13F-HR 1 form13fhr.txt PERIOD ENDED 3/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment: [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /S/ Susan B. McGee ------------------ San Antonio, TX May 7, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 283 Form 13F Information Table Value Total: $102,102 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Leeb Capital Management, Inc. 3 Unknown Regent Europe Asset Management (UK) Ltd.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ ---------- --------- -------- ------------------------ -------- -------- ------------------------ SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ---- ACE LTD CMN STK G0070K103 735 20,000 SH Defined 2 20,000 ADVANTAGE LEARNING SYSTEMS INC CMN STK 00757K100 144 5,000 SH Defined 1 5,000 AES CORP CMN STK 00130H105 130 2,600 SH Sole 2,600 AES CORP CMN STK 00130H105 245 4,900 SH Sole 4,900 AES CORP CMN STK 00130H105 75 1,500 SH Sole 1,500 ALCOA INC CMN STK 013817101 395 10,992 SH Sole 10,992 ALCOA INC CMN STK 013817101 36 1,000 SH Sole 1,000 ALL AMERICAN SEMI- CONDUCTOR INC CMN STK 016557407 74 10,000 SH Defined 1 10,000 ALLIANT TECHSYSTEMS INC CMN STK 018804104 1,771 20,000 SH Defined 1 20,000 ALLSTATE CORP CMN STK 020002101 21 500 SH Sole 500 ALZA CORP CMN STK 022615108 405 10,000 SH Defined 1 10,000 AMERICAN GENERAL CORP CMN STK 026351106 84 2,200 SH Sole 2,200 AMERICAN HOME PRODUCTS CMN STK 026609107 317 5,400 SH Sole 5,400 AMERICAN INTERNATIONAL GROUP CMN STK 026874107 926 11,500 SH Sole 11,500 AMERICAN ITALIAN PASTA CO CL A CMN STK 027070101 320 10,000 SH Defined 1 10,000 AMGEN INC CMN STK 031162100 361 6,000 SH Sole 6,000 ANADARKO PETE CORP CMN STK 032511107 188 3,000 SH Sole 3,000 ANADARKO PETE CORP CMN STK 032511107 126 2,000 SH Sole 2,000 ANDERSON EXPLORATION LTD /CAD/ CMN STK 033901109 348 15,386 SH Sole 15,386 ANOORAQ RESOURCE CORP CMN STK 3.633E+111 178 400,000 SH Sole 400,000 APACHE CORP CMN STK 037411105 288 5,000 SH Sole 5,000 APACHE CORP CMN STK 037411105 357 6,200 SH Sole 6,200 APACHE CORP CMN STK 037411105 144 2,500 SH Sole 2,500 APEX SILVER MINES LTD CMN STK G04074103 510 65,000 SH Defined 2 65,000 APPLIED MATERIALS INC CMN STK 038222105 174 4,000 SH Sole 4,000 ASHANTI GSM LTD PFD A PFD STK 504128 251 203,932 SH Sole 203,932 ASTROPOWER INC CMN STK 04644A101 300 10,000 SH Defined 2 10,000 AT & T CORP /LIBERTY MEDIA/ CL A CMN STK 001957208 69 4,948 SH Sole 4,948 AT&T CORP CMN STK 001957109 160 7,500 SH Sole 7,500 ATMEL CORP CMN STK 049513104 353 36,000 SH Sole 36,000 AVALONBAY COMMUNITIES INC CMN STK 053484101 92 2,000 SH Sole 2,000 AVX CORPORATION CMN STK 002444107 173 10,000 SH Defined 1 10,000 BAKER HUGHES CMN STK 057224107 36 1,000 SH Sole 1,000 BANK OF NEW YORK CO INC CMN STK 064057102 98 2,000 SH Sole 2,000 BANK OF NEW YORK CO INC CMN STK 064057102 89 1,800 SH Sole 1,800 BARRICK GOLD CORPORATION CMN STK 067901108 26 1,800 SH Sole 1,800 BARRICK GOLD CORPORATION CMN STK 067901108 727 50,900 SH Sole 50,900 BARRICK GOLD CORPORATION CMN STK 067901108 1,630 114,100 SH Sole 114,100 BARRICK GOLD CORPORATION CMN STK 067901959 416 29,100 SH Sole 29,100 BARRICK GOLD CORPORATION CMN STK 067901959 299 20,900 SH Sole 20,900 BELLSOUTH CORP CMN STK 079860102 376 9,200 SH Sole 9,200 BELLSOUTH CORP CMN STK 079860102 119 2,900 SH Sole 2,900 BERKSHIRE HATHAWAY INC CMN STK 084670108 655 10 SH Defined 2 10 BIOGEN INC CMN STK 090597105 127 2,000 SH Sole 2,000 BJ SERVICES CO CMN STK 055482103 712 10,000 SH Defined 1 10,000 BOWATER INC CMN STK 102183100 237 5,000 SH Sole 5,000 BP AMOCO PLC SPON ADR CMN STK 055622104 81 1,640 SH Sole 1,640 BRISTOL-MYERS SQUIBB CO CMN STK 110122108 267 4,500 SH Sole 4,500 BROWN SHOE COMPANY INC CMN STK 115736100 566 30,000 SH Defined 1 30,000 CALPINE CORP CMN STK 131347106 165 3,000 SH Sole 3,000 CALPINE CORP CMN STK 131347106 330 6,000 SH Sole 6,000 CALPINE CORP CMN STK 131347106 551 10,000 SH Defined 1 10,000 CARDINAL HEALTH CMN STK 14149Y108 822 8,500 SH Defined 2 8,500 CENTEX CORP CMN STK 152312104 83 2,000 SH Sole 2,000 CHEVRON CORP CMN STK 166751107 746 8,500 SH Defined 2 8,500 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 286 13,000 SH Sole 13,000 CIGNA CORP. CMN STK 125509109 54 500 SH Sole 500 CISCO SYSTEMS INC CMN STK 17275R102 221 14,000 SH Sole 14,000 CITIGROUP INC CMN STK 172967101 981 21,800 SH Sole 21,800 CITIGROUP INC CMN STK 172967101 180 4,000 SH Sole 4,000 CLEAR CHANNEL COMMUNI- CATIONS CMN STK 184502102 163 3,000 SH Sole 3,000 CLEAR CHANNEL COMMUNI- CATIONS CMN STK 184502102 109 2,000 SH Sole 2,000 COHERENT INC CMN STK 192479103 178 5,000 SH Defined 1 5,000 CONOCO INC CL B WI CMN STK 208251405 161 5,700 SH Sole 5,700 CORNING INCORPORATED CMN STK 219350105 186 9,000 SH Sole 9,000 CRESCENT REAL ESTATE EQUITIES CMN STK 225756105 404 17,800 SH Defined 2 17,800 CVS CORP CMN STK 126650100 585 10,000 SH Sole 10,000 CVS CORP CMN STK 126650100 29 500 SH Sole 500 DAYTON MINING CORP CMN STK 239902208 133 416,034 SH Sole 416,034 DAYTON MINING CORP CMN STK 239902208 390 1,220,000 SH Sole 1,220,000 DAYTON MINING CORPORATION CMN STK 239902950 13 41,800 SH Sole 41,800 DAYTON MINING CORPORATION CMN STK 239902950 16 50,000 SH Sole 50,000 DIA MET MINERALS LTD CL B/CAD/ CMN STK 25243K307 594 45,000 SH Sole 45,000 DIA MET MINERALS LTD CL B/CAD/ CMN STK 25243K307 409 31,000 SH Sole 31,000 DIAMOND FIELDS INTL LTD /CAD/ CMN STK 252905203 98 200,000 SH Sole 200,000 DIAMONDEX RESOURCES LTD CMN STK 252781109 3 2,500 SH Sole 2,500 DISNEY WALT CO CMN STK 254687106 172 6,000 SH Sole 6,000 DOW CHEMICAL CO CMN STK 260543103 16 500 SH Sole 500 DRESS BARN INC CMN STK 261570105 469 20,000 SH Defined 1 20,000 DRS TECHNOLOGIES INC CMN STK 23330X100 315 20,000 SH Defined 1 20,000 DU PONT (EI) DE NEMOURS CMN STK 263534109 20 500 SH Sole 500 DUKE EN QUIPS 7.2% 9/30/37 PFD PFD STK 264396201 50 2,000 SH Sole 2,000 DUKE ENERGY CO CMN STK 264399106 513 12,000 SH Sole 12,000 DUKE ENERGY CO CMN STK 264399106 513 12,000 SH Sole 12,000 DUKE ENERGY CO CMN STK 264399106 598 14,000 SH Defined 2 14,000 DURBAN ROODEPOORT DEEP /ZAR/ CMN STK 6267780 123 135,800 SH Sole 135,800 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 60 66,000 SH Sole 66,000 E M C CORP MASS CMN STK 268648102 176 6,000 SH Sole 6,000 EL PASO CORPORATION CMN STK 28336L109 450 6,890 SH Sole 6,890 EL PASO CORPORATION CMN STK 28336L109 120 1,845 SH Sole 1,845 EL PASO CORPORATION CMN STK 28336L109 161 2,460 SH Sole 2,460 ELI LILLY & CO CMN STK 532457108 230 3,000 SH Sole 3,000 EMMIS COMM SER A CONV PFD 6.25% CNV PFD 291525202 35 1,000 SH Sole 1,000 ENGELHARD CORP CMN STK 292845104 1,552 60,000 SH Defined 1 60,000 ENGINEERED SUPPORT SYS INC CMN STK 292866100 194 10,000 SH Defined 1 10,000 ENRON CORP CMN STK 293561106 790 13,600 SH Sole 13,600 ENRON CORP CMN STK 293561106 378 6,500 SH Sole 6,500 ENRON CORP CMN STK 293561106 291 5,000 SH Sole 5,000 EOG RESOURCES CMN STK 26875P101 173 4,200 SH Sole 4,200 EOG RESOURCES CMN STK 26875P101 322 7,800 SH Sole 7,800 EOG RESOURCES CMN STK 26875P101 41 1,000 SH Sole 1,000 EVEREST RE GROUP LTD CMN STK G3223R108 998 15,000 SH Defined 2 15,000 EXELON CORPORATION CMN STK 30161N101 951 14,500 SH Defined 2 14,500 EXTENDED STAY AMERICA CMN STK 30224P101 450 30,000 SH Defined 1 30,000 EXXON MOBIL CORP CMN STK 30231G102 1,782 22,000 SH Sole 22,000 EXXON MOBIL CORP CMN STK 30231G102 401 4,952 SH Sole 4,952 EXXON MOBIL CORP CMN STK 30231G102 405 5,000 SH Sole 5,000 FAMILY DOLLAR STORES INC CMN STK 307000109 771 30,000 SH Defined 1 30,000 FANNIE MAE CMN STK 313586109 1,751 22,000 SH Sole 22,000 FANNIE MAE CMN STK 313586109 135 1,700 SH Sole 1,700 FANNIE MAE CMN STK 313586109 318 4,000 SH Defined 2 4,000 FEDERATED INVESTORS INC CL B CMN STK 314211103 444 15,650 SH Sole 15,650 FIFTH THIRD BANCORP CMN STK 316773100 48 900 SH Sole 900 FIRST DATA CORP CMN STK 319963104 60 1,000 SH Sole 1,000 FOREST LABS INC CL A CMN STK 345838106 1,185 20,000 SH Defined 1 20,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 196 15,000 SH Sole 15,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 196 15,000 SH Sole 15,000 FUTURE TECHNOLOGIES CMN STK 36115L109 201 66,890 SH Sole 66,890 GABRIEL RESOURCES LTD /CAD/ CMN STK 361970106 248 147,400 SH Sole 147,400 GADZOOKS INC CMN STK 362553109 550 25,000 SH Defined 1 25,000 GEMSTAR TV GUIDE INTL INC CMN STK 36866W106 89 3,100 SH Sole 3,100 GENERAL ELECTRIC CO CMN STK 369604103 1,197 28,600 SH Sole 28,600 GENERAL MTRS CORP CL H CMN STK 370442832 51 2,600 SH Sole 2,600 GENERAL MTRS CORP CL H CMN STK 370442832 45 2,292 SH Sole 2,292 GLAMIS GOLD LTD CMN STK 2371113 1,596 810,000 SH Sole 810,000 GLAMIS GOLD LTD CMN STK 376775102 150 76,000 SH Sole 76,000 GLOBAL CROSSING LTD CMN STK G3921A100 54 4,000 SH Sole 4,000 GLOBAL MARINE INC CMN STK 379352404 115 4,500 SH Sole 4,500 GLOBAL MARINE INC CMN STK 379352404 154 6,000 SH Sole 6,000 GLOBAL MARINE INC CMN STK 379352404 77 3,000 SH Sole 3,000 GOLD FIELDS LIMITED CMN STK 6280215 1,163 300,000 SH Sole 300,000 GOLDCORP IN CL A SUB VTG CMN STK 2676636 1,219 180,000 SH Sole 180,000 GOLDCORP IN CL A SUB VTG CMN STK 2676636 2,438 360,000 SH Sole 360,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 238 100,000 SH Sole 100,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 357 150,000 SH Sole 150,000 GOLDEN STAR RES LTD WTS 8/24/01 CMN STK 422583 0 500,000 SH Sole 500,000 HALLIBURTON CO CMN STK 406216101 129 3,500 SH Sole 3,500 HALLIBURTON CO CMN STK 406216101 165 4,500 SH Sole 4,500 HALLIBURTON CO CMN STK 406216101 74 2,000 SH Sole 2,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 48 10,000 SH Sole 10,000 HCA HEALTHCARE CMN STK 404119109 40 1,000 SH Sole 1,000 HELIX TECHNOLOGY CORPORA- TION CMN STK 423319102 470 20,000 SH Defined 1 20,000 HEWLETT PACKARD CO CMN STK 428236103 156 5,000 SH Sole 5,000 HOME DEPOT INC CMN STK 437076102 431 10,000 SH Sole 10,000 HOME DEPOT INC CMN STK 437076102 323 7,500 SH Defined 2 7,500 HOMESTAKE MINING CMN STK 437614100 473 90,000 SH Sole 90,000 HOMESTAKE MINING CMN STK 437614100 473 90,000 SH Sole 90,000 HONEYWELL INTERNATIONAL INC CMN STK 438516106 41 1,000 SH Sole 1,000 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 338 5,700 SH Sole 5,700 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 118 2,000 SH Sole 2,000 HUANENG POWER INTL ADR CMN STK 443304100 532 25,000 SH Sole 25,000 IDEXX LABORATORIES CMN STK 45168D104 439 20,000 SH Defined 1 20,000 IMPALA PLATINUM HLDGS ADR CMN STK 452553209 355 10,000 SH Sole 10,000 IMPALA PLATINUM HLDINGS LTD CMN STK 6457804 1,064 30,000 SH Sole 30,000 IMPALA PLATINUM HLDINGS LTD CMN STK 6457804 177 5,000 SH Sole 5,000 INCO LTD CMN STK 453258402 59 4,000 SH Sole 4,000 INTEL CORP CMN STK 458140100 294 11,160 SH Sole 11,160 INTEL CORP CMN STK 458140100 342 13,000 SH Defined 2 13,000 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 192 2,000 SH Sole 2,000 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 529 5,500 SH Defined 2 5,500 ISHARES MSCI MALAYSIA /FREE/ MTL FND 464286830 173 37,000 SH Sole 37,000 ITT EDUCATIONAL SERVICES INC CMN STK 45068B109 271 10,000 SH Defined 1 10,000 JDS UNIPHASE CORP CMN STK 46612J101 157 8,500 SH Sole 8,500 JOHNSON & JOHNSON CMN STK 478160104 875 10,000 SH Sole 10,000 JOHNSON & JOHNSON CMN STK 478160104 87 1,000 SH Sole 1,000 JOHNSON ELECTRIC HLDGS CMN STK 6281939 26 16,596 SH Sole 16,596 JP MORGAN CHASE CMN STK 46625H100 681 15,170 SH Defined 2 15,170 KEY ENERGY SVCS INC CMN STK 492914106 428 40,000 SH Sole 40,000 KEY ENERGY SVCS INC CMN STK 492914106 268 25,000 SH Sole 25,000 KROGER CO CMN STK 501044101 542 21,000 SH Sole 21,000 KROGER CO CMN STK 501044101 77 3,000 SH Sole 3,000 L 3 COMMUNICATIONS HLDG CORP CMN STK 502424104 2,369 30,000 SH Defined 1 30,000 LEHMAN BROTHERS HLDGS INC CMN STK 524908100 125 2,000 SH Sole 2,000 LENNAR CORP CMN STK 526057104 797 20,000 SH Defined 1 20,000 LIFEPOINT HOSPITALS INC W/I CMN STK 53219L109 358 10,000 SH Defined 1 10,000 LIONORE MINING INTERNA- TIONAL LTD CMN STK 535913107 378 400,000 SH Sole 400,000 MAGYAR TAVKOZLESI RT SPON ADR CMN STK 559776109 148 10,114 SH Sole 3 10,114 MARSH & MCLENNAN COS INC CMN STK 571748102 57 600 SH Sole 600 MAY DEPT. STORES CMN STK 577778103 710 20,000 SH Defined 1 20,000 MEDTRONIC INC CMN STK 585055106 137 3,000 SH Sole 3,000 MELLON FINANCIAL CORP CMN STK 58551A108 49 1,200 SH Sole 1,200 MENTOR GRAPHICS CORP CMN STK 587200106 206 10,000 SH Defined 1 10,000 MERCK & CO. CMN STK 589331107 304 4,000 SH Sole 4,000 MERCK & CO. CMN STK 589331107 76 1,000 SH Sole 1,000 MERIDIAN GOLD INC CMN STK 589975952 635 100,000 SH Sole 100,000 MERRILL LYNCH & CO CMN STK 590188108 133 2,400 SH Sole 2,400 MERRILL LYNCH & CO CMN STK 590188108 100 1,800 SH Sole 1,800 MERTIAGE CORPORATION CMN STK 59001A102 295 10,000 SH Defined 1 10,000 METHANEX CORP CMN STK 2654416 80 10,000 SH Sole 10,000 MICROSOFT CORP CMN STK 594918104 219 4,000 SH Sole 4,000 MINAS BUENAVENTURA SP ADR B CMN STK 204448104 222 15,000 SH Sole 15,000 MINAS BUENAVENTURA SP ADR B CMN STK 204448104 370 25,000 SH Sole 25,000 MOTOROLA INC CMN STK 620076109 14 1,000 SH Sole 1,000 NABORS IND CMN STK 629568106 778 15,000 SH Defined 2 15,000 NASDAQ 100 SHARES CMN STK 631100104 392 10,000 SH Sole 10,000 NEXTEL COMMUNICATIONS INC CL A CMN STK 65332V103 14 1,000 SH Sole 1,000 NOBLE AFFILIATES INC. CMN STK 654894104 146 3,500 SH Sole 3,500 NOBLE AFFILIATES INC. CMN STK 654894104 1,252 30,000 SH Defined 1 30,000 NOBLE DRILLING CORP CMN STK 655042109 92 2,000 SH Sole 2,000 NOBLE DRILLING CORP CMN STK 655042109 692 15,000 SH Defined 2 15,000 NOKIA ADR /REP 1 A SHR/ CMN STK 654902204 221 9,200 SH Sole 9,200 NORCAL RESOURCES LTD CMN STK 6.55E+104 14 570,000 SH Sole 570,000 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 272 11,000 SH Sole 11,000 OM GROUP INC CMN STK 670872100 799 15,000 SH Defined 1 15,000 ORACLE SYSTEMS CORP CMN STK 68389X105 349 23,272 SH Sole 23,272 PFIZER INC CMN STK 717081103 761 18,575 SH Sole 18,575 PFIZER INC CMN STK 717081103 82 2,000 SH Sole 2,000 PFIZER INC CMN STK 717081103 778 19,000 SH Defined 2 19,000 PHARMACEUTICAL PROD DEV INC CMN STK 717124101 421 10,000 SH Defined 1 10,000 PHARMACIA CORPORATION CMN STK 71713U102 255 5,070 SH Sole 5,070 PHILIP MORRIS COS INC CMN STK 718154107 47 1,000 SH Sole 1,000 PHILLIPS PETROLEUM CO CMN STK 718507106 220 4,000 SH Sole 4,000 PLACER DOME INC CMN STK 2691714 830 95,900 SH Sole 95,900 PLACER DOME INC CMN STK 725906101 468 54,100 SH Sole 54,100 PLACER DOME INC CMN STK 725906101 2,595 300,000 SH Sole 300,000 PLATINOVA A/S /CAD/ CMN STK 72764G109 5 63,300 SH Sole 63,300 PLATINOVA RES LTD SPL SH /CAD/ CMN STK 72764H206 2 36,700 SH Sole 36,700 PNC FINANCIAL SERVICES CMN STK 693475105 47 700 SH Sole 700 POLARIS INDUSTRIES INC CMN STK 731068102 226 5,000 SH Defined 1 5,000 PRECISION CAST PARTS CMN STK 740189105 992 30,000 SH Defined 1 30,000 PRECISION DRILLING CORP CMN STK 74022D100 114 3,200 SH Sole 3,200 PRECISION DRILLING CORP CMN STK 74022D100 136 3,800 SH Sole 3,800 PUBLIC STORAGE INC PFD 8.875% PFD STK 74460D885 62 2,500 SH Sole 2,500 QUEST DIAGNOTICS INC CMN STK 74834L100 533 6,000 SH Defined 2 6,000 QUIKSILVER INC CMN STK 74838C106 664 25,000 SH Defined 1 25,000 QWEST COMMUNICATIONS INTL CMN STK 749121109 112 3,197 SH Sole 3,197 QWEST COMMUNICATIONS INTL CMN STK 749121109 73 2,075 SH Sole 2,075 RAYMOND JAMES FINANCIAL INC CMN STK 754730109 278 10,000 SH Defined 1 10,000 RELIANT ENERGY INC CMN STK 75952J108 68 1,500 SH Sole 1,500 RGS ENERGY INC CMN STK 74956K104 740 20,000 SH Defined 1 20,000 ROYAL DUTCH PETROLEUM NY SHS CMN STK 780257804 277 5,000 SH Sole 5,000 RYLAND GROUP INC CMN STK 783764103 415 10,000 SH Defined 1 10,000 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 303 2,600 SH Sole 2,600 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 64 550 SH Sole 550 SCHERING PLOUGH CMN STK 806605101 146 4,000 SH Sole 4,000 SCIENTIFIC ATLANTA INC CMN STK 808655104 116 2,800 SH Sole 2,800 SECTOR SPDR TR SHS BEN INT TCH MTL FND 81369Y803 372 15,000 SH Sole 15,000 SEITEL INC CMN STK 816074306 186 10,000 SH Defined 1 10,000 SHAW GROUP INC CMN STK 820280105 467 10,000 SH Defined 1 10,000 SIEBEL SYS INC CMN STK 826170102 71 2,600 SH Sole 2,600 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 46 3,000 SH Sole 3,000 SKB BANKA D D GDR REG S CMN STK 784320202 103 6,225 SH Sole 3 6,225 SOUTHERN CO CMN STK 842587107 35 1,000 SH Sole 1,000 SPIEKER PROPERTIES INC CMN STK 848497103 110 2,000 SH Sole 2,000 SPRINT CORP PCS GROUP CMN STK 852061506 274 14,400 SH Sole 14,400 SPRINT CORP PCS GROUP CMN STK 852061506 19 1,000 SH Sole 1,000 SPRINT CORPORATION CMN STK 852061100 242 11,000 SH Sole 11,000 ST PAUL COMPANIES INC CMN STK 792860108 661 15,000 SH Defined 2 15,000 STANDARD PAC CORP CMN STK 85375C101 211 10,000 SH Defined 1 10,000 STAR RESOURCES CORP CMN STK 2886071 273 1,000,000 SH Sole 1,000,000 STARBUCKS CORP CMN STK 855244109 276 6,500 SH Sole 6,500 STARWOOD HOTELS & RESORTS WORLD CMN STK 85590A203 136 4,000 SH Sole 4,000 STILLWATER MINING COMPANY CMN STK 86074Q102 683 25,250 SH Sole 25,250 STILLWATER MINING COMPANY CMN STK 86074Q102 1,102 40,750 SH Sole 40,750 STILLWATER MINING COMPANY CMN STK 86074Q102 203 7,500 SH Defined 2 7,500 SUN MICROSYSTEMS INC CMN STK 866810104 197 12,800 SH Sole 12,800 SUNOCO INC CMN STK 86764P109 65 2,000 SH Sole 2,000 SUNTRUST BK INC CMN STK 867914103 65 1,000 SH Sole 1,000 SYSCO CORP CMN STK 871829107 530 20,000 SH Defined 1 20,000 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 100 5,120 SH Sole 5,120 TALISMAN ENERGY INC CMN STK 2068299 109 3,000 SH Sole 3,000 TEKTRONIX INC CMN STK 879131100 273 10,000 SH Defined 1 10,000 TELEFLEX INC CMN STK 879369106 819 20,000 SH Defined 1 20,000 TELEKOMUNIKACJA POLSKA S A GDR CMN STK 87943D207 185 34,167 SH Sole 3 34,167 TENET HEALTHCARE CORP CMN STK 88033G100 1,320 30,000 SH Defined 1 30,000 TRC COMPANIES INC CMN STK 872625108 295 10,000 SH Defined 1 10,000 TRIBUNE CO. CMN STK 896047107 20 500 SH Sole 500 TXU CORPORATION CMN STK 873168108 21 500 SH Sole 500 TYCO INTL LTD CMN STK 902124106 839 19,400 SH Sole 19,400 TYCO INTL LTD CMN STK 902124106 43 1,000 SH Sole 1,000 TYCO INTL LTD CMN STK 902124106 605 14,000 SH Defined 2 14,000 ULTRAMAR DIAMOND SHAMROCK CORP CMN STK 904000106 724 20,000 SH Defined 1 20,000 UNOCAL CORP CMN STK 915289102 69 2,000 SH Sole 2,000 VERIZON COMMUNICATIONS CMN STK 92343V104 148 3,000 SH Sole 3,000 VIACOM INC CL B CMN STK 925524308 44 1,000 SH Sole 1,000 VODAFONE GROUP PLC ADR CMN STK 92857W100 136 5,000 SH Sole 5,000 WAL MART STORES INC CMN STK 931142103 1,010 20,000 SH Sole 20,000 WEATHERFORD INTERNATIONAL CMN STK 947074100 173 3,500 SH Sole 3,500 WELLS FARGO & COMPANY CMN STK 949746101 74 1,500 SH Sole 1,500 WOODWARD GOVERNOR CO CMN STK 980745103 514 10,000 SH Defined 1 10,000 WORLDCOM INC GA CMN STK 98157D106 280 15,000 SH Sole 15,000 WORLDCOM INC GA CMN STK 98157D106 75 4,000 SH Sole 4,000 WORLDCOM INC GA CMN STK 98157D106 523 28,000 SH Defined 2 28,000