-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DbJt106S3BBHan+1h0gP5tnAFmy8CTKP5FmFyZ6BrUkozqTlIuSLra30dSMsouaA fvtxapVYq3VTiEN1OEPkjw== 0001017062-02-001679.txt : 20020927 0001017062-02-001679.hdr.sgml : 20020927 20020927155634 ACCESSION NUMBER: 0001017062-02-001679 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020927 ITEM INFORMATION: FILED AS OF DATE: 20020927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDS REGENT CENTRAL INDEX KEY: 0000753899 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880201135 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14050 FILM NUMBER: 02774824 BUSINESS ADDRESS: STREET 1: 345 N ARLINGTON AVE CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 7023482210 MAIL ADDRESS: STREET 1: 345 N ARLINGTON AVE CITY: RENO STATE: NV ZIP: 89501 8-K 1 d8k.htm FORM 8-K Prepared by R.R. Donnelley Financial -- Form 8-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
September 27, 2002
Date of Report (Date of earliest event reported)
 
 
THE SANDS REGENT
(Exact name of registrant as specified in its charter)
 
Nevada
(State or other Jurisdiction
of Incorporation)
  
0-14050
(Commission File Number)
  
88-0201135
(IRS Employer
Identification Number)
         
345 North Arlington Ave.
Reno, Nevada
(Address of principal executive offices)
      
89501
(Zip Code)
 
(775) 348-2200
(Registrant’s telephone number, including area code)
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 

 
Item 9.    Regulation FD Disclosure.
 
On September 27, 2002, the Registrant filed its Annual Report on Form 10-K for the fiscal year ended June 30, 2002 (the “Form 10-K”) with the Securities and Exchange Commission. In connection with the filing of the Form 10-K, the Registrant has provided to the Securities and Exchange Commission the certifications below, as required by 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002:
 
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
 
Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of The Sands Regent (the “Company”), hereby certifies, to such officer’s knowledge, that:
 
(i)  the accompanying Annual Report on Form 10-K of the Company for the fiscal year ended June 30, 2002 (the “Report”) fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended; and
 
(ii)  the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
/s/    FERENC B. SZONY        
Ferenc B. Szony
President and Chief Executive Officer
 
Dated: September 27, 2002
 
The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
 
CERTIFICATION OF CHIEF FINANCIAL OFFICER
 
Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of The Sands Regent (the “Company”), hereby certifies, to such officer’s knowledge, that:
 
(i)  the accompanying Annual Report on Form 10-K of the Company for the fiscal year ended June 30, 2002 (the “Report”) fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended; and
 
(ii)  the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 
/s/    ROBERT J. MEDEIROS        
Robert J. Medeiros
Chief Operating Officer
Dated: September 27, 2002
 
The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
THE SANDS REGENT
By:
  
/s/    FERENC B. SZONY        
   
Ferenc B. Szony
President and Chief Executive Officer
 
Date: September 27, 2002
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