0001567619-21-002225.txt : 20210204
0001567619-21-002225.hdr.sgml : 20210204
20210204191514
ACCESSION NUMBER: 0001567619-21-002225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210202
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAWNDALE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001267432
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05332
FILM NUMBER: 21592769
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY, SUITE 2345
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 415-389-8258
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY, SUITE 2345
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: P&F INDUSTRIES INC
CENTRAL INDEX KEY: 0000075340
STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540]
IRS NUMBER: 221657413
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 445 BROADHOLLOW ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631)694-9800
MAIL ADDRESS:
STREET 1: 445 BROADHOLLOW ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: PLASTICS & FIBERS INC
DATE OF NAME CHANGE: 19671225
4
1
doc1.xml
FORM 4
X0306
4
2021-02-02
0
0000075340
P&F INDUSTRIES INC
PFIN
0001267432
LAWNDALE CAPITAL MANAGEMENT LLC
59 CARMELITA AVENUE
MILL VALLEY
CA
94941
0
0
1
0
Common Stock
2021-02-02
4
S
0
55000
6
D
347029
I
See Note 1
Common Stock
2021-02-03
4
S
0
1200
6.4067
D
345829
I
See note 1
Common Stock
2021-02-04
4
S
0
10240
6.6921
D
335589
I
See Note 1
Common Stock
19105
D
Lawndale Capital Management LLC ("Lawndale") is the investment adviser and general partner of Diamond A Partners, L. P. ("DAP"). Andrew E. Shapiro is Lawndale's manager and controlling owner. These securities are held directly by DAP for the benefit of its investors. The securities may be deemed to be beneficially owned by Lawndale as the investment adviser and general partner of DAP and by Mr. Shapiro as the control person of Lawndale. Each of Lawndale and Mr. Shapiro disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein. This Form 4 is being filed on behalf of Lawndale and Mr. Shapiro, and Mr. Shapiro is executing it individually and as manager of Lawndale.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.40 to $6.44, inclusive. The reporting persons undertake to provide to P&F Industries Inc., any security holder of P&F Industries Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.54 to $6.74, inclusive.
Mr. Shapiro holds these securities directly.
Andrew E. Shapiro, Manager of Lawndale Capital Management, LLC
2021-02-04