9999999997-11-004779.txt : 20110321 9999999997-11-004779.hdr.sgml : 20110321 20110319121115 ACCESSION NUMBER: 9999999997-11-004779 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110319 EFFECTIVENESS DATE: 20110301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROEQUITIES, INC. CENTRAL INDEX KEY: 0000752798 IRS NUMBER: 630879387 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-32590 FILM NUMBER: 11016485 BUSINESS ADDRESS: STREET 1: 2801 HIGHWAY 280 SOUTH CITY: BIRMINGHAM STATE: AL ZIP: 35223 BUSINESS PHONE: (205) 268-5142 MAIL ADDRESS: STREET 1: P.O. BOX 518 CITY: BIRMINGHAM STATE: AL ZIP: 35201-0518 FORMER COMPANY: FORMER CONFORMED NAME: PROEQUITIES INC DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: PROTECTIVE EQUITY SERVICES INC /BD DATE OF NAME CHANGE: 19950206 X-17A-5 1 9999999997-11-004779.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 11016485 for access to the original document.