-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BEJ15wVLBjnJ5nzQxfMD+Zh5yQMGMFZrrYrJcmEglV1n4tm0E22PUkRRDOWR1odW UdDtjBHExu3fgKl+fxEqcQ== 0000950135-96-002499.txt : 19960606 0000950135-96-002499.hdr.sgml : 19960606 ACCESSION NUMBER: 0000950135-96-002499 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960529 FILED AS OF DATE: 19960605 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKTROUT TECHNOLOGY INC CENTRAL INDEX KEY: 0000754516 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 042184792 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-20698 FILM NUMBER: 96577129 BUSINESS ADDRESS: STREET 1: 410 FIRST AVE CITY: NEEDHAM STATE: MA ZIP: 02194 BUSINESS PHONE: 6174494100 MAIL ADDRESS: STREET 2: 410 FIRST CITY: NEEDHAM STATE: MA ZIP: 02194 10-C 1 BROOKTROUT TECHNOLOGY, INC. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER BROOKTROUT TECHNOLOGY, INC. (Exact name of issuer as specified in charter) 410 FIRST AVENUE NEEDHAM, MA 02192 (Address of principal executive offices) Issuer's telephone number, including area code (617)-449-4100 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security: Common Stock, $.01 per share ---------------------------------------------------------- 2. Number of shares outstanding before the change 6,042,104 at the close of ----------------------------- business on May 28, 1996 ---------------------------------------------------------------------------- 3. Number of shares outstanding after the change 6,520,907 ------------------------------ 4. Effective date of change May 29, 1996 ---------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Issuance of common stock in connection with an acquisition; exercise of options; - -------------------------------------------------------------------------------- Give brief description of transaction: ISSUANCE OF COMMON STOCK BY BROOKTROUT TECHNOLOGY, INC. (THE "COMPANY") IN CONNECTION WITH THE MERGER OF BROOKTROUT ACQUISITION CORP ("ACQUISITION "), A WHOLLY-OWNED SUBSIDIARY THE COMPANY, WITH AND INTO TECHNICALLY SPEAKING, INCORPORATED ("TSI "), PURSUANT TO THE TERMS OF THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 29, 1996, BY AND AMONG THE COMPANY, ACQUISITION, TSI AND THE STOCKHOLDERS OF TSI. FOLLOWING THE MERGER, TSI BECAME A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY. ITEM 3 INCLUDES ALL SHARES ISSUED TO FORMER TSI STOCKHOLDERS UPON SURRENDER OF CERTIFICATES FORMERLY REPRESENTING THE COMMON STOCK OF TSI. ITEM 3 ALSO INCLUDES STOCK ISSUED IN CONNECTION WITH THE EXERCISE ON MAY 29, 1996 OF TWO OPTIONS TO PURCHASE THE COMMON STOCK OF THE COMPANY. II. CHANGE IN NAME OF ISSUER 1. Name prior to change -------------------------------------------------------- 2. Name after change ---------------------------------------------------------- 3. Effective date of charter amendment changing name --------------------------- 4. Date of shareholder approval of change, if required ------------------------- DATE 6/4/96 /s/ Robert C. Leahy, Vice President ------------ --------------------------------------- (Officer's signature and title) -----END PRIVACY-ENHANCED MESSAGE-----