-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hz6EdL8ahOOHyIR9dqy/i/m11fbQIF97A/CAxNdzlDq0ywTxp0Gn6fO1UsdsQa/r UUBxlvhoSavxL17yZIOMnA== 0000950135-96-002817.txt : 19960724 0000950135-96-002817.hdr.sgml : 19960724 ACCESSION NUMBER: 0000950135-96-002817 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960620 FILED AS OF DATE: 19960627 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKTROUT TECHNOLOGY INC CENTRAL INDEX KEY: 0000754516 STANDARD INDUSTRIAL CLASSIFICATION: 7373 IRS NUMBER: 042184792 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-20698 FILM NUMBER: 96586441 BUSINESS ADDRESS: STREET 1: 410 FIRST AVE CITY: NEEDHAM STATE: MA ZIP: 02194 BUSINESS PHONE: 6174494100 MAIL ADDRESS: STREET 2: 410 FIRST CITY: NEEDHAM STATE: MA ZIP: 02194 10-C 1 BROOKTROUT TECHNOLOGY, INC. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER BROOKTROUT TECHNOLOGY, INC. (Exact name of issuer as specified in charter) 410 FIRST AVENUE NEEDHAM, MA 02194 (Address of principal executive offices) Issuer's telephone number, including area code (617) 449-4100 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security: Common Stock, $.01 per share --------------------------------------------------------- 2. Number of shares outstanding before the change 6,522,993 ---------------------------- 3. Number of shares outstanding after the change 9,784,419 ----------------------------- 4. Effective date of change June 20, 1996 -------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Stock split effected by a stock dividend - - -------------------------------------------------------------------------------- Give brief description of transaction: BROOKTROUT TECHNOLOGY, INC. (THE "COMPANY") HAS ISSUED A THREE FOR TWO SPLIT OF THE COMPANY'S COMMON STOCK, EFFECTED BY A STOCK DIVIDEND PAYABLE TO EACH SHAREHOLDER OF RECORD AS OF THE RECORD DATE OF JUNE 10, 1996. IN LIEU OF ANY FRACTIONAL SHARES, CASH VALUE WILL BE PAID IN AN AMOUNT EQUAL TO THE VALUE OF SUCH SHARES BASED ON THE CLOSING PRICE PER SHARE OF THE COMPANY'S COMMON STOCK AS REPORTED ON THE NASDAQ NATIONAL MARKET ON THE RECORD DATE, AFTER GIVING EFFECT TO THE STOCK DIVIDEND. II. CHANGE IN NAME OF ISSUER 1. Name prior to change ------------------------------------------------------ 2. Name after change --------------------------------------------------------- 3. Effective date of charter amendment changing name ------------------------- 4. Date of shareholder approval of change, if required ----------------------- DATE June 26, 1996 /S/ ROBERT C. LEAHY ----------------------- ------------------------------------------ (Officer's signature and title) 1 -----END PRIVACY-ENHANCED MESSAGE-----