0001567619-21-002225.txt : 20210204 0001567619-21-002225.hdr.sgml : 20210204 20210204191514 ACCESSION NUMBER: 0001567619-21-002225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWNDALE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001267432 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05332 FILM NUMBER: 21592769 BUSINESS ADDRESS: STREET 1: 591 REDWOOD HIGHWAY, SUITE 2345 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-389-8258 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY, SUITE 2345 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P&F INDUSTRIES INC CENTRAL INDEX KEY: 0000075340 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 221657413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631)694-9800 MAIL ADDRESS: STREET 1: 445 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: PLASTICS & FIBERS INC DATE OF NAME CHANGE: 19671225 4 1 doc1.xml FORM 4 X0306 4 2021-02-02 0 0000075340 P&F INDUSTRIES INC PFIN 0001267432 LAWNDALE CAPITAL MANAGEMENT LLC 59 CARMELITA AVENUE MILL VALLEY CA 94941 0 0 1 0 Common Stock 2021-02-02 4 S 0 55000 6 D 347029 I See Note 1 Common Stock 2021-02-03 4 S 0 1200 6.4067 D 345829 I See note 1 Common Stock 2021-02-04 4 S 0 10240 6.6921 D 335589 I See Note 1 Common Stock 19105 D Lawndale Capital Management LLC ("Lawndale") is the investment adviser and general partner of Diamond A Partners, L. P. ("DAP"). Andrew E. Shapiro is Lawndale's manager and controlling owner. These securities are held directly by DAP for the benefit of its investors. The securities may be deemed to be beneficially owned by Lawndale as the investment adviser and general partner of DAP and by Mr. Shapiro as the control person of Lawndale. Each of Lawndale and Mr. Shapiro disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein. This Form 4 is being filed on behalf of Lawndale and Mr. Shapiro, and Mr. Shapiro is executing it individually and as manager of Lawndale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.40 to $6.44, inclusive. The reporting persons undertake to provide to P&F Industries Inc., any security holder of P&F Industries Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.54 to $6.74, inclusive. Mr. Shapiro holds these securities directly. Andrew E. Shapiro, Manager of Lawndale Capital Management, LLC 2021-02-04