X0204 3 2011-12-27 0 0000752902 LUCID INC LUCD.OB 0001482826 Hone L. Michael P.O. BOX 135 132 GLAZEBROOK, D5 KILLINGTON VT 05751 1 1 0 0 Chief Executive Officer Common Stock; Par Value - $0.01 102433 D Employee Stock Option (Right to Buy) 8.32 2020-12-29 Common Stock 150000 D Series A Convertible Preferred Stock Common Stock 1052 D Number of securities includes 37,500 shares of restricted stock that vest on March 12, 2013. One-third of the total number of options vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant of December 30, 2010. The Series A Convertible Preferred Stock is convertible into Lucid, Inc. common stock on a two-for-one basis and has no expiration date. The number of underlying shares of common stock reported in Column 3 reflects the two-for-one reverse common stock split effective December 6, 2011. All shares of the Company's Series A Preferred Stock will automatically convert into shares of Lucid, Inc. common stock at the closing of a qualified initial public offering. /s/ L. Michael Hone 2011-12-27