0000752798-23-000008.txt : 20230721
0000752798-23-000008.hdr.sgml : 20230721
20230721073224
ACCESSION NUMBER: 0000752798-23-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: HARTLEY,RORY,MARSHALL,
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230721
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CENTRAL INDEX KEY: 0000752798
IRS NUMBER: 630879387
STATE OF INCORPORATION: AL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04672
FILM NUMBER: 231101101
BUSINESS ADDRESS:
STREET 1: 2801 HIGHWAY 280 SOUTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35223
BUSINESS PHONE: (205) 268-7085
MAIL ADDRESS:
STREET 1: 2801 HIGHWAY 280 SOUTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35223
FORMER COMPANY:
FORMER CONFORMED NAME: PROEQUITIES, INC.
DATE OF NAME CHANGE: 20210714
FORMER COMPANY:
FORMER CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC.
DATE OF NAME CHANGE: 20210713
FORMER COMPANY:
FORMER CONFORMED NAME: PROEQUITIES, INC.
DATE OF NAME CHANGE: 20020129
MA-I/A
1
primary_doc.xml
MA-I/A
0000752798
XXXXXXXX
Blaine Miller
2052685910
blaine.miller@concoursefinancial.com
laura.miller@concoursefinancial.com
rory.hartley@protective.com
N
0000752798-23-000002
N
Rory
Marshall
Hartley
1464251
N
1
0000752798
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
12-10-2004
N
867-00264-00
LOCATED
12-10-2004
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL
35223
12-2004
Concourse Financial Group Securities
Birmingham
AL
35223
Y
Y
Managing Director of Concourse Financial Group Securities
04-2001
12-2004
Sterne Agee & Leach
Birmingham
AL
35223
Y
Y
Investment Consultant
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-05-2023
Blaine Miller
Chief Compliance Officer