9999999997-17-003529.txt : 20170316 9999999997-17-003529.hdr.sgml : 20170316 20170316151608 ACCESSION NUMBER: 9999999997-17-003529 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170316 EFFECTIVENESS DATE: 20170301 20160101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROEQUITIES, INC. CENTRAL INDEX KEY: 0000752798 IRS NUMBER: 630879387 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-32590 FILM NUMBER: 17009028 BUSINESS ADDRESS: STREET 1: 2801 HIGHWAY 280 SOUTH CITY: BIRMINGHAM STATE: AL ZIP: 35223 BUSINESS PHONE: (205) 268-5144 MAIL ADDRESS: STREET 1: P.O. BOX 518 CITY: BIRMINGHAM STATE: AL ZIP: 35201-0518 FORMER COMPANY: FORMER CONFORMED NAME: PROEQUITIES INC DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: PROTECTIVE EQUITY SERVICES INC /BD DATE OF NAME CHANGE: 19950206 X-17A-5 1 9999999997-17-003529.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 17009028 for access to the original document.