0000950123-15-006245.txt : 20150515
0000950123-15-006245.hdr.sgml : 20150515
20150515105611
ACCESSION NUMBER: 0000950123-15-006245
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC
CENTRAL INDEX KEY: 0000754811
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 741598370
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02220
FILM NUMBER: 15866452
BUSINESS ADDRESS:
STREET 1: 7900 CALLAGHAN RD
CITY: SAN ANTONIO
STATE: TX
ZIP: 78229
BUSINESS PHONE: 2103081234
MAIL ADDRESS:
STREET 1: 7900 CALLAGHAN ROAD
CITY: SAN ANTONIO
STATE: TX
ZIP: 78229
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/
DATE OF NAME CHANGE: 19950321
13F-HR
1
primary_doc.xml
13F-HR
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true
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0000754811
XXXXXXXX
03-31-2015
03-31-2015
U S Global Investors Inc
7900 Callaghan Road
San Antonio
TX
78229
13F HOLDINGS REPORT
028-02220
N
Susan B. McGee
President/General Counsel
210-308-1234
Susan B. McGee
San Antonio
TX
05-14-2015
0
400
358296
false
INFORMATION TABLE
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form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
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COM
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233
5600
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AT&T INC
COM
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7200
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SOLE
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7200
0
ABBOTT LABS
COM
002824100
259
5600
SH
SOLE
0
5600
0
ALLSTATE CORP
COM
020002101
278
3900
SH
SOLE
0
3900
0
ALTRIA GROUP INC
COM
02209S103
250
5000
SH
SOLE
0
5000
0
ANTHEM INC
COM
036752103
309
2000
SH
SOLE
0
2000
0
APACHE CORP
COM
037411105
241
4000
SH
SOLE
0
4000
0
APPLE INC
COM
037833100
871
7000
SH
SOLE
0
7000
0
ARCHER DANIELS MIDLAND CO
COM
039483102
228
4800
SH
SOLE
0
4800
0
BANK NEW YORK MELLON CORP
COM
064058100
266
6600
SH
SOLE
0
6600
0
BEST BUY INC
COM
086516101
249
6600
SH
SOLE
0
6600
0
BROADCOM CORP
CL A
111320107
225
5200
SH
SOLE
0
5200
0
CVS HEALTH CORP
COM
126650100
268
2600
SH
SOLE
0
2600
0
CA INC
COM
12673P105
241
7400
SH
SOLE
0
7400
0
CARNIVAL CORP
PAIRED CTF
143658300
273
5700
SH
SOLE
0
5700
0
CATERPILLAR INC DEL
COM
149123101
232
2900
SH
SOLE
0
2900
0
CENTURYLINK INC
COM
156700106
218
6300
SH
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0
6300
0
CISCO SYS INC
COM
17275R102
220
8000
SH
SOLE
0
8000
0
COACH INC
COM
189754104
286
6900
SH
SOLE
0
6900
0
COCA COLA CO
COM
191216100
239
5900
SH
SOLE
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5900
0
COMCAST CORP NEW
CL A
20030N101
248
4400
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4400
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COMPUTER SCIENCES CORP
COM
205363104
228
3500
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3500
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CONAGRA FOODS INC
COM
205887102
252
6900
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6900
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CORNING INC
COM
219350105
249
11000
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0
11000
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
174
6500
SH
SOLE
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6500
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DISNEY WALT CO
COM DISNEY
254687106
283
2700
SH
SOLE
0
2700
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DOW CHEM CO
COM
260543103
273
5700
SH
SOLE
0
5700
0
E M C CORP MASS
COM
268648102
192
7500
SH
SOLE
0
7500
0
EMERSON ELEC CO
COM
291011104
249
4400
SH
SOLE
0
4400
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ENTERGY CORP NEW
COM
29364G103
225
2900
SH
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2900
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EXXON MOBIL CORP
COM
30231G102
230
2700
SH
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2700
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FIDELITY NATL INFORMATION SV
COM
31620M106
238
3500
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SOLE
0
3500
0
FORD MTR CO DEL
COM PAR $0.01
345370860
271
16800
SH
SOLE
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16800
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
261
37000
SH
SOLE
0
37000
0
GAMESTOP CORP NEW
CL A
36467W109
292
7700
SH
SOLE
0
7700
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GAP INC DEL
COM
364760108
269
6200
SH
SOLE
0
6200
0
GENERAL DYNAMICS CORP
COM
369550108
258
1900
SH
SOLE
0
1900
0
HESS CORP
COM
42809H107
231
3400
SH
SOLE
0
3400
0
HEWLETT PACKARD CO
COM
428236103
174
5600
SH
SOLE
0
5600
0
HOME DEPOT INC
COM
437076102
273
2400
SH
SOLE
0
2400
0
HUNTINGTON BANCSHARES INC
COM
446150104
285
25800
SH
SOLE
0
25800
0
INTEL CORP
COM
458140100
194
6200
SH
SOLE
0
6200
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
193
1200
SH
SOLE
0
1200
0
INTL PAPER CO
COM
460146103
266
4800
SH
SOLE
0
4800
0
JPMORGAN CHASE & CO
COM
46625H100
260
4300
SH
SOLE
0
4300
0
JOHNSON & JOHNSON
COM
478160104
241
2400
SH
SOLE
0
2400
0
KOHLS CORP
COM
500255104
329
4200
SH
SOLE
0
4200
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
264
2100
SH
SOLE
0
2100
0
LILLY ELI & CO
COM
532457108
269
3700
SH
SOLE
0
3700
0
LOWES COS INC
COM
548661107
283
3800
SH
SOLE
0
3800
0
MARATHON OIL CORP
COM
565849106
235
9000
SH
SOLE
0
9000
0
MARATHON PETE CORP
COM
56585A102
307
3000
SH
SOLE
0
3000
0
MERCK & CO INC NEW
COM
58933Y105
259
4500
SH
SOLE
0
4500
0
METLIFE INC
COM
59156R108
253
5000
SH
SOLE
0
5000
0
MICROSOFT CORP
COM
594918104
195
4800
SH
SOLE
0
4800
0
NATIONAL OILWELL VARCO INC
COM
637071101
190
3800
SH
SOLE
0
3800
0
NETAPP INC
COM
64110D104
195
5500
SH
SOLE
0
5500
0
NORTHROP GRUMMAN CORP
COM
666807102
322
2000
SH
SOLE
0
2000
0
NVIDIA CORP
COM
67066G104
234
11200
SH
SOLE
0
11200
0
OCCIDENTAL PETE CORP DEL
COM
674599105
226
3100
SH
SOLE
0
3100
0
ORACLE CORP
COM
68389X105
216
5000
SH
SOLE
0
5000
0
PEPSICO INC
COM
713448108
249
2600
SH
SOLE
0
2600
0
PFIZER INC
COM
717081103
226
6500
SH
SOLE
0
6500
0
PROCTER & GAMBLE CO
COM
742718109
221
2700
SH
SOLE
0
2700
0
PRUDENTIAL FINL INC
COM
744320102
241
3000
SH
SOLE
0
3000
0
QUEST DIAGNOSTICS INC
COM
74834L100
292
3800
SH
SOLE
0
3800
0
RAYTHEON CO
COM NEW
755111507
273
2500
SH
SOLE
0
2500
0
REPUBLIC SVCS INC
COM
760759100
272
6700
SH
SOLE
0
6700
0
SCHLUMBERGER LTD
COM
806857108
242
2900
SH
SOLE
0
2900
0
STAPLES INC
COM
855030102
235
14400
SH
SOLE
0
14400
0
SYMANTEC CORP
COM
871503108
203
8700
SH
SOLE
0
8700
0
TESORO CORP
COM
881609101
274
3000
SH
SOLE
0
3000
0
TEXAS INSTRS INC
COM
882508104
240
4200
SH
SOLE
0
4200
0
UNION PAC CORP
COM
907818108
249
2300
SH
SOLE
0
2300
0
UNITEDHEALTH GROUP INC
COM
91324P102
296
2500
SH
SOLE
0
2500
0
VALERO ENERGY CORP NEW
COM
91913Y100
324
5100
SH
SOLE
0
5100
0
WAL-MART STORES INC
COM
931142103
239
2900
SH
SOLE
0
2900
0
WASTE MGMT INC DEL
COM
94106L109
287
5300
SH
SOLE
0
5300
0
WESTERN DIGITAL CORP
COM
958102105
182
2000
SH
SOLE
0
2000
0
XEROX CORP
COM
984121103
208
16200
SH
SOLE
0
16200
0
ENSCO PLC
SHS CLASS A
G3157S106
177
8400
SH
SOLE
0
8400
0
INVESCO LTD
SHS
G491BT108
270
6800
SH
SOLE
0
6800
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
299
3400
SH
SOLE
0
3400
0
CHINA BIOLOGIC PRODS INC
COM
16938C106
296
3100
SH
SOLE
0
3100
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
829
12750
SH
SOLE
0
12750
0
DBX ETF TR
DBXTR HAR CS 300
233051879
343
8230
SH
SOLE
0
8230
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ISHARES
MSCI TAIWAN ETF
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101
6400
SH
SOLE
0
6400
0
ISHARES
MSCI STH KOR ETF
464286772
103
1800
SH
SOLE
0
1800
0
ISHARES TR
CHINA LG-CAP ETF
464287184
213
4800
SH
SOLE
0
4800
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
312
9464
SH
SOLE
0
9464
0
NETEASE INC
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64110W102
211
2000
SH
SOLE
0
2000
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
188
7000
SH
SOLE
0
7000
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
193
8200
SH
SOLE
0
8200
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
51
400
SH
SOLE
0
400
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
425
25000
SH
SOLE
0
25000
0
MARKET VECTORS ETF TR
RUSSIA SMALLCP
57061R585
212
10000
SH
SOLE
0
10000
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
1111
110000
SH
SOLE
0
110000
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
912
70000
SH
SOLE
0
70000
0
MARKET VECTORS ETF TR
CALL
95L9957R2
25515
15000
SH
Call
SOLE
0
15000
0
MARKET VECTORS ETF TR
CALL
95L995W37
17010
10000
SH
Call
SOLE
0
10000
0
LUXOFT HLDG INC
ORD SHS CL A
G57279104
621
12000
SH
SOLE
0
12000
0
BP PLC
SPONSORED ADR
055622104
4615
118000
SH
SOLE
0
118000
0
BERRY PLASTICS GROUP INC
COM
08579W103
2171
60000
SH
SOLE
0
60000
0
BHP BILLITON LTD
SPONSORED ADR
088606108
4554
98000
SH
SOLE
0
98000
0
CALPINE CORP
COM NEW
131347304
1487
65000
SH
SOLE
0
65000
0
CARRIZO OIL & GAS INC
COM
144577103
1589
32000
SH
SOLE
0
32000
0
CHEVRON CORP NEW
COM
166764100
4724
45000
SH
SOLE
0
45000
0
CIMAREX ENERGY CO
COM
171798101
1496
13000
SH
SOLE
0
13000
0
ALASKA AIR GROUP INC
CALL
1MY992DV0
3309
500
SH
Call
SOLE
0
500
0
LENNAR CORP
CALL
21P993OW9
3109
600
SH
Call
SOLE
0
600
0
CROWN HOLDINGS INC
COM
228368106
1188
22000
SH
SOLE
0
22000
0
MARATHON PETE CORP
CALL
23P9957V1
3072
300
SH
Call
SOLE
0
300
0
DIAMONDBACK ENERGY INC
COM
25278X109
1537
20000
SH
SOLE
0
20000
0
DOMINION DIAMOND CORP
COM
257287102
1709
100000
SH
SOLE
0
100000
0
DOMTAR CORP
COM NEW
257559203
1387
30000
SH
SOLE
0
30000
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
1521
24000
SH
SOLE
0
24000
0
AGRIUM INC
CALL
2RC9955X0
9384
900
SH
Call
SOLE
0
900
0
NEWFIELD EXPL CO
CALL
2YP992FR0
3509
1000
SH
Call
SOLE
0
1000
0
EXXON MOBIL CORP
COM
30231G102
4845
57000
SH
SOLE
0
57000
0
FIBRIA CELULOSE S A
SP ADR REP COM
31573A109
1696
120000
SH
SOLE
0
120000
0
WALTER ENERGY INC
COM
93317Q105
3
4293
SH
SOLE
0
4293
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
1457
31000
SH
SOLE
0
31000
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
1890
130000
SH
SOLE
0
130000
0
MONSANTO CO NEW
CALL
3ML9968S6
5627
500
SH
Call
SOLE
0
500
0
HORMEL FOODS CORP
COM
440452100
1592
28000
SH
SOLE
0
28000
0
JETBLUE AIRWAYS CORP
CALL
48W99VC05
2888
1500
SH
Call
SOLE
0
1500
0
JETBLUE AIRWAYS CORP
CALL
48W99VCC9
578
300
SH
Call
SOLE
0
300
0
MARTIN MARIETTA MATLS INC
COM
573284106
1817
13000
SH
SOLE
0
13000
0
MOHAWK INDS INC
COM
608190104
1486
8000
SH
SOLE
0
8000
0
MONSANTO CO NEW
COM
61166W101
4727
42000
SH
SOLE
0
42000
0
MOSAIC CO NEW
COM
61945C103
2303
50000
SH
SOLE
0
50000
0
PBF ENERGY INC
CL A
69318G106
1526
45000
SH
SOLE
0
45000
0
PDC ENERGY INC
COM
69327R101
1567
29000
SH
SOLE
0
29000
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
2158
200000
SH
SOLE
0
200000
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
1560
55000
SH
SOLE
0
55000
0
POTASH CORP SASK INC
COM
73755L107
4676
145000
SH
SOLE
0
145000
0
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
2822
200000
SH
SOLE
0
200000
0
TOLL BROTHERS INC
CALL
76E993J50
3147
800
SH
Call
SOLE
0
800
0
ROCK-TENN CO
CL A
772739207
2064
32000
SH
SOLE
0
32000
0
PHILLIPS 66
CALL
77F994FX8
3144
400
SH
Call
SOLE
0
400
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
4593
77000
SH
SOLE
0
77000
0
INTL PAPER CO
CALL
7XD9971B9
6104
1100
SH
Call
SOLE
0
1100
0
SEALED AIR CORP NEW
COM
81211K100
1822
40000
SH
SOLE
0
40000
0
SEMGROUP CORP
CL A
81663A105
1464
18000
SH
SOLE
0
18000
0
SYNGENTA AG
SPONSORED ADR
87160A100
4747
70000
SH
SOLE
0
70000
0
CHENIERE ENERGY INC
CALL
87T996HR8
3096
400
SH
Call
SOLE
0
400
0
TESORO CORP
CALL
88N996WF1
4565
500
SH
Call
SOLE
0
500
0
TOTAL S A
SPONSORED ADR
89151E109
4618
93000
SH
SOLE
0
93000
0
TRACTOR SUPPLY CO
COM
892356106
1871
22000
SH
SOLE
0
22000
0
TREX CO INC
COM
89531P105
1472
27000
SH
SOLE
0
27000
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
1210
25000
SH
SOLE
0
25000
0
WORLD FUEL SVCS CORP
COM
981475106
1552
27000
SH
SOLE
0
27000
0
D R HORTON INC
CALL
99199S8C8
2848
1000
SH
Call
SOLE
0
1000
0
VALERO ENERGY CORP NEW
CALL
99F996GM0
6998
1100
SH
Call
SOLE
0
1100
0
CONCHO RES INC
CALL
9HA9949K4
3478
300
SH
Call
SOLE
0
300
0
BAKER HUGHES INC
CALL
9PX99VGA5
4451
700
SH
Call
SOLE
0
700
0
WESTERN REFNG INC
CALL
9R9996L74
2470
500
SH
Call
SOLE
0
500
0
FIRST SOLAR INC
CALL
9XG9977A0
3169
530
SH
Call
SOLE
0
530
0
VULCAN MATLS CO
CALL
9Y4996K75
3541
420
SH
Call
SOLE
0
420
0
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
1636
200000
SH
SOLE
0
200000
0
AGNICO EAGLE MINES LTD
COM
008474108
1676
60000
SH
SOLE
0
60000
0
AURICO GOLD INC
COM
05155C105
554
200000
SH
SOLE
0
200000
0
FIRST MAJESTIC SILVER CORP
CALL
1MZ9944C7
135
249
SH
Call
SOLE
0
249
0
SILVER WHEATON CORP
CALL
1MZ997H85
221
116
SH
Call
SOLE
0
116
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
760
75000
SH
SOLE
0
75000
0
COMSTOCK MNG INC
COM
205750102
1303
2172077
SH
SOLE
0
2172077
0
DIREXION SHS ETF TR
DLYJR GL MNR3X N
25459Y157
526
31000
SH
SOLE
0
31000
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459Y389
966
102500
SH
SOLE
0
102500
0
GOLD FIELDS LTD NEW
CALL
25Z9935M2
201
500
SH
Call
SOLE
0
500
0
DRDGOLD LIMITED
SPON ADR REPSTG
26152H301
260
150000
SH
SOLE
0
150000
0
ETFS PLATINUM TR
SH BEN INT
26922V101
1107
10000
SH
SOLE
0
10000
0
ETFS PALLADIUM TR
SH BEN INT
26923A106
656
9193
SH
SOLE
0
9193
0
YAMANA GOLD INC
CALL
26V9948C1
113
314
SH
Call
SOLE
0
314
0
YAMANA GOLD INC
CALL
26V994PV0
431
1200
SH
Call
SOLE
0
1200
0
NEWMONT MINING CORP
CALL
2ZU993IR6
543
250
SH
Call
SOLE
0
250
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
690
127500
SH
SOLE
0
127500
0
FORTUNA SILVER MINES INC
COM
349915108
1536
400000
SH
SOLE
0
400000
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
802
200000
SH
SOLE
0
200000
0
SILVER STD RES INC
CALL
3U1996AO6
159
352
SH
Call
SOLE
0
352
0
ANGLOGOLD ASHANTI LTD
CALL
3ZW995BD6
304
325
SH
Call
SOLE
0
325
0
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
522
300000
SH
SOLE
0
300000
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
0
20
SH
SOLE
0
20
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
0
8
SH
SOLE
0
8
0
PAN AMERICAN SILVER CORP
CALL
57C995BJ5
320
365
SH
Call
SOLE
0
365
0
FRANCO NEVADA CORP
PUT
5MS9966K6
6034
1243
SH
Put
SOLE
0
1243
0
NEWMONT MINING CORP
COM
651639106
651
30000
SH
SOLE
0
30000
0
ALAMOS GOLD INC
CALL
73D9963S8
440
750
SH
Call
SOLE
0
750
0
RANDGOLD RES LTD
ADR
752344309
1385
20000
SH
SOLE
0
20000
0
RICHMONT MINES INC
COM
76547T106
1280
400000
SH
SOLE
0
400000
0
ROYAL GOLD INC
COM
780287108
1578
25000
SH
SOLE
0
25000
0
SPDR GOLD TRUST
GOLD SHS
78463V107
233
2049
SH
SOLE
0
2049
0
SILVER WHEATON CORP
COM
828336107
373
19608
SH
SOLE
0
19608
0
RANDGOLD RES LTD
CALL
85C993DX8
554
80
SH
Call
SOLE
0
80
0
TAHOE RES INC
COM
873868103
658
60000
SH
SOLE
0
60000
0
IAMGOLD CORP
CALL
8Y4995AB0
34
180
SH
Call
SOLE
0
180
0
YAMANA GOLD INC
COM
98462Y100
539
150000
SH
SOLE
0
150000
0
ELDORADO GOLD CORP NEW
CALL
99G993BY5
551
1200
SH
Call
SOLE
0
1200
0
BARRICK GOLD CORP
CALL
9Y3994GE1
466
425
SH
Call
SOLE
0
425
0
SIGNET JEWELERS LIMITED
SHS
G81276100
416
3000
SH
SOLE
0
3000
0
ACUITY BRANDS INC
COM
00508Y102
589
3500
SH
SOLE
0
3500
0
ADVANCED ENERGY INDS
COM
007973100
513
20000
SH
SOLE
0
20000
0
AETNA INC NEW
COM
00817Y108
533
5000
SH
SOLE
0
5000
0
ALASKA AIR GROUP INC
COM
011659109
662
10000
SH
SOLE
0
10000
0
ALIGN TECHNOLOGY INC
COM
016255101
215
4000
SH
SOLE
0
4000
0
AMERIPRISE FINL INC
COM
03076C106
523
4000
SH
SOLE
0
4000
0
ANIKA THERAPEUTICS INC
COM
035255108
618
15000
SH
SOLE
0
15000
0
APPLE INC
COM
037833100
2489
20000
SH
SOLE
0
20000
0
BERKLEY W R CORP
COM
084423102
480
9500
SH
SOLE
0
9500
0
BIOGEN INC
COM
09062X103
1267
3000
SH
SOLE
0
3000
0
BOEING CO
COM
097023105
750
5000
SH
SOLE
0
5000
0
BOSTON SCIENTIFIC CORP
COM
101137107
462
26000
SH
SOLE
0
26000
0
CAL MAINE FOODS INC
COM NEW
128030202
469
12000
SH
SOLE
0
12000
0
CAMERON INTERNATIONAL CORP
COM
13342B105
406
9000
SH
SOLE
0
9000
0
CAVIUM INC
COM
14964U108
708
10000
SH
SOLE
0
10000
0
CENTENE CORP DEL
COM
15135B101
283
4000
SH
SOLE
0
4000
0
CORNING INC
COM
219350105
227
10000
SH
SOLE
0
10000
0
DECKERS OUTDOOR CORP
COM
243537107
437
6000
SH
SOLE
0
6000
0
DELTA AIR LINES INC DEL
COM NEW
247361702
899
20000
SH
SOLE
0
20000
0
DOMTAR CORP
COM NEW
257559203
462
10000
SH
SOLE
0
10000
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
712
5000
SH
SOLE
0
5000
0
EXPEDIA INC DEL
COM NEW
30212P303
659
7000
SH
SOLE
0
7000
0
FACEBOOK INC
CL A
30303M102
1480
18000
SH
SOLE
0
18000
0
F5 NETWORKS INC
COM
315616102
1149
10000
SH
SOLE
0
10000
0
GILEAD SCIENCES INC
COM
375558103
589
6000
SH
SOLE
0
6000
0
GOPRO INC
CL A
38268T103
304
7000
SH
SOLE
0
7000
0
HOME BANCSHARES INC
COM
436893200
847
25000
SH
SOLE
0
25000
0
INTERDIGITAL INC
COM
45867G101
913
18000
SH
SOLE
0
18000
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
887
27000
SH
SOLE
0
27000
0
LANNET INC
COM
516012101
1016
15000
SH
SOLE
0
15000
0
LAUDER ESTEE COS INC
CL A
518439104
416
5000
SH
SOLE
0
5000
0
LENNAR CORP
CL A
526057104
518
10000
SH
SOLE
0
10000
0
MARATHON PETE CORP
COM
56585A102
512
5000
SH
SOLE
0
5000
0
MASTERCARD INC
CL A
57636Q104
605
7000
SH
SOLE
0
7000
0
MCKESSON CORP
COM
58155Q103
1131
5000
SH
SOLE
0
5000
0
METHODE ELECTRS INC
COM
591520200
1129
24000
SH
SOLE
0
24000
0
MIDDLEBY CORP
COM
596278101
1027
10000
SH
SOLE
0
10000
0
MOODYS CORP
COM
615369105
415
4000
SH
SOLE
0
4000
0
NEW JERSEY RES
COM
646025106
777
25000
SH
SOLE
0
25000
0
OUTERWALL INC
COM
690070107
231
3500
SH
SOLE
0
3500
0
RACKSPACE HOSTING INC
COM
750086100
516
10000
SH
SOLE
0
10000
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
462
9000
SH
SOLE
0
9000
0
SERVICENOW INC
COM
81762P102
512
6500
SH
SOLE
0
6500
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
430
16000
SH
SOLE
0
16000
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1573
16000
SH
SOLE
0
16000
0
STARBUCKS CORP
COM
855244109
852
9000
SH
SOLE
0
9000
0
TEMPUR SEALY INTL INC
COM
88023U101
520
9000
SH
SOLE
0
9000
0
TRINITY INDS INC
COM
896522109
249
7000
SH
SOLE
0
7000
0
TRUEBLUE INC
COM
89785X101
365
15000
SH
SOLE
0
15000
0
UNIVERSAL INS HLDGS INC
COM
91359V107
512
20000
SH
SOLE
0
20000
0
SELECT SECTOR SPDR TR
CALL
91K996U60
15026
2000
SH
Call
SOLE
0
2000
0
VERINT SYS INC
COM
92343X100
619
10000
SH
SOLE
0
10000
0
WABTEC CORP
COM
929740108
475
5000
SH
SOLE
0
5000
0
WADDELL & REED FINL INC
CL A
930059100
248
5000
SH
SOLE
0
5000
0
WORLD ACCEP CORP DEL
COM
981419104
547
7500
SH
SOLE
0
7500
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
452
5000
SH
SOLE
0
5000
0
FACEBOOK INC
CALL
9NP997VD9
3001
365
SH
Call
SOLE
0
365
0
ACTAVIS PLC
SHS
G0083B108
1190
4000
SH
SOLE
0
4000
0
AMBARELLA INC
SHS
G037AX101
606
8000
SH
SOLE
0
8000
0
EVEREST RE GROUP LTD
COM
G3223R108
870
5000
SH
SOLE
0
5000
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
460
7000
SH
SOLE
0
7000
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
520
10000
SH
SOLE
0
10000
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
527
6000
SH
SOLE
0
6000
0
MYLAN N V
SHS EURO
N59465109
1187
20000
SH
SOLE
0
20000
0
AGNICO EAGLE MINES LTD
COM
008474108
838
30000
SH
SOLE
0
30000
0
FIRST MAJESTIC SILVER CORP
CALL
1MZ9944C7
177
328
SH
Call
SOLE
0
328
0
SILVER WHEATON CORP
CALL
1MZ997H85
293
154
SH
Call
SOLE
0
154
0
COMSTOCK MNG INC
COM
205750102
1299
2165000
SH
SOLE
0
2165000
0
DIREXION SHS ETF TR
DLYJR GL MNR3X N
25459Y157
797
47000
SH
SOLE
0
47000
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459Y389
1225
130000
SH
SOLE
0
130000
0
GOLD FIELDS LTD NEW
CALL
25Z9935M2
401
1000
SH
Call
SOLE
0
1000
0
YAMANA GOLD INC
CALL
26V9948C1
113
314
SH
Call
SOLE
0
314
0
YAMANA GOLD INC
CALL
26V994PV0
682
1900
SH
Call
SOLE
0
1900
0
NOVAGOLD RES INC
CALL
28C9949Y9
444
1500
SH
Call
SOLE
0
1500
0
NEWMONT MINING CORP
CALL
2ZU993IR6
814
375
SH
Call
SOLE
0
375
0
FORTUNA SILVER MINES INC
COM
349915108
1152
300000
SH
SOLE
0
300000
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
261
65000
SH
SOLE
0
65000
0
GOLD STD VENTURES CORP
COM
380738104
842
2000000
SH
SOLE
0
2000000
0
SILVER STD RES INC
CALL
3U1996AO6
271
598
SH
Call
SOLE
0
598
0
ANGLOGOLD ASHANTI LTD
CALL
3ZW995BD6
490
525
SH
Call
SOLE
0
525
0
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
783
450000
SH
SOLE
0
450000
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
0
20
SH
SOLE
0
20
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
0
8
SH
SOLE
0
8
0
PAN AMERICAN SILVER CORP
CALL
57C995BJ5
231
263
SH
Call
SOLE
0
263
0
FRANCO NEVADA CORP
PUT
5MS9966K6
830
171
SH
Put
SOLE
0
171
0
ALAMOS GOLD INC
CALL
73D9963S8
674
1150
SH
Call
SOLE
0
1150
0
PRETIUM RES INC
COM
74139C102
1512
300000
SH
SOLE
0
300000
0
RANDGOLD RES LTD
ADR
752344309
1385
20000
SH
SOLE
0
20000
0
RICHMONT MINES INC
COM
76547T106
1760
550000
SH
SOLE
0
550000
0
ROYAL GOLD INC
COM
780287108
947
15000
SH
SOLE
0
15000
0
SILVER BULL RES INC
COM
827458100
259
2350000
SH
SOLE
0
2350000
0
SILVER WHEATON CORP
COM
828336107
168
8823
SH
SOLE
0
8823
0
SOLITARIO EXPL & RTY CORP
COM
8342EP107
778
1037000
SH
SOLE
0
1037000
0
RANDGOLD RES LTD
CALL
85C993DX8
762
110
SH
Call
SOLE
0
110
0
TAHOE RES INC
COM
873868103
1425
130000
SH
SOLE
0
130000
0
SEABRIDGE GOLD INC
CALL
8VX9964Z6
233
425
SH
Call
SOLE
0
425
0
IAMGOLD CORP
CALL
8Y4995AB0
50
270
SH
Call
SOLE
0
270
0
YAMANA GOLD INC
COM
98462Y100
215
60000
SH
SOLE
0
60000
0
ELDORADO GOLD CORP NEW
CALL
99G993BY5
826
1800
SH
Call
SOLE
0
1800
0
BARRICK GOLD CORP
CALL
9Y3994GE1
712
650
SH
Call
SOLE
0
650
0
ABRAXAS PETE CORP
COM
003830106
32
10000
SH
SOLE
0
0
10000
AGNICO EAGLE MINES LTD
COM
008474108
61
2179
SH
SOLE
0
0
2179
ALAMOS GOLD INC
CALL
011527908
950
7263
SH
Call
SOLE
0
0
7263
ALPS ETF TR
ALERIAN MLP
00162Q866
12
700
SH
SOLE
0
0
700
ALPS ETF TR
ALERIAN MLP
00162Q866
23
1400
SH
SOLE
0
0
1400
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
5
100
SH
SOLE
0
0
100
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
7
200
SH
SOLE
0
0
200
ANGLOGOLD ASHANTI LTD
CALL
035128906
650
2645
SH
Call
SOLE
0
0
2645
AT&T INC
COM
00206R102
98
3000
SH
SOLE
0
3000
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
4
500
SH
SOLE
0
0
500
BAYTEX ENERGY CORP
COM
07317Q105
5
300
SH
SOLE
0
0
300
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
58
1000
SH
SOLE
0
0
1000
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
5
992
SH
SOLE
0
0
992
CRESCENT PT ENERGY CORP
COM
22576C101
33
1500
SH
SOLE
0
0
1500
DENISON MINES CORP
COM
248356107
35
45000
SH
SOLE
0
0
45000
DORCHESTER MINERALS LP
COM UNIT
25820R105
2
100
SH
SOLE
0
0
100
ELDORADO GOLD CORP NEW
CALL
284902903
438
4759
SH
Call
SOLE
0
0
4759
ENCANA CORP
COM
292505104
6
500
SH
SOLE
0
0
500
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
63
1000
SH
SOLE
0
0
1000
ENERPLUS CORP
COM
292766102
46
4500
SH
SOLE
0
0
4500
ETFS PLATINUM TR
SH BEN INT
26922V101
22
200
SH
SOLE
0
0
200
EV ENERGY PARTNERS LP
COM UNITS
26926V107
3
200
SH
SOLE
0
0
200
EXCO RESOURCES INC
COM
269279402
2
1000
SH
SOLE
0
0
1000
FIRST TR ISE GLB WIND ENRG E
COM SHS
33736G106
19
1800
SH
SOLE
0
0
1800
FIRST TR ISE GLB WIND ENRG E
COM SHS
33736G106
38
3600
SH
SOLE
0
0
3600
FIRST TR ISE REVERE NAT GAS
COM
33734J102
16
1500
SH
SOLE
0
0
1500
FIRST TR ISE REVERE NAT GAS
COM
33734J102
31
2900
SH
SOLE
0
0
2900
FRANCO NEVADA CORP
COM
351858105
194
4000
SH
SOLE
0
0
4000
GLOBAL X FDS
COPPER MNR ETF
37950E861
19
3000
SH
SOLE
0
0
3000
GLOBAL X FDS
COPPER MNR ETF
37950E861
37
5800
SH
SOLE
0
0
5800
GLOBAL X FDS
GBLX URANIUM NEW
37950E275
39
3800
SH
SOLE
0
0
3800
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383Q739
9
200
SH
SOLE
0
0
200
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383Q739
9
200
SH
SOLE
0
0
200
CLAYMORE EXCHANGE TRD FD TR
GUGG TIMBER ETF
18383Q879
19
800
SH
SOLE
0
0
800
CLAYMORE EXCHANGE TRD FD TR
GUGG TIMBER ETF
18383Q879
35
1500
SH
SOLE
0
0
1500
HENNESSY ADVISORS INC
COM
425885100
831
41025
SH
SOLE
0
41025
0
HRG GROUP INC
COM
40434J100
61
4900
SH
SOLE
0
0
4900
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
4
600
SH
SOLE
0
0
600
INTEROIL CORP
COM
460951106
121
2626
SH
SOLE
0
0
2626
ISHARES SILVER TRUST
ISHARES
46428Q109
21
1300
SH
SOLE
0
0
1300
ISHARES SILVER TRUST
ISHARES
46428Q109
41
2600
SH
SOLE
0
0
2600
ISHARES TR
U.S. ENERGY ETF
464287796
20
450
SH
SOLE
0
0
450
ISHARES TR
U.S. ENERGY ETF
464287796
39
900
SH
SOLE
0
0
900
LEGACY RESVS LP
UNIT LP INT
524707304
3
300
SH
SOLE
0
0
300
LINN ENERGY LLC
UNIT LTD LIAB
536020100
9
800
SH
SOLE
0
0
800
LINNCO LLC
COMSHS LTD INT
535782106
9
900
SH
SOLE
0
0
900
LRR ENERGY LP
COM
50214A104
2
300
SH
SOLE
0
0
300
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
36
1600
SH
SOLE
0
0
1600
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
5
300
SH
SOLE
0
0
300
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
1
200
SH
SOLE
0
0
200
MV OIL TR
TR UNITS
553859109
6
400
SH
SOLE
0
0
400
NOBLE CORP PLC
SHS USD
G65431101
4
300
SH
SOLE
0
0
300
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
50
5500
SH
SOLE
0
5500
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
51
5375
SH
SOLE
0
5375
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
3
900
SH
SOLE
0
0
900
PAN AMERICAN SILVER CORP
CALL
697900908
16
85
SH
Call
SOLE
0
0
85
PATTERN ENERGY GROUP INC
CL A
70338P100
113
4000
SH
SOLE
0
0
4000
PENGROWTH ENERGY CORP
COM
70706P104
7
2400
SH
SOLE
0
0
2400
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
4
500
SH
SOLE
0
0
500
PIONEER FLOATING RATE TR
COM
72369J102
93
8000
SH
SOLE
0
8000
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
20
900
SH
SOLE
0
0
900
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
40
1800
SH
SOLE
0
0
1800
POWERSHS DB MULTI SECT COMM
DB BASE METALS
73936B705
18
1300
SH
SOLE
0
0
1300
POWERSHS DB MULTI SECT COMM
DB BASE METALS
73936B705
36
2600
SH
SOLE
0
0
2600
POWERSHS DB US DOLLAR INDEX
DOLL INDX BEAR
73936D206
28
1300
SH
SOLE
0
0
1300
POWERSHS DB US DOLLAR INDEX
DOLL INDX BEAR
73936D206
43
2000
SH
SOLE
0
0
2000
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
19
3500
SH
SOLE
0
0
3500
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
39
7000
SH
SOLE
0
0
7000
PROSHARES TR
BASIC MAT NEW
74347X138
20
700
SH
SOLE
0
0
700
PROSHARES TR
BASIC MAT NEW
74347X138
39
1400
SH
SOLE
0
0
1400
ROYAL GOLD INC
COM
780287108
19
300
SH
SOLE
0
0
300
ROYAL GOLD INC
COM
780287108
221
3500
SH
SOLE
0
0
3500
ROYAL GOLD INC
COM
780287108
38
600
SH
SOLE
0
0
600
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
72
6000
SH
SOLE
0
0
6000
SANDRIDGE MISSISSIPPIAN TR I
SH BEN INT
80007V106
13
3000
SH
SOLE
0
0
3000
SANDRIDGE PERMIAN TR
COM UNIT BEN INT
80007A102
10
1400
SH
SOLE
0
0
1400
SILVER WHEATON CORP
COM
828336107
19
1000
SH
SOLE
0
0
1000
SILVER WHEATON CORP
COM
828336107
30
1569
SH
SOLE
0
0
1569
SILVER WHEATON CORP
COM
828336107
38
2000
SH
SOLE
0
0
2000
SOLITARIO EXPL & RTY CORP
COM
8342EP107
15
20000
SH
SOLE
0
0
20000
SPDR GOLD TRUST
GOLD SHS
78463V107
19
170
SH
SOLE
0
0
170
SPDR GOLD TRUST
GOLD SHS
78463V107
40
350
SH
SOLE
0
0
350
TAHOE RES INC
COM
873868103
27
2500
SH
SOLE
0
0
2500
TALISMAN ENERGY INC
COM
87425E103
7
900
SH
SOLE
0
0
900
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
19
800
SH
SOLE
0
0
800
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
36
1500
SH
SOLE
0
0
1500
TIFFANY & CO NEW
CALL
886547908
170
564
SH
Call
SOLE
0
0
564
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
43
8233
SH
SOLE
0
0
8233
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
8
1539
SH
SOLE
0
0
1539
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
22
4215
SH
SOLE
0
0
4215
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
7
1251
SH
SOLE
0
0
1251
TURQUOISE HILL RES LTD
COM
900435108
62
20000
SH
SOLE
0
0
20000
TURQUOISE HILL RES LTD
COM
900435108
93
30000
SH
SOLE
0
0
30000
URANIUM ENERGY CORP
COM
916896103
82
54500
SH
SOLE
0
0
54500
VANGUARD NAT RES LLC
COM UNIT
92205F106
83
5950
SH
SOLE
0
0
5950
VERMILION ENERGY INC
COM
923725105
4
100
SH
SOLE
0
0
100
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
73
4372
SH
SOLE
0
4372
0
VOC ENERGY TR
TR UNIT
91829B103
3
500
SH
SOLE
0
0
500
W & T OFFSHORE INC
COM
92922P106
1
200
SH
SOLE
0
0
200
YAMANA GOLD INC
CALL
98462Y900
1
18
SH
Call
SOLE
0
0
18