-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4F0T3OQ0Q/HzlZ6XYdvMKYWIKzy3hrVLzrfvZZmSA/lKghO/U98zcnpq+STMiNH Bvo3sGqzdQXtgcSy+oL+Pw== 0000898431-02-000126.txt : 20021010 0000898431-02-000126.hdr.sgml : 20021010 20021010164022 ACCESSION NUMBER: 0000898431-02-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021010 FILED AS OF DATE: 20021010 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0001175503 RELATIONSHIP: OWNER IRS NUMBER: 752490943 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 2740 N DALLAS PARKWAY STREET 2: STE 200 CITY: PLANO STATE: TX ZIP: 75093 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NSTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000075448 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 952094565 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12895 FILM NUMBER: 02786562 BUSINESS ADDRESS: STREET 1: 100 CENTURY BLVD. CITY: WEST PALM BEACH STATE: FL ZIP: 33417 BUSINESS PHONE: 5616403125 MAIL ADDRESS: STREET 1: 100 CENTURY BLVD. CITY: W. PALM BEACH STATE: FL ZIP: 33417 FORMER COMPANY: FORMER CONFORMED NAME: IMGE INC /DE/ DATE OF NAME CHANGE: 19940525 FORMER COMPANY: FORMER CONFORMED NAME: IMNET INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IMGE INC DATE OF NAME CHANGE: 19960627 4 1 form4_101002.txt FORM 4 --------------------------- FORM 4 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL ------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response........................... 0.5 (Print or Type Response) 1. Name and Address of Reporting Person* Pacific Technology Group, Inc. ---------------------------------------------- (Last) (First) (Middle) 2740 N. Dallas Parkway, Suite 200 ---------------------------------------------- (Street) Plano, Texas 75093 ---------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol nStor Technologies, Inc. (AMEX: NSO) ------------------------------------------------ 3. IRS Identification Number of Reporting Person, if an entity (voluntary) 75-2490943 ------------------------ 4. Statement for Month/Day/Year 10/10/02 ------------------------ 5. If Amendment, Date of Original (Month/Year) ------------------------ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) / / Director / X / 10% Owner / / Officer (give title below) --------------- / / Other (specify title below) --------------- 7. Individual or Joint/Group Filing (Check Applicable Line) / X / Form filed by One Reporting Person / / Form filed by More than One Reporting Person
================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ 5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2A. 3. Disposed of (D) Owned Form: 7. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of 2. Execution Code ------------------------------- Reported (D) or Indirect 1. Transaction Date, (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date if any ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par 10/8/02 10/8/02 C 4,527,027 A N/A* 27,027,027 D N/A value $.05 per share - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
(Over) SEC 1474 (9-02) FORM 4 (continued)
================================================================================ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ 1. Title of 2. Conver- 3. Trans- 3A.Deemed 4. Trans- 5. Number of 6. Date Derivative sion or action Execution action Derivative Exercisable Security Exercise Date Date, if any Code Securities and (Instr. 3) Price of (Month/ (Month/ (Instr. 8) Acquired (A) Expiration Deriva- Day/ Day/ or Disposed Date tive Year) Year) of (D)(Instr. (Month/Day/ Security 3, 4 and 5) Year) Date Expir- Exer- ation Code V (A) (D) cisable Date Series L ** 10/8/02 10/8/02 C 1,000 N/A N/A Convertible Preferred Stock ---------------------------------------------------------------------------------------------------------------------------------- ==================================================================================================================================== Table II (continued) ==================================================================================================================================== 7. Title and 8. Price of 9. Number of 10. Ownership 11. Nature of Amount of Derivative Derivative Form of Indirect Under- Security Securities Derivative Beneficial lying (Instr. 5) Benefic- Security Ownership Securities ially Direct (D) (Instr. 4) (Instr. 3 Owned Following or Indirect and 4) Reported (I)(Instr. 4) Transactions(s) (Instr. 4) Amount or Number of Title Shares ==================================================================================================================================== Common 4,527,027 N/A 0 N/A N/A Stock - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== ====================================================================================================================================
Explanation of Responses: * The shares of common stock, par value $.05 per share (the "Common Stock"), beneficially owned by the Reporting Person and reported on this Form 4 were acquired on October 8, 2002 upon the automatic conversion of all of the outstanding Series L Convertible Preferred Stock, par value $.01 per share (the "Preferred Stock"), beneficially owned by the Reporting Person as of such date. ** As of October 8, 2002, each share of Preferred Stock beneficilly owned by the Reporting Person automatically was converted into 4,527.027 shares of Common Stock of the Issuer. /s/ Michael McCraw 10/10/02 - ----------------------------------- -------------- President and Treasurer of Date Pacific Technology Group, Inc. **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----