-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGm/brMfIeN6NftkK9zNepPGmt/ubeMzQJ0US3DbTCbEMIoKD1lPJqo93SxVYCT9 PfwUIg2LBGNsBNGFNFBbcg== 0001209191-03-031350.txt : 20031120 0001209191-03-031350.hdr.sgml : 20031120 20031120123403 ACCESSION NUMBER: 0001209191-03-031350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031118 FILED AS OF DATE: 20031120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKTROUT INC CENTRAL INDEX KEY: 0000754516 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042814792 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: 250 FIRST AVE STREET 2: SUITE 300 CITY: NEEDHAM STATE: MA ZIP: 02494 FORMER COMPANY: FORMER CONFORMED NAME: BROOKTROUT TECHNOLOGY INC DATE OF NAME CHANGE: 19941021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEAHY ROBERT C CENTRAL INDEX KEY: 0001231258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20698 FILM NUMBER: 031014982 BUSINESS ADDRESS: STREET 1: C/O BROOKTROUT, INC. STREET 2: 250 FIRST AVENUE CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814494100 MAIL ADDRESS: STREET 1: 250 FIRST AVE CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-11-1800000754516BROOKTROUT INC BRKT0001231258LEAHY ROBERT CC/O BROOKTROUT, INC.250 FIRST AVENUENEEDHAMMA024940100VP Finance & OperationsCommon Stock2003-11-184M01000.00006.3300A148274.0000DCommon Stock2003-11-184S01000.000013.8500D147274.0000DCommon Stock 2003-11-194M02000.00006.3300A149274.0000DCommon Stock2003-11-194S02000.000013.0133D147274.0000DEmployee Stock Option (Right to Buy)6.33002003-11-184M01000.00000D2004-02-24Common Stock1000.000011500.0000DEmployee Stock Option (Right to Buy)6.33002003-11-194M02000.00000D2004-02-24Common Stock2000.00009500.0000DThe sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2003.This option vested in two equal annual installments of 56,250 shares, beginning on February 24, 1996./s/ Robert C. Leahy2003-11-20 -----END PRIVACY-ENHANCED MESSAGE-----