-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQB0HkTNCSH4W7GSQM8shexedLaYyhBHZi+wj21H/rwhUCyzUJkfSCA/kmp5yU4c KoM1ZatUlkCz/2+Q+uj9Ew== 0001209191-04-003982.txt : 20040121 0001209191-04-003982.hdr.sgml : 20040121 20040121194732 ACCESSION NUMBER: 0001209191-04-003982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040121 FILED AS OF DATE: 20040121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKTROUT INC CENTRAL INDEX KEY: 0000754516 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042814792 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: BROOKTROUT TECHNOLOGY INC DATE OF NAME CHANGE: 19941021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIEN RICHARD ANDREW CENTRAL INDEX KEY: 0001231252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20698 FILM NUMBER: 04536375 BUSINESS ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494-2814 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494-2814 4 1 doc4.xml FORM 4 SUBMISSION X0201 42004-01-2100000754516BROOKTROUT INC BRKT0001231252OBRIEN RICHARD ANDREWC/O BROOKTROUT, INC.250 FIRST AVENUENEEDHAMMA024940100VP Business DevelopmentCommon Stock2004-01-214M0512.00006.3300A93579.0000DCommon Stock2004-01-214S0512.000016.0000D93067.0000DEmployee Stock Option (Right to Buy)6.33002004-01-214M0512.00000D2004-02-24Common Stock512.00000DOutstanding shares beneficially owned by the reporting person include 705 shares held jointly with his wife. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 21, 2003.This option vested in two equal annual installments of 56,250 shares, beginning on February 24, 1996./s/ R. Andrew O'Brien2004-01-21 -----END PRIVACY-ENHANCED MESSAGE-----