-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UyTiYc4YQVzwK0xeFc8yPt/6t2huwTApge/HRbZ4DSTx8V9GkCH8LwELcXzBnUGA R2zZys9pwtIo7OaUTV3CNA== 0001209191-04-006991.txt : 20040204 0001209191-04-006991.hdr.sgml : 20040204 20040204191749 ACCESSION NUMBER: 0001209191-04-006991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040203 FILED AS OF DATE: 20040204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKTROUT INC CENTRAL INDEX KEY: 0000754516 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042814792 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: BROOKTROUT TECHNOLOGY INC DATE OF NAME CHANGE: 19941021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUEHREN DAVID W CENTRAL INDEX KEY: 0001231256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20698 FILM NUMBER: 04568180 BUSINESS ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 doc4.xml FORM 4 SUBMISSION X0201 4 2004-02-03 0 0000754516 BROOKTROUT INC BRKT 0001231256 DUEHREN DAVID W C/O BROOKTROUT, INC. 250 FIRST AVENUE NEEDHAM MA 02494 1 1 0 0 VP Research & Development Common Stock 2004-02-03 4 M 0 2040.0000 6.3300 A 291161.0000 D Common Stock 2004-02-03 4 S 0 2040.0000 16.8112 D 289121.0000 D Employee Stock Option (Right to Buy) 6.3300 2004-02-03 4 M 0 2040.0000 0 D 2004-02-24 Common Stock 2040.0000 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 24, 2003. This option vested in two equal annual installments of 56,250 shares, beginning on February 24, 1996. /s/ David W. Duehren 2004-02-04 -----END PRIVACY-ENHANCED MESSAGE-----