0000752798-23-000008.txt : 20230721 0000752798-23-000008.hdr.sgml : 20230721 20230721073224 ACCESSION NUMBER: 0000752798-23-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: HARTLEY,RORY,MARSHALL, FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC. CENTRAL INDEX KEY: 0000752798 IRS NUMBER: 630879387 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04672 FILM NUMBER: 231101101 BUSINESS ADDRESS: STREET 1: 2801 HIGHWAY 280 SOUTH CITY: BIRMINGHAM STATE: AL ZIP: 35223 BUSINESS PHONE: (205) 268-7085 MAIL ADDRESS: STREET 1: 2801 HIGHWAY 280 SOUTH CITY: BIRMINGHAM STATE: AL ZIP: 35223 FORMER COMPANY: FORMER CONFORMED NAME: PROEQUITIES, INC. DATE OF NAME CHANGE: 20210714 FORMER COMPANY: FORMER CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC. DATE OF NAME CHANGE: 20210713 FORMER COMPANY: FORMER CONFORMED NAME: PROEQUITIES, INC. DATE OF NAME CHANGE: 20020129 MA-I/A 1 primary_doc.xml MA-I/A 0000752798 XXXXXXXX Blaine Miller 2052685910 blaine.miller@concoursefinancial.com laura.miller@concoursefinancial.com rory.hartley@protective.com N 0000752798-23-000002 N Rory Marshall Hartley 1464251 N 1 0000752798 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 12-10-2004 N 867-00264-00 LOCATED 12-10-2004 2801 HIGHWAY 280 SOUTH BIRMINGHAM AL 35223 12-2004 Concourse Financial Group Securities Birmingham AL 35223 Y Y Managing Director of Concourse Financial Group Securities 04-2001 12-2004 Sterne Agee & Leach Birmingham AL 35223 Y Y Investment Consultant N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-05-2023 Blaine Miller Chief Compliance Officer