X0306 4 2012-09-30 0 0000752902 LUCID INC LCDX 0001255686 SHEA WILLIAM J 159 BEAR HILL RD. NORTH ANDOVER MA 01845 1 0 0 0 Common Stock 2012-09-30 4 J 0 25237 2.00 A 589222 D Common Stock 2012-09-30 4 J 0 1579 2.00 A 590801 D Common Stock Option 6.58 2012-09-30 4 J 0 200000 0 D 2020-05-26 Common Stock 200000 175686 D Common Stock Option 8.32 2012-09-30 4 J 0 75000 0 D 2020-12-29 Common Stock 75000 100686 D Common Stock Warrant 8.22 2012-09-30 4 J 0 4276 0 D 2011-12-27 2015-11-14 Common Stock 4276 96410 D Common Stock Warrant 9.22 2012-09-30 4 J 0 12500 0 D 2011-12-27 2015-11-14 Common Stock 12500 83910 D Common Stock Warrant 5.04 2012-09-30 4 J 0 71410 0 D 2011-12-30 2015-11-14 Common Stock 71410 12500 D Common Stock Warrant 9.22 2012-09-30 4 J 0 12500 0 D 2011-12-27 2015-11-14 Common Stock 12500 0 D Common stock valued at $2.00 per share swapped for common stock options of the company valued using the Black-Scholes pricing model. Common stock valued at $2.00 per share swapped for common stock options of the company valued using the Black-Scholes pricing model. These securities were held by Mr. Shea's spouse. Derivative security voluntarily forfeited and surrendered to the Company. Derivative security valued using the Black-Scholes derivative model swapped for common stock of the Company at $2.00 per share. Derivative security valued using the Black-Scholes derivative model swapped for common stock of the Company at $2.00 per share. These securities were held by Mr. Shea's spouse. One-third of the total number of options vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant of May 27, 2010. One-third of the total number of options vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant of December 30, 2010. /s/ William J. Shea 2012-10-02