SOLE 0 10500 0 KROGER CO COM 501044101 380 9942 SH SOLE 0 9942 0 LEAR CORP COM NEW 521865204 1345 12100 SH SOLE 0 12100 0 LOCKHEED MARTIN CORP COM 539830109 752 3396 SH SOLE 0 3396 0 LOCKHEED MARTIN CORP COM 539830109 1177 5316 SH SOLE 0 5316 0 LOGMEIN INC COM 54142L109 794 15729 SH SOLE 0 15729 0 LOWES COS INC COM 548661107 566 7471 SH SOLE 0 7471 0 LUXOFT HLDG INC ORD SHS CL A G57279104 226 4100 SH SOLE 0 4100 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 180 2100 SH SOLE 0 2100 0 MANHATTAN ASSOCS INC COM 562750109 836 14708 SH SOLE 0 14708 0 MARATHON PETE CORP COM 56585A102 2034 54700 SH SOLE 0 54700 0 MARKET VECTORS ETF TR RUSSIA ETF 95L995BW6 2454 1500 SH Call SOLE 0 1500 0 MARKETAXESS HLDGS INC COM 57060D108 1201 9623 SH SOLE 0 9623 0 MARTIN MARIETTA MATLS INC COM 573284106 542 3400 SH SOLE 0 3400 0 MASCO CORP COM 574599106 1054 33500 SH SOLE 0 33500 0 MASTERCARD INC CL A 57636Q104 804 8509 SH SOLE 0 8509 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 827 102200 SH SOLE 0 102200 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 765 10112 SH SOLE 0 10112 0 NETEASE INC SPONSORED ADR 64110W102 72 500 SH SOLE 0 500 0 NEXTERA ENERGY INC COM 65339F101 1503 12700 SH SOLE 0 12700 0 NORTHROP GRUMMAN CORP COM 666807102 754 3810 SH SOLE 0 3810 0 NRG ENERGY INC COM NEW 629377508 341 26200 SH SOLE 0 26200 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 1166 4260 SH SOLE 0 4260 0 OMNICOM GROUP INC COM 681919106 756 9089 SH SOLE 0 9089 0 PACKAGING CORP AMER COM 695156109 978 16200 SH SOLE 0 16200 0 PAPA JOHNS INTL INC COM 698813102 774 14276 SH SOLE 0 14276 0 PATTERSON COMPANIES INC COM 703395103 761 16353 SH SOLE 0 16353 0 PHILLIPS 66 COM 77F994FX8 2598 300 SH Call SOLE 0 300 0 PILGRIMS PRIDE CORP NEW COM 72147K108 965 38000 SH SOLE 0 38000 0 POPEYES LA KITCHEN INC COM 732872106 793 15240 SH SOLE 0 15240 0 PRETIUM RES INC COM 74139C102 3076 575000 SH SOLE 0 575000 0 RANDGOLD RES LTD ADR 752344309 908 10000 SH SOLE 0 10000 0 RAYTHEON CO COM NEW 755111507 375 3059 SH SOLE 0 3059 0 REGENERON PHARMACEUTICALS COM 75886F107 769 2133 SH SOLE 0 2133 0 RICHMONT MINES INC COM 76547T106 836 148300 SH SOLE 0 148300 0 RICHMONT MINES INC COM 76547T106 1692 300000 SH SOLE 0 300000 0 RICHMONT MINES INC COM 76547T106 1128 200000 SH SOLE 0 200000 0 ROBERT HALF INTL INC COM 770323103 815 17490 SH SOLE 0 17490 0 ROSS STORES INC COM 778296103 564 9737 SH SOLE 0 9737 0 ROYAL GOLD INC COM 780287108 1026 20000 SH SOLE 0 20000 0 RUTHS HOSPITALITY GROUP INC COM 783332109 1195 64912 SH SOLE 0 64912 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 198 2302 SH SOLE 0 2302 0 SHERWIN WILLIAMS CO COM 824348106 379 1331 SH SOLE 0 1331 0 SHERWIN WILLIAMS CO COM 824348106 1423 5000 SH SOLE 0 5000 0 SHERWIN WILLIAMS CO COM 824348106 1168 4102 SH SOLE 0 4102 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 249 4933 SH SOLE 0 4933 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 429 913430 SH SOLE 0 913430 0 SOUTHWEST AIRLS CO COM 844741108 754 16837 SH SOLE 0 16837 0 SOUTHWEST AIRLS CO COM 844741108 1191 26581 SH SOLE 0 26581 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 21 100 SH SOLE 0 100 0 SYNGENTA AG SPONSORED ADR 87160A100 3122 37700 SH SOLE 0 37700 0 SYSCO CORP COM 871829107 569 12181 SH SOLE 0 12181 0 TESORO CORP COM 881609101 1703 19800 SH SOLE 0 19800 0 TEXAS ROADHOUSE INC COM 882681109 915 21000 SH SOLE 0 21000 0 TJX COS INC NEW COM 872540109 754 9625 SH SOLE 0 9625 0 TOTAL S A SPONSORED ADR 89151E109 759 16700 SH SOLE 0 16700 0 TRACTOR SUPPLY CO COM 892356106 755 8350 SH SOLE 0 8350 0 TRACTOR SUPPLY CO COM 892356106 1330 14700 SH SOLE 0 14700 0 TREX CO INC COM 89531P105 1206 25157 SH SOLE 0 25157 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 293 27897 SH SOLE 0 27897 0 TYSON FOODS INC CL A 902494103 967 14500 SH SOLE 0 14500 0 U S CONCRETE INC COM NEW 90333L201 894 15000 SH SOLE 0 15000 0 UNITED PARCEL SERVICE INC CL B 911312106 567 5372 SH SOLE 0 5372 0 UNITED PARCEL SERVICE INC CL B 911312106 1169 11085 SH SOLE 0 11085 0 UNIVERSAL FST PRODS INC COM 913543104 944 11000 SH SOLE 0 11000 0 UNIVERSAL HLTH SVCS INC CL B 913903100 754 6042 SH SOLE 0 6042 0 UNIVERSAL INS HLDGS INC COM 91359V107 782 43960 SH SOLE 0 43960 0 VALERO ENERGY CORP NEW COM 91913Y100 1398 21800 SH SOLE 0 21800 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 572 6791 SH SOLE 0 6791 0 WESTLAKE CHEM CORP COM 960413102 917 19800 SH SOLE 0 19800 0 WILLIAMS SONOMA INC COM 969904101 783 14313 SH SOLE 0 14313 0 WYNDHAM WORLDWIDE CORP COM 98310W108 568 7433 SH SOLE 0 7433 0 XL GROUP PLC SHS G98290102 567 15397 SH SOLE 0 15397 0 YAMANA GOLD INC COM 55Q9977E6 836 2750 SH Call SOLE 0 2750 0 YAMANA GOLD INC COM 98462Y100 912 300000 SH SOLE 0 300000 0 YAMANA GOLD INC COM 55Q9977E6 1018 3350 SH Call SOLE 0 3350 0 ABRAXAS PETE CORP COM 003830106 10 10000 SH SOLE 0 0 10000 AGNICO EAGLE MINES LTD COM 008474108 54 1500 SH SOLE 0 0 1500 ALASKA AIR GROUP INC COM 011659109 2319 28271 SH SOLE 0 28271 0 ALLEGIANT TRAVEL CO COM 01748X102 2292 12877 SH SOLE 0 12877 0 ALLIANCE HOLDING GP LP COM UNITS LP 01861G100 1 100 SH SOLE 0 0 100 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 2 200 SH SOLE 0 0 200 AMERICAN AIRLS GROUP INC COM 02376R102 6927 168912 SH SOLE 0 168912 0 AT&T INC COM 00206R102 118 3000 SH SOLE 0 3000 0 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 0 500 SH SOLE 0 0 500 BAYTEX ENERGY CORP COM 07317Q105 1 300 SH SOLE 0 0 300 BOEING CO COM 097023105 1694 13341 SH SOLE 0 13341 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 1 992 SH SOLE 0 0 992 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 575 27288 SH SOLE 0 27288 0 CRESCENT PT ENERGY CORP COM 22576C101 21 1500 SH SOLE 0 0 1500 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 9 600 SH SOLE 0 0 600 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 26 1800 SH SOLE 0 0 1800 DELTA AIR LINES INC DEL COM NEW 247361702 6921 142164 SH SOLE 0 142164 0 DENISON MINES CORP COM 248356107 25 45000 SH SOLE 0 0 45000 DORCHESTER MINERALS LP COM UNIT 25820R105 1 100 SH SOLE 0 0 100 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K554 12 166 SH SOLE 0 0 166 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K554 32 434 SH SOLE 0 0 434 ENCANA CORP COM 292505104 3 500 SH SOLE 0 0 500 ENERPLUS CORP COM 292766102 18 4500 SH SOLE 0 0 4500 EV ENERGY PARTNERS LP COM UNITS 26926V107 0 200 SH SOLE 0 0 200 EXCO RESOURCES INC COM 269279402 1 1000 SH SOLE 0 0 1000 GENERAL DYNAMICS CORP COM 369550108 1740 13242 SH SOLE 0 13242 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 13 900 SH SOLE 0 0 900 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 38 2600 SH SOLE 0 0 2600 HAWAIIAN HOLDINGS INC COM 419879101 2327 49305 SH SOLE 0 49305 0 HRG GROUP INC COM 40434J100 68 4900 SH SOLE 0 0 4900 HUGOTON RTY TR TEX UNIT BEN INT 444717102 1 600 SH SOLE 0 0 600 INTEROIL CORP COM 460951106 84 2626 SH SOLE 0 0 2626 JETBLUE AIRWAYS CORP COM 477143101 2337 110654 SH SOLE 0 110654 0 LEGACY RESVS LP UNIT LP INT 524707304 0 300 SH SOLE 0 0 300 LINNCO LLC COM SHS LTD INT 535782106 0 900 SH SOLE 0 0 900 LINN ENERGY LLC UNIT LTD LIAB 536020100 0 800 SH SOLE 0 0 800 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 1 300 SH SOLE 0 0 300 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 0 200 SH SOLE 0 0 200 MV OIL TR TR UNITS 553859109 2 400 SH SOLE 0 0 400 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 53 164003 SH SOLE 0 0 164003 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 44 5500 SH SOLE 0 5500 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 50 5375 SH SOLE 0 5375 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 1 900 SH SOLE 0 0 900 PATTERN ENER CL A 70338P100 76 4000 SH SOLE 0 0 4000 PENGROWTH ENERGY CORP COM 70706P104 3 2400 SH SOLE 0 0 2400 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 3 500 SH SOLE 0 0 500 PIONEER FLOATING RATE TR COM 72369J102 90 8000 SH SOLE 0 8000 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 94 4200 SH SOLE 0 0 4200 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 263 11800 SH SOLE 0 0 11800 ROYAL GOLD INC COM 780287108 26 500 SH SOLE 0 0 500 ROYAL GOLD INC COM 780287108 87 1700 SH SOLE 0 0 1700 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 587 6841 SH SOLE 0 6841 0 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 5 3000 SH SOLE 0 0 3000 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 3 1400 SH SOLE 0 0 1400 SKYWEST INC COM 830879102 1760 88143 SH SOLE 0 88143 0 SOUTHWEST AIRLS CO COM 844741108 7010 156464 SH SOLE 0 156464 0 SPIRIT AIRLS INC COM 848577102 2306 48054 SH SOLE 0 48054 0 TURQUOISE HILL RES LTD COM 900435108 51 20000 SH SOLE 0 0 20000 TURQUOISE HILL RES LTD COM 900435108 76 30000 SH SOLE 0 0 30000 UNITED CONTL HLDGS INC COM 910047109 7127 119068 SH SOLE 0 119068 0 URANIUM ENERGY CORP COM 916896103 41 54500 SH SOLE 0 0 54500 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 10 1500 SH SOLE 0 0 1500 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 30 4500 SH SOLE 0 0 4500 VALERO ENERGY CORP NEW COM 91913Y100 16 250 SH SOLE 0 0 250 VALERO ENERGY CORP NEW COM 91913Y100 48 750 SH SOLE 0 0 750 VANGUARD NAT RES LLC COM UNIT 92205F106 9 6115 SH SOLE 0 0 6115 VIRGIN AMER INC COM VTG 92765X208 1772 45963 SH SOLE 0 45963 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 62 4372 SH SOLE 0 4372 0 VOC ENERGY TR TR UNIT 91829B103 1 500 SH SOLE 0 0 500 W & T OFFSHORE INC COM 92922P106 0 200 SH SOLE 0 0 200 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 46 2300 SH SOLE 0 0 2300 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 135 6700 SH SOLE 0 0 6700 FRANCO NEVADA CORP COM 351858105 6 100 SH SOLE 0 0 100 FRANCO NEVADA CORP COM 351858105 25 400 SH SOLE 0 0 400 ISHARES TR U.S. ENERGY ETF 464287796 17 500 SH SOLE 0 0 500 ISHARES TR U.S. ENERGY ETF 464287796 49 1400 SH SOLE 0 0 1400 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 7 652 SH SOLE 0 0 652 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 16 800 SH SOLE 0 0 800 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 20 1958 SH SOLE 0 0 1958 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 43 2200 SH SOLE 0 0 2200 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 5 150 SH SOLE 0 0 150 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 15 450 SH SOLE 0 0 450 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 13 2600 SH SOLE 0 0 2600 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 36 7100 SH SOLE 0 0 7100 SILVER WHEATON CORP COM 828336107 17 1000 SH SOLE 0 0 1000 SILVER WHEATON CORP COM 828336107 45 2700 SH SOLE 0 0 2700 SUNCOR ENERGY INC NEW COM 867224107 8 280 SH SOLE 0 0 280