0000752798-14-000014.txt : 20150130
0000752798-14-000014.hdr.sgml : 20150130
20150130152515
ACCESSION NUMBER: 0000752798-14-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROEQUITIES, INC.
CENTRAL INDEX KEY: 0000752798
IRS NUMBER: 630879387
STATE OF INCORPORATION: AL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04672
FILM NUMBER: 15562814
BUSINESS ADDRESS:
STREET 1: 2801 HIGHWAY 280 SOUTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35223
BUSINESS PHONE: (205) 268-3369
MAIL ADDRESS:
STREET 1: P.O. BOX 518
CITY: BIRMINGHAM
STATE: AL
ZIP: 35201-0518
FORMER COMPANY:
FORMER CONFORMED NAME: PROEQUITIES INC
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: PROTECTIVE EQUITY SERVICES INC /BD
DATE OF NAME CHANGE: 19950206
MA-I
1
primary_doc.xml
MA-I
0000752798
XXXXXXXX
Suzette Foster
2052683369
suzette.foster@proequities.com
N
Rory
Marshall
Hartley
000000146
N
1
0000752798
PROEQUITIES, INC.
ProEquities, Inc.
12-10-2004
N
867-00264-00
LOCATED
12-10-2004
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL
35223
12-2004
ProEquities, Inc.
Birmingham
AL
35223
Y
Y
Director of Protective Securities
04-2001
12-2004
Sterne Agee & Leach
Birmingham
AL
35223
Y
Y
Investment Consultant
Y
04-2010
Diocese of North Alabama
4th Avenue North
Birmingham
AL
35205
N
Y
Church/Priest pension board
Board member
1
QUARTERLY REVIEW OF INVESTMENTS MADE IN THE PRIEST PENSION FUND
10-2005
Soho Sweets
Oxmoor Road
Homewood
AL
35209
N
N
local candy shop
spouse is owner
1
occasionally assist in local candy shop
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-09-2014
Suzette Foster
Chief Compliance Officer