-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W04fG0BTVWiCukKqjuT5VJ9Zu2zQcEu6G7zoOt+BVRAWacqHQfDnd7PEUFxUqV9V Vy+GffvuPMgXrYo4EYU8+w== 0001209191-04-002120.txt : 20040108 0001209191-04-002120.hdr.sgml : 20040108 20040108133224 ACCESSION NUMBER: 0001209191-04-002120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040107 FILED AS OF DATE: 20040108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKTROUT INC CENTRAL INDEX KEY: 0000754516 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042814792 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: BROOKTROUT TECHNOLOGY INC DATE OF NAME CHANGE: 19941021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIEN RICHARD ANDREW CENTRAL INDEX KEY: 0001231252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20698 FILM NUMBER: 04515054 BUSINESS ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494-2814 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494-2814 4 1 doc4.xml FORM 4 SUBMISSION X0201 42004-01-0700000754516BROOKTROUT INC BRKT0001231252OBRIEN RICHARD ANDREWC/O BROOKTROUT, INC.250 FIRST AVENUENEEDHAMMA024940100VP Business DevelopmentCommon Stock2004-01-074M06700.00006.3300A99767.0000DCommon Stock2004-01-074S06700.000014.0701D93067.0000DEmployee Stock Option (Right to Buy)6.33002004-01-074M06700.00000D2004-02-24Common Stock6700.00007212.0000DOutstanding shares beneficially owned by the reporting person include 705 shares held jointly with his wife. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 21, 2003.This option vested in two equal annual installments of 56,250 shares, beginning on February 24, 1996./s/ R. Andrew O'Brien2004-01-08 -----END PRIVACY-ENHANCED MESSAGE-----