13F-HR 1 form13f6-01.txt PERIOD ENDED JUNE 30, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment: [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /S/ Susan B. McGee ------------------ San Antonio, TX May 7, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 319 Form 13F Information Table Value Total: $195,342 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Leeb Capital Management, Inc. 3 Unknown Regent Europe Asset Management (UK) Ltd.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ ---------- --------- -------- ------------------------ -------- -------- ------------------------ SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ---- 99 CENTS ONLY STORES CMN STK 65440K106 899 30,000 SH Defined 1 30,000 ABERCROMBIE & FITCH CO CL A CMN STK 002896207 2,670 60,000 SH Defined 1 60,000 ACE LTD CMN STK G0070K103 782 20,000 SH Defined 2 20,000 AES CORP CMN STK 00130H105 112 2,600 SH Sole 2,600 ALCAN INC CMN STK 013716105 210 5,000 SH Sole 5,000 ALCAN INC CMN STK 013716105 25 600 SH Sole 600 ALCOA INC CMN STK 013817101 433 10,992 SH Sole 10,992 ALCOA INC CMN STK 013817101 79 2,000 SH Sole 2,000 ALCOA INC CMN STK 013817101 39 1,000 SH Sole 1,000 ALLIANT TECHSYSTEMS INC CMN STK 018804104 4,945 55,000 SH Defined 1 55,000 ALLSTATE CORP CMN STK 020002101 22 500 SH Sole 500 AMERICAN ELECTRIC POWER CMN STK 025537101 42 900 SH Sole 900 AMERICAN GENERAL CORP CMN STK 026351106 102 2,200 SH Sole 2,200 AMERICAN HOME PRODUCTS CMN STK 026609107 316 5,400 SH Sole 5,400 AMERICAN INTERNATIONAL GROUP CMN STK 026874107 989 11,500 SH Sole 11,500 AMERICAN ITALIAN PASTA CO CL A CMN STK 027070101 928 20,000 SH Defined 1 20,000 AMERISOURCE HEALTH CORP CMN STK 03071P102 4,424 80,000 SH Defined 1 80,000 AMGEN INC CMN STK 031162100 364 6,000 SH Sole 6,000 AMGEN INC CMN STK 031162100 3,641 60,000 SH Defined 1 60,000 AMPHENOL CORP CL A CMN STK 032095101 360 9,000 SH Defined 2 9,000 ANADARKO PETE CORP CMN STK 032511107 270 5,000 SH Sole 5,000 ANDERSON EXPLORATION LTD /CAD/ CMN STK 02032421 432 21,386 SH Sole 21,386 ANGLO AMERICAN PLC ADR CMN STK 03485P102 40 2,676 SH Sole 2,676 ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 358 20,000 SH Sole 20,000 ANOORAQ RESOURCE CORP CMN STK 03071P102 184 400,000 SH Sole 400,000 AOL TIME WARNER CMN STK 00184A105 912 17,200 SH Sole 17,200 AOL TIME WARNER CMN STK 00184A105 159 3,000 SH Sole 3,000 AOL TIME WARNER CMN STK 00184A105 795 15,000 SH Defined 2 15,000 APACHE CORP CMN STK 037411105 127 2,500 SH Sole 2,500 APACHE CORP CMN STK 037411105 122 2,400 SH Sole 2,400 APACHE CORP CMN STK 037411105 102 2,000 SH Sole 2,000 APEX SILVER MINES LTD CMN STK G04074103 740 65,000 SH Defined 2 65,000 APPLIED MATERIALS INC CMN STK 038222105 196 4,000 SH Sole 4,000 APTARGROUP INC CMN STK 038336103 324 10,000 SH Defined 1 10,000 ARCHER DANIELS MIDLAND CMN STK 039483102 377 29,000 SH Sole 29,000 ARCHER DANIELS MIDLAND CMN STK 039483102 130 10,000 SH Sole 10,000 ARCHER DANIELS MIDLAND CMN STK 039483102 21 1,600 SH Sole 1,600 ARENA PHARMACEUTICALS INC CMN STK 040047102 457 15,000 SH Defined 2 15,000 ARROW ELECTRONICS CMN STK 042735100 437 18,000 SH Defined 2 18,000 ASHANTI GSM LTD PFD A PFD STK 0504128 122 203,932 SH Sole 203,932 ASIA GLOBAL CROSSING LTD CL A CMN STK G05330108 12 2,000 SH Sole 2,000 ASM PACIFIC TECHNOLOGY CMN STK 006002453 371 206,000 SH Sole 206,000 ASTROPOWER INC CMN STK 04644A101 521 10,000 SH Defined 2 10,000 AT & T CORP /LIBERTY MEDIA/ CL A CMN STK 001957208 209 11,948 SH Sole 11,948 ATMEL CORP CMN STK 049513104 317 23,500 SH Sole 23,500 AUTOZONE INC CMN STK 053332102 1,313 35,000 SH Defined 1 35,000 AVALONBAY COMMUNITIES INC CMN STK 053484101 94 2,000 SH Sole 2,000 BAKER HUGHES CMN STK 057224107 34 1,000 SH Sole 1,000 BANK OF AMERICA CORP CMN STK 060505104 60 1,000 SH Sole 1,000 BANK OF NEW YORK CO INC CMN STK 064057102 96 2,000 SH Sole 2,000 BANK OF NEW YORK CO INC CMN STK 064057102 86 1,800 SH Sole 1,800 BARRICK GOLD CORPORATION CMN STK 067901108 27 1,800 SH Sole 1,800 BARRICK GOLD CORPORATION CMN STK 067901108 847 55,900 SH Sole 55,900 BARRICK GOLD CORPORATION CMN STK 067901108 1,577 104,100 SH Sole 104,100 BARRICK GOLD CORPORATION CMN STK 067901959 62 4,100 SH Sole 4,100 BARRICK GOLD CORPORATION CMN STK 067901959 317 20,900 SH Sole 20,900 BAXTER INTL INC CMN STK 071813109 191 3,900 SH Sole 3,900 BELLSOUTH CORP CMN STK 079860102 370 9,200 SH Sole 9,200 BELLSOUTH CORP CMN STK 079860102 117 2,900 SH Sole 2,900 BERKSHIRE HATHAWAY INC CMN STK 084670108 694 10 SH Defined 2 10 BITTERROOT RES LTD CMN STK 091901108 16 450,000 SH Sole 450,000 BLACKROCK VENTURES INC CMN STK 091917104 70 100,000 SH Sole 100,000 BLACKROCK VENTURES INC CMN STK 091917104 279 400,000 SH Sole 400,000 BOEING CO CMN STK 097023105 250 4,500 SH Sole 4,500 BOEING CO CMN STK 097023105 72 1,300 SH Sole 1,300 BOWATER INC CMN STK 102183100 358 8,000 SH Sole 8,000 BP AMOCO PLC SPON ADR CMN STK 055622104 82 1,640 SH Sole 1,640 BRISTOL-MYERS SQUIBB CO CMN STK 110122108 136 2,600 SH Sole 2,600 CACI INTNATL INC CL A CMN STK 127190304 3,525 75,000 SH Defined 1 75,000 CALPINE CORP CMN STK 131347106 38 1,000 SH Sole 1,000 CALPINE CORP CMN STK 131347106 76 2,000 SH Sole 2,000 CALPINE CORP CMN STK 131347106 38 1,000 SH Sole 1,000 CAMBREX CORP CMN STK 132011107 2,529 50,000 SH Defined 1 50,000 CARDINAL HEALTH CMN STK 14149Y108 311 4,500 SH Sole 4,500 CARDINAL HEALTH CMN STK 14149Y108 604 8,750 SH Defined 2 8,750 CAREER EDUCATION CORP CMN STK 141665109 1,198 20,000 SH Defined 1 20,000 CHEVRON CORP CMN STK 166751107 769 8,500 SH Defined 2 8,500 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 348 13,000 SH Sole 13,000 CISCO SYSTEMS INC CMN STK 17275R102 255 14,000 SH Sole 14,000 CITIGROUP INC CMN STK 172967101 1,152 21,800 SH Sole 21,800 CITIGROUP INC CMN STK 172967101 343 6,500 SH Sole 6,500 CITIGROUP INC CMN STK 172967101 676 12,800 SH Defined 2 12,800 CLEAR CHANNEL COMMUNI- CATIONS CMN STK 184502102 188 3,000 SH Sole 3,000 CLEAR CHANNEL COMMUNI- CATIONS CMN STK 184502102 125 2,000 SH Sole 2,000 CNOOC LTD ADR CMN STK 126132109 76 4,000 SH Sole 4,000 COCA COLA CO COM CMN STK 191216100 1,800 40,000 SH Defined 1 40,000 CORNER BAY SILVER INC /CAD/ CMN STK 21922F107 211 200,000 SH Sole 200,000 CVS CORP CMN STK 126650100 166 4,300 SH Sole 4,300 CVS CORP CMN STK 126650100 19 500 SH Sole 500 DAYTON MINING CORP CMN STK 239902208 73 197,834 SH Sole 197,834 DAYTON MINING CORP CMN STK 239902208 370 1,000,000 SH Sole 1,000,00 DELL COMPUTER CORP CMN STK 247025109 131 5,000 SH Sole 5,000 DENTSPLY INTERNATIONAL CMN STK 249030107 1,109 25,000 SH Defined 1 25,000 DIAMOND FIELDS INTL LTD/ CAD/ CMN STK 252905203 204 200,000 SH Sole 200,000 DIAMONDEX RESOURCES LTD CMN STK 252781109 2 2,500 SH Sole 2,500 DIAMONDS TRUST UNIT SER 1 CMN STK 252787106 1,578 15,000 SH Defined 1 15,000 DISNEY WALT CO CMN STK 254687106 173 6,000 SH Sole 6,000 DOW CHEMICAL CO CMN STK 260543103 233 7,000 SH Sole 7,000 DOW CHEMICAL CO CMN STK 260543103 17 500 SH Sole 500 DR HORTON INC CMN STK 23331A109 908 40,000 SH Defined 1 40,000 DRS TECHNOLOGIES INC CMN STK 23330X100 1,149 50,000 SH Defined 1 50,000 DUKE EN QUIPS 7.2% 9/30/37 PFD PFD STK 264396201 50 2,000 SH Sole 2,000 DUKE ENERGY CO CMN STK 264399106 468 12,000 SH Sole 12,000 DUKE ENERGY CO CMN STK 264399106 468 12,000 SH Sole 12,000 DURBAN ROODEPOORT DEEP /ZAR/ CMN STK 6267780 156 135,800 SH Sole 135,800 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 74 64,200 SH Sole 64,200 E M C CORP MASS CMN STK 268648102 174 6,000 SH Sole 6,000 ECOLAB INC CMN STK 278865100 819 20,000 SH Defined 1 20,000 EL PASO CORPORATION CMN STK 28336L109 204 3,890 SH Sole 3,890 ELAN CORP ADR CMN STK 284131208 1,037 17,000 SH Defined 2 17,000 ELECTRONIC DATA SYS CORP CMN STK 285661104 88 1,400 SH Sole 1,400 ELECTRONIC DATA SYS CORP CMN STK 285661104 94 1,500 SH Sole 1,500 ELI LILLY & CO CMN STK 532457108 123 1,660 SH Sole 1,660 EMMIS COMM SER A CONV PFD 6.25% CNV PFD 291525202 48 1,000 SH Sole 1,000 ENGINEERED SUPPORT SYS INC CMN STK 292866100 196 5,000 SH Defined 1 5,000 ENRON CORP CMN STK 293561106 372 7,600 SH Sole 7,600 ENRON CORP CMN STK 293561106 98 2,000 SH Sole 2,000 ENRON CORP CMN STK 293561106 123 2,500 SH Sole 2,500 EOG RESOURCES CMN STK 26875P101 78 2,200 SH Sole 2,200 EOG RESOURCES CMN STK 26875P101 107 3,000 SH Sole 3,000 EQUITABLE RESOURCES INC CMN STK 294549100 2,665 80,000 SH Defined 1 80,000 EXELON CORPORATION CMN STK 30161N101 930 14,500 SH Defined 2 14,500 EXPEDITORS INTL WASH INC CMN STK 302130109 600 10,000 SH Defined 1 10,000 EXXON MOBIL CORP CMN STK 30231G102 1,747 20,000 SH Sole 20,000 EXXON MOBIL CORP CMN STK 30231G102 136 1,552 SH Sole 1,552 EXXON MOBIL CORP CMN STK 30231G102 437 5,000 SH Sole 5,000 FAIR ISAAC & CO CMN STK 303250104 1,391 22,500 SH Defined 1 22,500 FAMILY DOLLAR STORES INC CMN STK 307000109 1,794 70,000 SH Defined 1 70,000 FANNIE MAE CMN STK 313586109 1,575 18,500 SH Sole 18,500 FANNIE MAE CMN STK 313586109 145 1,700 SH Sole 1,700 FEDERATED INVESTORS INC CL B CMN STK 314211103 504 15,650 SH Sole 15,650 FIFTH THIRD BANCORP CMN STK 316773100 156 2,600 SH Sole 2,600 FIFTH THIRD BANCORP CMN STK 316773100 54 900 SH Sole 900 FIRST DATA CORP CMN STK 319963104 64 1,000 SH Sole 1,000 FIRST HEALTH GROUP CORP CMN STK 320960107 482 20,000 SH Defined 1 20,000 FLEET BOSTON FINANCIAL CORP CMN STK 339030108 23 592 SH Sole 592 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 718 65,000 SH Sole 65,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 829 75,000 SH Sole 75,000 GEMSTAR TV GUIDE INTL INC CMN STK 36866W106 136 3,100 SH Sole 3,100 GENERAL DYNAMICS CMN STK 369550108 3,891 50,000 SH Defined 1 50,000 GENERAL ELECTRIC CO CMN STK 369604103 1,394 28,600 SH Sole 28,600 GENERAL ELECTRIC CO CMN STK 369604103 156 3,200 SH Sole 3,200 GENERAL MTRS CORP CL H CMN STK 370442832 53 2,600 SH Sole 2,600 GENERAL MTRS CORP CL H CMN STK 370442832 46 2,292 SH Sole 2,292 GLAMIS GOLD LTD CMN STK 2371113 2,300 810,000 SH Sole 810,000 GLAMIS GOLD LTD CMN STK 376775102 216 76,000 SH Sole 76,000 GLOBAL CROSSING LTD CMN STK G3921A100 35 4,000 SH Sole 4,000 GLOBAL CROSSING LTD CONV PFD CNV PFD G3921A134 46 400 SH Sole 400 GOLD FIELDS LIMITED CMN STK 6280215 1,365 300,000 SH Sole 300,000 GOLDCORP IN CL A SUB VTG CMN STK 2676636 1,921 180,000 SH Sole 180,000 GOLDCORP IN CL A SUB VTG CMN STK 2676636 3,736 350,000 SH Sole 350,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 494 100,000 SH Sole 100,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 741 150,000 SH Sole 150,000 HALLIBURTON CO CMN STK 406216101 71 2,000 SH Sole 2,000 HALLIBURTON CO CMN STK 406216101 36 1,000 SH Sole 1,000 HANOVER COMPRESSOR HOLDINGS CO CMN STK 410768105 662 20,000 SH Defined 1 20,000 HARRAHS ENTERTAINMENT INC CMN STK 413619107 2,824 80,000 SH Defined 1 80,000 HCA INC CMN STK 404119109 113 2,500 SH Sole 2,500 HCA INC CMN STK 404119109 45 1,000 SH Sole 1,000 HOME DEPOT INC CMN STK 437076102 466 10,000 SH Sole 10,000 HOMESTAKE MINING CMN STK 437614100 465 60,000 SH Sole 60,000 HOMESTAKE MINING CMN STK 437614100 465 60,000 SH Sole 60,000 HONEYWELL INTERNATIONAL INC CMN STK 438516106 35 1,000 SH Sole 1,000 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 380 5,700 SH Sole 5,700 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 133 2,000 SH Sole 2,000 HUANENG POWER INTL ADR CMN STK 443304100 603 25,000 SH Sole 25,000 IMPALA PLATINUM HLDGS ADR CMN STK 452553209 501 10,000 SH Sole 10,000 IMPALA PLATINUM HLDINGS LTD CMN STK 6457804 1,504 30,000 SH Sole 30,000 IMPALA PLATINUM HLDINGS LTD CMN STK 6457804 251 5,000 SH Sole 5,000 INCO LTD CMN STK 453258402 69 4,000 SH Sole 4,000 INTEL CORP CMN STK 458140100 326 11,160 SH Sole 11,160 INTEL CORP CMN STK 458140100 380 13,000 SH Defined 2 13,000 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 514 4,550 SH Sole 4,550 INTERNATIONAL GAME TECHNOLOGY CMN STK 459902102 3,451 55,000 SH Defined 1 55,000 INVESTMENT TECHNOLOGY GROUP CMN STK 46145F105 1,006 20,000 SH Defined 1 20,000 ISHARES MSCI MALAYSIA/ FREE/ MTL FND 464286830 159 37,000 SH Sole 37,000 IVAX CORP CMN STK 465823102 1,950 50,000 SH Defined 1 50,000 JOHNSON & JOHNSON CMN STK 478160104 1,000 20,000 SH Sole 20,000 JOHNSON & JOHNSON CMN STK 478160104 100 2,000 SH Sole 2,000 JOHNSON ELECTRIC HLDGS CMN STK 6281939 23 16,596 SH Sole 16,596 JP MORGAN CHASE CMN STK 46625H100 677 15,170 SH Defined 2 15,170 KEY ENERGY SVCS INC CMN STK 492914106 434 40,000 SH Sole 40,000 KEY ENERGY SVCS INC CMN STK 492914106 271 25,000 SH Sole 25,000 KEY ENERGY SVCS INC CMN STK 492914106 759 70,000 SH Defined 1 70,000 KING PHARMACEUTICALS INC CMN STK 495582108 3,494 65,000 SH Defined 1 65,000 KROGER CO CMN STK 501044101 75 3,000 SH Sole 3,000 LEHMAN BROTHERS HLDGS INC CMN STK 524908100 156 2,000 SH Sole 2,000 LENNAR CORP CMN STK 526057104 834 20,000 SH Defined 1 20,000 LEXMARK INTL INC CMN STK 529771107 4,035 60,000 SH Defined 1 60,000 LONE STAR TECHNOLOGIES INC CMN STK 542312103 1,448 40,000 SH Defined 1 40,000 MACROVISION CORP CMN STK 555904101 685 10,000 SH Defined 1 10,000 MAGYAR TAVKOZLESI RT SPON ADR CMN STK 559776109 151 10,114 SH Defined 3 10,114 MARSH & MCLENNAN COS INC CMN STK 571748102 61 600 SH Sole 600 MAXIMUS INC CMN STK 577933104 2,005 50,000 SH Defined 1 50,000 MEDTRONIC INC CMN STK 585055106 327 7,100 SH Sole 7,100 MEDTRONIC INC CMN STK 585055106 138 3,000 SH Sole 3,000 MELLON FINANCIAL CORP CMN STK 58551A108 55 1,200 SH Sole 1,200 MENTOR CORP /MINN/ CMN STK 587188103 285 10,000 SH Defined 1 10,000 MENTOR GRAPHICS CORP CMN STK 587200106 525 30,000 SH Defined 1 30,000 MERCK & CO. CMN STK 589331107 383 6,000 SH Sole 6,000 MERCK & CO. CMN STK 589331107 64 1,000 SH Sole 1,000 MERIDIAN GOLD INC CMN STK 589975952 117 15,000 SH Sole 15,000 MERIDIAN GOLD INC CMN STK 589975952 1,213 155,000 SH Sole 155,000 MERRILL LYNCH & CO CMN STK 590188108 142 2,400 SH Sole 2,400 MERRILL LYNCH & CO CMN STK 590188108 107 1,800 SH Sole 1,800 METHANEX CORP CMN STK 2654416 55 10,000 SH Sole 10,000 MICROSOFT CORP CMN STK 594918104 876 12,000 SH Sole 12,000 MINAS BUENAVENTURA SP ADR B CMN STK 204448104 553 30,000 SH Sole 30,000 MINAS BUENAVENTURA SP ADR B CMN STK 204448104 922 50,000 SH Sole 50,000 MOBILE MINI INC CMN STK 60740F105 330 10,000 SH Defined 1 10,000 NABORS IND CMN STK 629568106 744 20,000 SH Defined 2 20,000 NASDAQ 100 SHARES CMN STK 631100104 459 10,000 SH Sole 10,000 NASDAQ 100 SHARES CMN STK 631100104 4,593 100,000 SH Defined 1 100,000 NETEGRITY INC CMN STK 64110P107 300 10,000 SH Defined 1 10,000 NEXTEL COMMUNICATIONS INC CL A CMN STK 65332V103 18 1,000 SH Sole 1,000 NOBLE AFFILIATES INC. CMN STK 654894104 124 3,500 SH Sole 3,500 NOBLE DRILLING CORP CMN STK 655042109 66 2,000 SH Sole 2,000 NOBLE DRILLING CORP CMN STK 655042109 655 20,000 SH Defined 2 20,000 NOKIA ADR /REP 1 A SHR/ CMN STK 654902204 110 5,000 SH Sole 5,000 NORCAL RESOURCES LTD CMN STK .5549E+104 22 670,000 SH Sole 670,000 NORTH AMERICAN PALLADIUM LTD CMN STK 656912102 304 38,500 SH Defined 2 38,500 NOVELLUS SYSTEMS INC CMN STK 670008101 2,272 40,000 SH Defined 1 40,000 NRG ENERGY INC CMN STK 629377102 386 17,500 SH Defined 2 17,500 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 106 4,000 SH Sole 4,000 OFFSHORE LOGISTICS INC CMN STK 676255102 570 30,000 SH Defined 1 30,000 ORACLE SYSTEMS CORP CMN STK 68389X105 442 23,272 SH Sole 23,272 O'REILLY AUTOMOTIVE INC CMN STK 686091109 574 20,000 SH Defined 1 20,000 OUT BACK STEAK HOUSE CMN STK 689899102 1,152 40,000 SH Defined 1 40,000 OWENS & MINOR INC HLDG CO CMN STK 690732102 1,330 70,000 SH Defined 1 70,000 PEABODY ENERGY CMN STK 704549104 262 8,000 SH Sole 8,000 PERKINELMER INC CMN STK 714046109 592 21,500 SH Defined 2 21,500 PERRIGO CO CMN STK 714290103 83 5,000 SH Defined 1 5,000 PFIZER INC CMN STK 717081103 792 19,775 SH Sole 19,775 PFIZER INC CMN STK 717081103 80 2,000 SH Sole 2,000 PFIZER INC CMN STK 717081103 761 19,000 SH Defined 2 19,000 PHARMACEUTICAL PROD DEV INC CMN STK 717124101 2,136 70,000 SH Defined 1 70,000 PHARMACIA CORPORATION CMN STK 71713U102 233 5,070 SH Sole 5,070 PHARMACIA CORPORATION CMN STK 71713U102 689 15,000 SH Defined 2 15,000 PHILIP MORRIS COS INC CMN STK 718154107 51 1,000 SH Sole 1,000 PHILLIPS PETROLEUM CO CMN STK 718507106 228 4,000 SH Sole 4,000 PLACER DOME INC CMN STK 2691714 646 65,900 SH Sole 65,900 PLACER DOME INC CMN STK 725906101 971 99,100 SH Sole 99,100 PLACER DOME INC CMN STK 725906101 2,940 300,000 SH Sole 300,000 PLATINOVA RES LTD SPL SH /CAD/ CMN STK 72764H206 4 36,700 SH Sole 36,700 PNC FINANCIAL SERVICES CMN STK 693475105 46 700 SH Sole 700 PRECISION DRILLING CORP CMN STK 74022D100 100 3,200 SH Sole 3,200 PRECISION DRILLING CORP CMN STK 74022D100 119 3,800 SH Sole 3,800 PUBLIC STORAGE INC PFD 8.875% PFD STK 74460D885 63 2,500 SH Sole 2,500 QUEST DIAGNOTICS INC CMN STK 74834L100 898 12,000 SH Defined 2 12,000 QUEST DIAGNOTICS INC CMN STK 74834L100 4,491 60,000 SH Defined 1 60,000 QUIKSILVER INC CMN STK 74838C106 375 15,000 SH Defined 1 15,000 QWEST COMMUNICATIONS INTL CMN STK 749121109 118 3,697 SH Sole 3,697 QWEST COMMUNICATIONS INTL CMN STK 749121109 66 2,075 SH Sole 2,075 RAYOVAC CORP CMN STK 755081106 426 20,000 SH Defined 1 20,000 REGIS CORP CMN STK 758932107 420 20,000 SH Defined 1 20,000 RELIANT ENERGY INC CMN STK 75952J108 32 1,000 SH Sole 1,000 RESMED INC CMN STK 761152107 2,528 50,000 SH Defined 1 50,000 RYLAND GROUP INC CMN STK 783764103 506 10,000 SH Defined 1 10,000 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 68 550 SH Sole 550 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 3,700 30,000 SH Defined 1 30,000 SAFEWAY INC CMN STK 786514208 173 3,600 SH Sole 3,600 SANMINA CORP CMN STK 800907107 375 16,000 SH Sole 16,000 SBC COMMUNICATIONS INC CMN STK 78387G103 240 6,000 SH Sole 6,000 SBS TECHNOLOGIES INC CMN STK 78387P103 284 15,000 SH Defined 1 15,000 SECTOR SPDR TR SHS BEN INT TCH MTL FND 81369Y803 423 15,000 SH Sole 15,000 SIEBEL SYS INC CMN STK 826170102 122 2,600 SH Sole 2,600 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 51 3,000 SH Sole 3,000 SOLECTRON CORP CMN STK 834182107 458 25,000 SH Defined 2 25,000 SOUTHERN CO CMN STK 842587107 23 1,000 SH Sole 1,000 SPIEKER PROPERTIES INC CMN STK 848497103 120 2,000 SH Sole 2,000 SPRINT CORP PCS GROUP CMN STK 852061506 24 1,000 SH Sole 1,000 ST PAUL COMPANIES INC CMN STK 792860108 760 15,000 SH Defined 2 15,000 STANDARD PAC CORP CMN STK 85375C101 926 40,000 SH Defined 1 40,000 STARBUCKS CORP CMN STK 855244109 168 7,300 SH Sole 7,300 STARWOOD HOTELS & RESORTS WORLD CMN STK 85590A203 149 4,000 SH Sole 4,000 STEWART & STEVENSON SVCS INC CMN STK 860342104 660 20,000 SH Defined 1 20,000 STILLWATER MINING COMPANY CMN STK 86074Q102 739 25,250 SH Sole 25,250 STILLWATER MINING COMPANY CMN STK 86074Q102 1,192 40,750 SH Sole 40,750 STRAYER EDUCATION INC CMN STK 863236105 975 20,000 SH Defined 1 20,000 SUNTRUST BK INC CMN STK 867914103 65 1,000 SH Sole 1,000 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 109 7,168 SH Sole 7,168 TARO PHARMACEUTICALS INDS LTD CMN STK M8737E108 876 10,000 SH Defined 1 10,000 TECHNE CORP CMN STK 878377100 650 20,000 SH Defined 1 20,000 TELEKOMUNIKACJA POLSKA S A GDR CMN STK 87943D207 153 34,167 SH Defined 3 34,167 TENET HEALTHCARE CORP CMN STK 88033G100 1,548 30,000 SH Defined 1 30,000 TIFFANY & CO CMN STK 886547108 543 15,000 SH Defined 2 15,000 TMP WORLDWIDE INC CMN STK 872941109 1,182 20,000 SH Defined 1 20,000 TRANSCANADA PIPELINES LTD CMN STK 893526103 62 5,000 SH Sole 5,000 TRANSCANADA PIPELINES LTD CMN STK 893526954 62 5,000 SH Sole 5,000 TRC COMPANIES INC CMN STK 872625108 2,009 50,000 SH Defined 1 50,000 TXU CORPORATION CMN STK 873168108 24 500 SH Sole 500 TYCO INTL LTD CMN STK 902124106 937 17,200 SH Sole 17,200 TYCO INTL LTD CMN STK 902124106 87 1,600 SH Sole 1,600 TYCO INTL LTD CMN STK 902124106 877 16,100 SH Defined 2 16,100 U.S. PHYSICAL THERAPY INC CMN STK 90337L108 240 15,000 SH Defined 1 15,000 UNITED TECHNOLOGIES CORP CMN STK 913017109 161 2,200 SH Sole 2,200 UNITED TECHNOLOGIES CORP CMN STK 913017109 44 600 SH Sole 600 UNIVERSAL ELECTRONICS INC CMN STK 913483103 1,440 80,000 SH Defined 1 80,000 UNOCAL CORP CMN STK 915289102 68 2,000 SH Sole 2,000 UST INC CMN STK 902911106 577 20,000 SH Defined 1 20,000 UTILICORP UNITED INC CMN STK 918005109 31 1,000 SH Sole 1,000 VERIZON COMMUNICATIONS CMN STK 92343V104 257 4,800 SH Sole 4,800 VERIZON COMMUNICATIONS CMN STK 92343V104 161 3,000 SH Sole 3,000 VIACOM INC CL B CMN STK 925524308 569 11,000 SH Sole 11,000 VIACOM INC CL B CMN STK 925524308 114 2,200 SH Sole 2,200 WAL MART STORES INC CMN STK 931142103 976 20,000 SH Sole 20,000 WAL MART STORES INC CMN STK 931142103 63 1,300 SH Sole 1,300 WASHINGTON MUTUAL INC CMN STK 939322103 130 3,450 SH Sole 3,450 WASHINGTON MUTUAL INC CMN STK 939322103 64 1,700 SH Sole 1,700 WEATHERFORD INTER- NATIONAL CMN STK 947074100 168 3,500 SH Sole 3,500 WELLS FARGO & COMPANY CMN STK 949746101 70 1,500 SH Sole 1,500 WEYERHAEUSER CO CMN STK 962166104 198 3,600 SH Sole 3,600 WHOLE FOODS MARKET INC CMN STK 966837106 1,084 40,000 SH Defined 1 40,000 WILMINGTON TRUST CORP CMN STK 971807102 63 1,000 SH Sole 1,000 WORLDCOM INC GA MCI CMN STK 98157D304 3 160 SH Sole 160 WORLDCOM INC WORLD- COM GROUP CMN STK 98157D106 82 5,500 SH Sole 5,500 WORLDCOM INC WORLDCOM GROUP CMN STK 98157D106 60 4,000 SH Sole 4,000 WRIGLEY /WILLIAM/ JR CO CMN STK 982526105 1,874 40,000 SH Defined 1 40,000 YOKOS CORP SPONSORED ADR CMN STK 98849W108 223 3,817 SH Defined 3 3,817