SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ROBO JAMES L

(Last) (First) (Middle)
C/O NEXTERA ENERGY, INC.
700 UNIVERSE BLVD

(Street)
JUNO BEACH FL 33408

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEXTERA ENERGY INC [ NEE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
Chairman, President & CEO / Director of Sub
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/17/2022 A(1) 2,785 A $0 1,212,559(2)(3) D
Common Stock 02/17/2022 A(4) 353,056 A $0 1,565,615(2)(3) D
Common Stock 02/17/2022 F(5) 138,927 D $75.38 1,426,688(2)(3) D
Common Stock 02/17/2022 F(6) 2,268 D $75.38 1,424,420(2)(3) D
Common Stock 430,528 I James L. Robo Gifting Trust
Common Stock 108,960 I By Spouse
Common Stock 294,200 I Spouse's Gifting Trust
Common Stock 125,168 I 2018 Spouse's Gifting Trust
Common Stock 309,256(7) I By Rabbi Trust
Common Stock 19,816 I By Retirement Savings Plan Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares (8) 02/17/2022 A 5,591 (8) (8) Common Stock 0(8) (8) 136,176 D
Employee Stock Option (Right to Buy) $75.38 02/17/2022 A 180,688 (9) 02/17/2032 Common Stock 180,688 $0 180,688 D
Explanation of Responses:
1. Restricted stock grant made pursuant to Issuer's 2021 Long Term Incentive Plan, exempt under Rule 16b-3.
2. Includes a total of 199,760 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
3. Includes a total of 918,985 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.
4. Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.
5. Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 17, 2022 in settlement of performance share awards.
6. Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 14, 2019, February 13, 2020 and February 11, 2021.
7. Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
8. Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
9. Options to buy 180,688 shares become exercisable in three substantially equal annual installments beginning on February 15, 2023.
W. Scott Seeley (Attorney-in-Fact) 02/22/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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