0000932471-12-005215.txt : 20120829 0000932471-12-005215.hdr.sgml : 20120829 20120829074413 ACCESSION NUMBER: 0000932471-12-005215 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120829 DATE AS OF CHANGE: 20120829 EFFECTIVENESS DATE: 20120829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD CHESTER FUNDS CENTRAL INDEX KEY: 0000752177 IRS NUMBER: 232311358 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04098 FILM NUMBER: 121061492 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106691000 MAIL ADDRESS: STREET 1: P.O. BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD PRIMECAP FUND/ DATE OF NAME CHANGE: 20011121 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD/PRIMECAP FUND INC DATE OF NAME CHANGE: 19940608 FORMER COMPANY: FORMER CONFORMED NAME: PRIMECAP FUND INC DATE OF NAME CHANGE: 19920703 0000752177 S000002568 Vanguard PRIMECAP Fund C000007070 Investor Shares VPMCX C000007071 Admiral Shares VPMAX N-PX 1 chesterfunds0059.htm chesterfunds0059.htm - Generated by SEC Publisher for SEC Filing

 

                                                                             UNITED STATES

                                                        SECURITIES AND EXCHANGE COMMISSION

                                                                    WASHINGTON, D.C. 20549

                                                                                 FORM N-PX

                                                      ANNUAL REPORT OF PROXY VOTING RECORD

                                                                                        OF 

                                                REGISTERED MANAGEMENT INVESTMENT COMPANIES

  INVESTMENT COMPANY ACT FILE NUMBER:                    811-4098 

  NAME OF REGISTRANT:                                                    VANGUARD CHESTER FUNDS

  ADDRESS OF REGISTRANT:                                              PO BOX 2600, VALLEY FORGE, PA 19482

  NAME AND ADDRESS OF AGENT FOR SERVICE:              HEIDI STAM

                                                                                           PO BOX 876

                                                                                           VALLEY FORGE, PA 19482

  REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE:    (610) 669-1000

  DATE OF FISCAL YEAR END:                                          SEPTEMBER 30

  DATE OF REPORTING PERIOD:                                        JULY 1, 2011 - JUNE 30, 2012

  FUND:    VANGUARD PRIMECAP FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abbott Laboratories

  TICKER:                ABT                                   CUSIP:    002824100 

  MEETING DATE:   4/27/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON RESEARCH ANIMAL CARE AND             SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROMOTION OF TESTING ALTERNATIVES

 


 

 

PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #7: ADOPT ANTI GROSS-UP POLICY                            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #8: STOCK RETENTION/HOLDING PERIOD                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #9: CEASE COMPLIANCE ADJUSTMENTS TO                  SHAREHOLDER         YES          AGAINST                FOR 

PERFORMANCE CRITERIA

PROPOSAL #10: PRO-RATA VESTING OF EQUITY PLANS                SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accenture plc

  TICKER:                CSA                                   CUSIP:    G1151C101 

  MEETING DATE:   2/9/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2: REELECT DINA DUBLON AS A DIRECTOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: REELECT WILLIAM D. GREEN AS A DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: REELECT NOBUYUKI IDEI AS A DIRECTOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: REELECT MARJORIE MAGNER AS A DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER             YES              FOR                   FOR 

FIX THEIR  REMUNERATION

PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #9: AUTHORIZE THE HOLDING OF THE 2013 AGM AT        ISSUER             YES              FOR                   FOR 

 A LOCATION OUTSIDE IRELAND

PROPOSAL #10: AUTHORIZE OPEN-MARKET PURCHASES OF                ISSUER             YES              FOR                   FOR 

CLASS A ORDINARY SHARES

PROPOSAL #11: DETERMINE THE PRICE RANGE AT WHICH                ISSUER             YES              FOR                   FOR 

ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS

 TREASURY STOCK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Activision Blizzard, Inc.

  TICKER:                ATVI                                 CUSIP:    00507V109 

  MEETING DATE:   6/7/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR PHILIPPE G. H. CAPRON               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ROBERT J. CORTI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR FREDERIC R. CREPIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR LUCIAN GRAINGE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR BRIAN G. KELLY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ROBERT A. KOTICK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JEAN-BERNARD LEVY                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #8: ELECT DIRECTOR ROBERT J. MORGADO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR STEPHANE ROUSSEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR RICHARD SARNOFF                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR REGIS TURRINI                           ISSUER             YES              FOR                   FOR 

PROPOSAL #12: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Adobe Systems Incorporated

  TICKER:                ADBE                                 CUSIP:    00724F101 

  MEETING DATE:   4/12/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR EDWARD W. BARNHOLT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR MICHAEL R. CANNON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JAMES E. DALEY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR CHARLES M. GESCHKE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR SHANTANU NARAYEN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alaska Air Group, Inc.

  TICKER:                ALK                                   CUSIP:    011659109 

  MEETING DATE:   5/15/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR WILLIAM S. AYER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR PATRICIA M. BEDIENT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR MARION C. BLAKEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR PHYLLIS J. CAMPBELL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JESSIE J. KNIGHT, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR R. MARC LANGLAND                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DENNIS F. MADSEN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR BYRON I. MALLOTT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR J. KENNETH THOMPSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR BRADLEY D. TILDEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: STOCK RETENTION                                             SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altera Corporation

  TICKER:                ALTR                                 CUSIP:    021441100 

  MEETING DATE:   5/8/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JOHN P. DAANE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR T. MICHAEL NEVENS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ELISHA W. FINNEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR KEVIN MCGARITY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR KRISH A. PRABHU                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR JOHN SHOEMAKER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR THOMAS H. WAECHTER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR SUSAN WANG                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #10: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE        ISSUER             YES              FOR                   FOR 

 PLAN 

PROPOSAL #12: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT        ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amazon.com, Inc.

  TICKER:                AMZN                                 CUSIP:    023135106 

  MEETING DATE:   5/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JEFFREY P. BEZOS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR TOM A. ALBERG                             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JOHN SEELY BROWN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR WILLIAM B. GORDON                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #5: ELECT DIRECTOR JAMIE S. GORELICK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR BLAKE G. KRIKORIAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR ALAIN MONIE                                ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JONATHAN J. RUBINSTEIN             ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #9: ELECT DIRECTOR THOMAS O. RYDER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR PATRICIA Q. STONESIFER           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #13: REPORT ON CLIMATE CHANGE                              SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Express Company

  TICKER:                AXP                                   CUSIP:    025816109 

  MEETING DATE:   4/30/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR C. BARSHEFSKY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR U.M. BURNS                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR K.I. CHENAULT                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR P. CHERNIN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR T.J. LEONSIS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR J. LESCHLY                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR R.C. LEVIN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR R.A. MCGINN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR E.D. MILLER                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR S.S. REINEMUND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR R.D. WALTER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: DIRECTOR R.A. WILLIAMS                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: PROVIDE FOR CUMULATIVE VOTING                       SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amgen Inc.

  TICKER:                AMGN                                 CUSIP:    031162100 

  MEETING DATE:   5/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DAVID BALTIMORE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR FRANK J. BIONDI, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ROBERT A. BRADWAY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR FRANCOIS DE CARBONNEL               ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR VANCE D. COFFMAN                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #6: ELECT DIRECTOR REBECCA M. HENDERSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR FRANK C. HERRINGER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR TYLER JACKS                                ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR GILBERT S. OMENN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JUDITH C. PELHAM                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR J. PAUL REASON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR LEONARD D. SCHAEFFER               ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ELECT DIRECTOR KEVIN W. SHARER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ELECT DIRECTOR RONALD D. SUGAR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #15: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT        ISSUER             YES              FOR                   FOR 

PROPOSAL #18: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #19: REPORT ON RESEARCH ANIMAL CARE AND           SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROMOTION OF TESTING ALTERNATIVES

PROPOSAL #20: REPORT ON LOBBYING PAYMENTS AND POLICY     SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #21: LIMIT CEO TO SERVING ON ONLY ONE OTHER    SHAREHOLDER         YES          AGAINST                FOR 

BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Analog Devices, Inc.

  TICKER:                ADI                                   CUSIP:    032654105 

  MEETING DATE:   3/13/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR RAY STATA                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JERALD G. FISHMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JAMES A. CHAMPY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JOHN C. HODGSON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR YVES-ANDRE ISTEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR NEIL NOVICH                                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR F. GRANT SAVIERS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR PAUL J. SEVERINO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR KENTON J. SICCHITANO                ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apple Inc.

  TICKER:                AAPL                                 CUSIP:    037833100 

  MEETING DATE:   2/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM V. CAMPBELL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY D. COOK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MILLARD S. DREXLER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR AL GORE                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. IGER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ANDREA JUNG                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ARTHUR D. LEVINSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RONALD D. SUGAR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #4: PREPARE CONFLICT OF INTEREST REPORT            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY DIRECTORS'             SHAREHOLDER         YES          AGAINST                FOR 

COMPENSATION

PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION   SHAREHOLDER         YES              FOR                AGAINST 

 OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Applied Materials, Inc.

  TICKER:                AMAT                                 CUSIP:    038222105 

  MEETING DATE:   3/6/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR AART J. DE GEUS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR STEPHEN R. FORREST                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR THOMAS J. IANNOTTI                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR SUSAN M. JAMES                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR ALEXANDER A. KARSNER                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR GERHARD H. PARKER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DENNIS D. POWELL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR WILLEM P. ROELANDTS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR JAMES E. ROGERS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR MICHAEL R. SPLINTER                ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR ROBERT H. SWAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #12: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #13: AMEND EXECUTIVE INCENTIVE BONUS PLAN             ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #15: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ASML Holding NV

  TICKER:                ASML                                 CUSIP:    N07059186 

  MEETING DATE:   4/25/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY        ISSUER             YES              FOR                   FOR 

 REPORTS 

PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: APPROVE DIVIDENDS OF EUR 0.46 PER SHARE         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: APPROVE PERFORMANCE SHARE ARRANGEMENT            ISSUER             YES              FOR                   FOR 

ACCORDING TO REMUNERATION POLICY 2010

PROPOSAL #9: APPROVE THE NUMBERS OF STOCK OPTIONS,            ISSUER             YES              FOR                   FOR 

RESPECTIVELY SHARES, FOR EMPLOYEES

PROPOSAL #11a: REELECT O. BILOUS TO SUPERVISORY BOARD        ISSUER             YES              FOR                   FOR 

PROPOSAL #11b: REELECT F.W. FRÖHLICH TO SUPERVISORY          ISSUER             YES              FOR                   FOR 

BOARD

PROPOSAL #11c: REELECT A.P.M. VAN DER POEL TO                     ISSUER             YES              FOR                   FOR 

SUPERVISORY BOARD

PROPOSAL #13: RATIFY DELOITTE ACCOUNTANTS AS AUDITORS        ISSUER             YES              FOR                   FOR 

PROPOSAL #14a: GRANT BOARD AUTHORITY TO ISSUE SHARES         ISSUER             YES              FOR                   FOR 

UP TO 5 PERCENT OF ISSUED CAPITAL

PROPOSAL #14b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE         ISSUER             YES              FOR                   FOR 

RIGHTS FROM ISSUANCE UNDER ITEM 14A

PROPOSAL #14c: GRANT BOARD AUTHORITY TO ISSUE SHARES         ISSUER             YES              FOR                   FOR 

UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER AND

RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS

PROPOSAL #14d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE         ISSUER             YES              FOR                   FOR 

RIGHTS FROM ISSUANCE UNDER ITEM 14C

PROPOSAL #15a: AUTHORIZE REPURCHASE OF UP TO 10                 ISSUER             YES              FOR                   FOR 

PERCENT OF ISSUED SHARE CAPITAL

PROPOSAL #15b: AUTHORIZE ADDITIONNAL REPURCHASE OF UP        ISSUER             YES              FOR                   FOR 

 TO 10 PERCENT OF ISSUED SHARE CAPITAL

PROPOSAL #16: AUTHORIZE CANCELLATION OF REPURCHASED          ISSUER             YES              FOR                   FOR 

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Bed Bath & Beyond Inc.

  TICKER:                BBBY                                 CUSIP:    075896100 

  MEETING DATE:   6/22/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR WARREN EISENBERG                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR LEONARD FEINSTEIN                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ELECT DIRECTOR STEVEN H. TEMARES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR DEAN S. ADLER                             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR STANLEY F. BARSHAY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR KLAUS EPPLER                              ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR PATRICK R. GASTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JORDAN HELLER                             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR VICTORIA A. MORRISON                ISSUER             YES              FOR                   FOR 

PROPOSAL #10: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN                              ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Berkshire Hathaway Inc.

  TICKER:                BRK.B                               CUSIP:    084670702 

  MEETING DATE:   5/5/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES, III           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DONALD R. KEOUGH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR THOMAS S. MURPHY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR RONALD L. OLSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR WALTER SCOTT, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADOPT POLICY ON SUCCESSION PLANNING            SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Biogen Idec Inc.

  TICKER:                BIIB                                 CUSIP:    09062X103 

  MEETING DATE:   6/8/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CAROLINE D. DORSA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR STELIOS PAPADOPOULOS                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR GEORGE A. SCANGOS                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #4: ELECT DIRECTOR LYNN SCHENK                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR ALEXANDER J. DENNER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR NANCY L. LEAMING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR RICHARD C. MULLIGAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR ROBERT W. PANGIA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR BRIAN S. POSNER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR ERIC K. ROWINSKY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR STEPHEN A. SHERWIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR WILLIAM D. YOUNG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #15: ADOPT THE JURISDICTION OF INCORPORATION        ISSUER             YES              FOR                   FOR 

 AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES

PROPOSAL #16: PROVIDE RIGHT TO CALL SPECIAL MEETING           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Boston Scientific Corporation

  TICKER:                BSX                                   CUSIP:    101137107 

  MEETING DATE:   5/8/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KATHARINE T. BARTLETT           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRUCE L. BYRNES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NELDA J. CONNORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR KRISTINA M. JOHNSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. KUCHEMAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ERNEST MARIO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR N.J. NICHOLAS, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PETE M. NICHOLAS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR UWE E. REINHARDT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JOHN E. SUNUNU                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED            ISSUER             YES              FOR                   FOR 

ELECTION OF DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                C.H. Robinson Worldwide, Inc.

  TICKER:                CHRW                                 CUSIP:    12541W209 

  MEETING DATE:   5/10/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DAVID W. MACLENNAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JAMES B. STAKE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JOHN P. WIEHOFF                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Cameron International Corporation

  TICKER:                CAM                                   CUSIP:    13342B105 

  MEETING DATE:   5/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR C. BAKER CUNNINGHAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR SHELDON R. ERIKSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR DOUGLAS L. FOSHEE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR RODOLFO LANDIM                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ADOPT THE JURISDICTION OF INCORPORATION         ISSUER             YES              FOR                   FOR 

AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES

PROPOSAL #9: APPROVE RESTATEMENT OF THE COMPANY'S              ISSUER             YES              FOR                   FOR 

CERTIFICATE OF INCORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Canadian Pacific Railway Limited

  TICKER:                CP                                     CUSIP:    13645T100 

  MEETING DATE:   5/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS        ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION         ISSUER             YES              FOR                   FOR 

APPROACH

PROPOSAL #3.1: ELECT DIRECTOR JOHN E. CLEGHORN                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #3.2: ELECT DIRECTOR TIM W. FAITHFULL                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #3.3: ELECT DIRECTOR RICHARD L. GEORGE                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3.4: ELECT DIRECTOR FREDERIC J. GREEN                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #3.5: ELECT DIRECTOR EDMOND L. HARRIS                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #3.6: ELECT DIRECTOR KRYSTYNA T. HOEG                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3.7: ELECT DIRECTOR TONY L. INGRAM                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3.8: ELECT DIRECTOR RICHARD C. KELLY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3.9: ELECT DIRECTOR HON. JOHN P. MANLEY               ISSUER             YES              FOR                   FOR 

PROPOSAL #3.10: ELECT DIRECTOR LINDA J. MORGAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3.11: ELECT DIRECTOR MADELEINE PAQUIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3.12: ELECT DIRECTOR MICHAEL E.J. PHELPS             ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #3.13: ELECT DIRECTOR ROGER PHILLIPS                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #3.14: ELECT DIRECTOR DAVID W. RAISBECK                ISSUER             YES              FOR                   FOR 

PROPOSAL #3.15: ELECT DIRECTOR HARTLEY T. RICHARDSON         ISSUER             YES              FOR                   FOR 

PROPOSAL #3.16: ELECT DIRECTOR WILLIAM A. ACKMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #3.17: ELECT SHAREHOLDER NOMINEE GARY F.          SHAREHOLDER         YES              FOR                AGAINST 

COLTER

PROPOSAL #3.18: ELECT SHAREHOLDER NOMINEE PAUL G.          SHAREHOLDER         YES              FOR                AGAINST 

HAGGIS

PROPOSAL #3.19: ELECT SHAREHOLDER NOMINEE PAUL C.          SHAREHOLDER         YES              FOR                AGAINST 

HILAL

PROPOSAL #3.20: ELECT SHAREHOLDER NOMINEE REBECCA          SHAREHOLDER         YES              FOR                AGAINST 

MACDONALD

PROPOSAL #3.21: ELECT SHAREHOLDER NOMINEE ANTHONY R.    SHAREHOLDER         YES              FOR                AGAINST 

MELMAN

PROPOSAL #3.22: ELECT SHAREHOLDER NOMINEE STEPHEN C.    SHAREHOLDER         YES              FOR                AGAINST 

TOBIAS

PROPOSAL #1: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS        ISSUER              NO               N/A                   N/A 

PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION         ISSUER              NO               N/A                   N/A 

APPROACH

PROPOSAL #3.1: ELECT DIRECTOR WILLIAM A. ACKMAN              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.2: ELECT DIRECTOR GARY F. COLTER                   SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.3: ELECT DIRECTOR PAUL G. HAGGIS                   SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.4: ELECT DIRECTOR PAUL C. HILAL                     SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.5: ELECT DIRECTOR REBECCA MACDONALD              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.6: ELECT DIRECTOR ANTHONY R. MELMAN              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.7: ELECT DIRECTOR STEPHEN C. TOBIAS              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.8: ELECT DIRECTOR JOHN E. CLEGHORN                SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.9: ELECT DIRECTOR TIM W. FAITHFUL                 SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.10: ELECT DIRECTOR RICHARD L. GEORGE            SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.11: ELECT DIRECTOR FREDERIC J. GREEN            SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.12: ELECT DIRECTOR EDMOND L. HARRIS              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.13: ELECT DIRECTOR KRYSTYNA T. HOEG              SHAREHOLDER          NO               N/A                   N/A 

 


 

 

PROPOSAL #3.14: ELECT DIRECTOR TONY L. INGRAM                 SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.15: ELECT DIRECTOR RICHARD C. KELLY              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.16: ELECT DIRECTOR HON. JOHN P. MANLEY         SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.17: ELECT DIRECTOR LINDA J. MORGAN                SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.18: ELECT DIRECTOR MADELEINE PAQUIN              SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.19: ELECT DIRECTOR MICHAEL E.J. PHELPS         SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.20: ELECT DIRECTOR ROGER PHILLIPS                 SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.21: ELECT DIRECTOR DAVID W. RAISBECK            SHAREHOLDER          NO               N/A                   N/A 

PROPOSAL #3.22: ELECT DIRECTOR HARTLEY T. RICHARDSON     SHAREHOLDER          NO               N/A                   N/A 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Carnival Corporation

  TICKER:                CCL                                   CUSIP:    143658300 

  MEETING DATE:   4/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: REELECT MICKY ARISON AS A DIRECTOR OF            ISSUER             YES              FOR                   FOR 

CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

PROPOSAL #2: REELECT JONATHON BAND AS A DIRECTOR OF          ISSUER             YES              FOR                   FOR 

CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

PROPOSAL #3: REELECT ROBERT H. DICKINSON AS A                     ISSUER             YES              FOR                   FOR 

DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF

 CARNIVAL PLC.

PROPOSAL #4: REELECT ARNOLD W. DONALD AS A DIRECTOR          ISSUER             YES              FOR                   FOR 

OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

PROPOSAL #5: REELECT PIER LUIGI FOSCHI AS A DIRECTOR         ISSUER             YES              FOR                   FOR 

OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

 PLC. 

PROPOSAL #6: REELECT HOWARD S. FRANK AS A DIRECTOR OF        ISSUER             YES              FOR                   FOR 

 CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

PROPOSAL #7: REELECT RICHARD J. GLASIER AS A DIRECTOR        ISSUER             YES              FOR                   FOR 

 OF CARNIVAL CORPORATION AND AS A DIRECTOR OF

CARNIVAL PLC.

PROPOSAL #8: REELECT DEBRA KELLY-ENNIS AS A DIRECTOR         ISSUER             YES              FOR                   FOR 

OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

 PLC. 

PROPOSAL #9: REELECT MODESTO A. MAIDIQUE AS A                     ISSUER             YES              FOR                   FOR 

DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF

 CARNIVAL PLC.

PROPOSAL #10: REELECT SIR JOHN PARKER AS A DIRECTOR          ISSUER             YES              FOR                   FOR 

OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

PROPOSAL #11: REELECT PETER G. RATCLIFFE AS A                     ISSUER             YES              FOR                   FOR 

DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF

 CARNIVAL PLC.

PROPOSAL #12: REELECT STUART SUBOTNICK AS A DIRECTOR         ISSUER             YES              FOR                   FOR 

OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

 PLC. 

PROPOSAL #13: REELECT LAURA WEIL AS A DIRECTOR OF              ISSUER             YES              FOR                   FOR 

CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL

PROPOSAL #14: REELECT RANDALL J. WEISENBURGER AS A            ISSUER             YES              FOR                   FOR 

DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF

 CARNIVAL PLC.

 


 

 

PROPOSAL #15: REAPPOINT THE UK FIRM OF                                 ISSUER             YES              FOR                   FOR 

PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS

FOR CARNIVAL PLC AND RATIFY THE U.S. FIRM OF

PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR

 FOR CARNIVAL CORPORATION

PROPOSAL #16: AUTHORIZE THE AUDIT COMMITTEE OF                   ISSUER             YES              FOR                   FOR 

CARNIVAL PLC TO FIX REMUNERATION OF THE INDEPENDENT

AUDITORS OF CARNIVAL PLC

PROPOSAL #17: RECEIVE THE UK ACCOUNTS AND REPORTS OF         ISSUER             YES              FOR                   FOR 

THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE

YEAR ENDED NOVEMBER 30, 2011

PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #19: APPROVE REMUNERATION OF EXECUTIVE                 ISSUER             YES              FOR                   FOR 

DIRECTORS

PROPOSAL #20: AUTHORIZE ISSUE OF EQUITY WITH PRE-               ISSUER             YES              FOR                   FOR 

EMPTIVE RIGHTS

PROPOSAL #21: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE-         ISSUER             YES              FOR                   FOR 

EMPTIVE RIGHTS

PROPOSAL #22: AUTHORIZE SHARES FOR MARKET PURCHASE             ISSUER             YES              FOR                   FOR 

PROPOSAL #23: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Caterpillar Inc.

  TICKER:                CAT                                   CUSIP:    149123101 

  MEETING DATE:   6/13/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR  DAVID L. CALHOUN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. DICKINSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR EUGENE V. FIFE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JUAN GALLARDO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAVID R. GOODE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JESSE J. GREENE, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JON M. HUNTSMAN, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PETER A. MAGOWAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DENNIS A. MUILENBURG             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR DOUGLAS R. OBERHELMAN         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. OSBORN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR CHARLES D. POWELL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR EDWARD B. RUST, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.14: ELECT DIRECTOR SUSAN C. SCHWAB                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.15: ELECT DIRECTOR JOSHUA I. SMITH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.16: ELECT DIRECTOR MILES D. WHITE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: AMEND ADVANCE NOTICE PROVISIONS FOR                ISSUER             YES              FOR                   FOR 

SHAREHOLDER PROPOSALS/NOMINATIONS

PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION   SHAREHOLDER         YES          AGAINST                FOR 

 OF DIRECTORS

PROPOSAL #8: REVIEW AND ASSESS HUMAN RIGHTS POLICIES     SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT     SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Cenovus Energy Inc.

  TICKER:                CVE                                   CUSIP:    15135U109 

  MEETING DATE:   4/25/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RALPH S. CUNNINGHAM               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR PATRICK D. DANIEL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR IAN W. DELANEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR BRIAN C. FERGUSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. GRANDIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR VALERIE A.A. NIELSEN             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR CHARLES M. RAMPACEK               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR COLIN TAYLOR                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR WAYNE G. THOMSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION         ISSUER             YES              FOR                   FOR 

APPROACH

PROPOSAL #5: FREQUENCY OF ADVISORY VOTE ON EXECUTIVE    SHAREHOLDER         YES              FOR                AGAINST 

COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Cisco Systems, Inc.

  TICKER:                CSCO                                 CUSIP:    17275R102 

  MEETING DATE:   12/7/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CAROL A. BARTZ                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR M. MICHELE BURNS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR MICHAEL D. CAPELLAS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR LARRY R. CARTER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JOHN T. CHAMBERS                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #6: ELECT DIRECTOR BRIAN L. HALLA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JOHN L. HENNESSY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR RICHARD M. KOVACEVICH               ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR RODERICK C. MCGEARY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR ARUN SARIN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR STEVEN M. WEST                         ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR JERRY YANG                                ISSUER             YES              FOR                   FOR 

PROPOSAL #13: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #16: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #17: AMEND BYLAWS TO ESTABLISH A BOARD             SHAREHOLDER         YES          ABSTAIN            AGAINST 

COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY

PROPOSAL #18: REPORT ON INTERNET FRAGMENTATION                SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #19: STOCK RETENTION/HOLDING PERIOD                   SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Corning Incorporated

  TICKER:                GLW                                   CUSIP:    219350105 

  MEETING DATE:   4/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JOHN SEELY BROWN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR STEPHANIE A. BURNS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JOHN A. CANNING, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR RICHARD T. CLARK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JAMES B. FLAWS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR GORDON GUND                                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR KURT M. LANDGRAF                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR DEBORAH D. RIEMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR H. ONNO RUDING                           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR MARK S. WRIGHTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #14: REDUCE SUPERMAJORITY VOTE REQUIREMENT           ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Costco Wholesale Corporation

  TICKER:                COST                                 CUSIP:    22160K105 

  MEETING DATE:   1/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES D. SINEGAL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JEFFREY H. BROTMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. GALANTI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. EVANS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. RAIKES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                CVS Caremark Corporation

  TICKER:                CVS                                   CUSIP:    126650100 

  MEETING DATE:   5/10/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR C. DAVID BROWN, II                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR DAVID W. DORMAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ANNE M. FINUCANE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR KRISTEN GIBNEY WILLIAMS           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR MARIAN L. HEARD                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR LARRY J. MERLO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JEAN-PIERRE MILLON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR C.A. LANCE PICCOLO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR RICHARD J. SWIFT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR TONY L. WHITE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT        ISSUER             YES              FOR                   FOR 

PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          ABSTAIN            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Deere & Company

  TICKER:                DE                                     CUSIP:    244199105 

  MEETING DATE:   2/29/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CRANDALL C. BOWLES                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR VANCE D. COFFMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR DIPAK C. JAIN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR CLAYTON M. JONES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR JOACHIM MILBERG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR RICHARD B. MYERS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR THOMAS H. PATRICK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR SHERRY M. SMITH                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #11: APPROVE NON-EMPLOYEE DIRECTOR                        ISSUER             YES              FOR                   FOR 

RESTRICTED STOCK PLAN

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Dell Inc.

  TICKER:                DELL                                 CUSIP:    24702R101 

  MEETING DATE:   7/15/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BREYER                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR DONALD J. CARTY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. DELL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. GRAY, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR GERALD J. KLEISTERLEE           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. LUCE, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR KLAUS S. LUFT                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ALEX J. MANDL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SHANTANU NARAYEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR H. ROSS PEROT, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #7: APPROVE DECLARATION OF DIVIDENDS                 SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                DIRECTV 

  TICKER:                DTV                                   CUSIP:    25490A101 

  MEETING DATE:   5/3/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR RALPH BOYD, JR.                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR DAVID DILLON                              ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR SAMUEL DIPIAZZA, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR DIXON DOLL                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR PETER LUND                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR NANCY NEWCOMB                             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR LORRIE NORRINGTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #8: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELIMINATE CLASS OF COMMON STOCK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #11: PRO-RATA VESTING OF EQUITY AWARDS              SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Domtar Corporation

  TICKER:                UFS                                   CUSIP:    257559203 

  MEETING DATE:   5/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR GIANNELLA ALVAREZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JACK C. BINGLEMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR LOUIS P. GIGNAC                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR BRIAN M. LEVITT                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR HAROLD H. MACKAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR DAVID G. MAFFUCCI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR ROBERT J. STEACY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR PAMELA B. STROBEL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR DENIS TURCOTTE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JOHN D. WILLIAMS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: APPROVE EXECUTIVE INCENTIVE BONUS PLAN         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Donaldson Company, Inc.

  TICKER:                DCI                                   CUSIP:    257651109 

  MEETING DATE:   11/18/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR F. GUILLAUME BASTIAENS         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JANET M. DOLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JEFFREY NODDLE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR AJITA G. RAJENDRA                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Eli Lilly and Company

  TICKER:                LLY                                   CUSIP:    532457108 

  MEETING DATE:   4/16/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR K. BAICKER                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR J. E. FYRWALD                             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR E. R. MARRAM                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR D. R. OBERHELMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: REDUCE SUPERMAJORITY VOTE REQUIREMENT             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ADOPT POLICY FOR ENGAGEMENT WITH                 SHAREHOLDER         YES          AGAINST                FOR 

PROPONENTS OF SHAREHOLDER PROPOSALS SUPPORTED BY A

MAJORITY VOTE

PROPOSAL #10: REPORT ON RESEARCH ANIMAL CARE AND           SHAREHOLDER         YES          AGAINST                FOR 

PROMOTION OF TESTING ALTERNATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                EMC Corporation

  TICKER:                EMC                                   CUSIP:    268648102 

  MEETING DATE:   5/1/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MICHAEL W. BROWN                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ELECT DIRECTOR RANDOLPH L. COWEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR GAIL DEEGAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JAMES S. DISTASIO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JOHN R. EGAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR EDMUND F. KELLY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR WINDLE B. PRIEM                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR PAUL SAGAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR DAVID N. STROHM                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JOSEPH M. TUCCI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                EnCana Corporation

  TICKER:                ECA                                   CUSIP:    292505104 

  MEETING DATE:   4/25/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PETER A. DEA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RANDALL K. ERESMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CLAIRE S. FARLEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR FRED J. FOWLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR SUZANNE P. NIMOCKS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DAVID P. O'BRIEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JANE L. PEVERETT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ALLAN P. SAWIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR BRUCE G. WATERMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR CLAYTON H. WOITAS                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS            ISSUER             YES              FOR                   FOR 

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION         ISSUER             YES              FOR                   FOR 

APPROACH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Entegris, Inc.

  TICKER:                ENTG                                 CUSIP:    29362U104 

  MEETING DATE:   5/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GIDEON ARGOV                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BRADLEY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARVIN D. BURKETT                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR R. NICHOLAS BURNS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DANIEL W. CHRISTMAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROGER D. MCDANIEL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PAUL L.H. OLSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR BRIAN F. SULLIVAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                EOG Resources, Inc.

  TICKER:                EOG                                   CUSIP:    26875P101 

  MEETING DATE:   5/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR GEORGE A. ALCORN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR CHARLES R. CRISP                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JAMES C. DAY                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR MARK G. PAPA                              ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR H. LEIGHTON STEWARD                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR DONALD F. TEXTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR FRANK G. WISNER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #10: PRO-RATA VESTING OF EQUITY AWARDS              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #11: ADOPT RETENTION RATIO FOR EXECUTIVES         SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ericsson (Telefonaktiebolaget L M Ericsson)

  TICKER:                N/A                                   CUSIP:    294821608 

  MEETING DATE:   5/3/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT CHAIRMAN OF MEETING                                  ISSUER              NO               N/A                   N/A 

PROPOSAL #8.1: APPROVE FINANCIAL STATEMENTS AND                 ISSUER              NO               N/A                   N/A 

STATUTORY REPORTS

PROPOSAL #8.2: APPROVE DISCHARGE OF BOARD AND                     ISSUER              NO               N/A                   N/A 

PRESIDENT

PROPOSAL #8.3: APPROVE ALLOCATION OF INCOME AND                 ISSUER              NO               N/A                   N/A 

DIVIDENDS OF SEK 2.50 PER SHARE

PROPOSAL #9.1: DETERMINE NUMBER OF MEMBERS (12) AND          ISSUER              NO               N/A                   N/A 

DEPUTY MEMBERS OF BOARD (0)

 


 

 

PROPOSAL #9.2: APPROVE REMUNERATION OF DIRECTORS IN          ISSUER              NO               N/A                   N/A 

THE AMOUNT OF SEK 3.75 MILLION TO THE CHAIRMAN AND

SEK 875,000 FOR OTHER DIRECTORS (INCLUDING

POSSIBILITY TO RECEIVE PART OF REMUNERATION IN

PHANTOM SHARES); APPROVE REMUNERATION FOR COMMITTEE

PROPOSAL #9.3: REELECT L. JOHANSSON, R. AUSTIN, P.            ISSUER              NO               N/A                   N/A 

BONFIELD, B. EKHOLM, U. JOHANSSON, S. MARTIN-LOF, N.

MCKINSTRY, A. NYREN, H. VESTBERG, M. VOLPI, AND J.

WALLENBERG AS DIRECTORS; ELECT A. IZOSIMOV AS NEW

DIRECTOR

PROPOSAL #9.4: AUTHORIZE CHAIRMAN OF BOARD AND                   ISSUER              NO               N/A                   N/A 

REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST

SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE

PROPOSAL #9.5: APPROVE REMUNERATION OF AUDITORS                  ISSUER              NO               N/A                   N/A 

PROPOSAL #9.6: RATIFY PRICEWATERHOUSECOOPERS AS                 ISSUER              NO               N/A                   N/A 

AUDITORS

PROPOSAL #10: APPROVE REMUNERATION POLICY AND OTHER          ISSUER              NO               N/A                   N/A 

TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT

PROPOSAL #11.1: APPROVE 2012 SHARE MATCHING PLAN FOR         ISSUER              NO               N/A                   N/A 

ALL EMPLOYEES

PROPOSAL #11.2: AUTHORIZE REISSUANCE OF 13.7 MILLION         ISSUER              NO               N/A                   N/A 

REPURCHASED CLASS B SHARES FOR 2012 SHARE MATCHING

PLAN FOR ALL EMPLOYEES

PROPOSAL #11.3: APPROVE EQUITY SWAP AGREEMENT WITH            ISSUER              NO               N/A                   N/A 

THIRD PARTY AS ALTERNATIVE TO ITEM 11.2

PROPOSAL #11.4: APPROVE 2012 SHARE MATCHING PLAN FOR         ISSUER              NO               N/A                   N/A 

KEY CONTRIBUTORS

PROPOSAL #11.5: AUTHORIZE REISSUANCE OF 10.7 MILLION         ISSUER              NO               N/A                   N/A 

REPURCHASED CLASS B SHARES FOR 2012 SHARE MATCHING

PLAN FOR KEY CONTRIBUTORS

PROPOSAL #11.6: APPROVE EQUITY SWAP AGREEMENT WITH            ISSUER              NO               N/A                   N/A 

THIRD PARTY AS ALTERNATIVE TO ITEM 11.5

PROPOSAL #11.7: APPROVE 2012 RESTRICTED STOCK PLAN            ISSUER              NO               N/A                   N/A 

FOR EXECUTIVES

PROPOSAL #11.8: AUTHORIZE REISSUANCE OF 7.3 MILLION          ISSUER              NO               N/A                   N/A 

REPURCHASED CLASS B SHARES FOR 2012 RESTRICTED STOCK

PLAN FOR EXECUTIVES

PROPOSAL #11.9: APPROVE SWAP AGREEMENT WITH THIRD              ISSUER              NO               N/A                   N/A 

PARTY AS ALTERNATIVE TO ITEM 11.8

PROPOSAL #12: AUTHORIZE REISSUANCE OF UP TO 15.5                ISSUER              NO               N/A                   N/A 

MILLION REPURCHASED CLASS B SHARES TO COVER SOCIAL

COSTS IN CONNECTION WITH 2008, 2009, 2010, AND 2011

LONG-TERM VARIABLE COMPENSATION PLANS

PROPOSAL #13: INSTRUCT THE BOARD TO INVESTIGATE HOW      SHAREHOLDER          NO               N/A                   N/A 

ALL SHARES ARE TO BE GIVEN THE SAME VOTING POWER AND

TO PRESENT SUCH A PROPOSAL AT THE NEXT ANNUAL GENERAL

 MEETING 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                European Aeronautic Defence and Space Company EADS NV

  TICKER:                EAD                                   CUSIP:    F17114103 

  MEETING DATE:   5/31/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #4.1: ADOPT FINANCIAL STATEMENTS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND                 ISSUER             YES              FOR                   FOR 

DIVIDENDS OF EUR 0.45 PER SHARE

 


 

 

PROPOSAL #4.3: APPROVE DISCHARGE OF BOARD OF DIRECTORS      ISSUER             YES              FOR                   FOR 

PROPOSAL #4.4: REELECT A. LAGARDÈRE AS DIRECTOR                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.5: ELECT T. ENDERS AS DIRECTOR                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4.6: REELECT D. D'HINNIN AS DIRECTOR                    ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.7: REEECT H.J LAMBERTI AS DIRECTOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4.8: REELECT L.N MITTAL AS DIRECTOR                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.9: REELECT J. PARKER AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4.10: REELECT M. PÉBEREAU AS DIRECTOR                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.11: ELECT J. PIQUÉ I CAMPS AS DIRECTOR             ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.12: REELECT W. PORTH AS DIRECTOR                       ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.13: ELECT J.C TRICHET AS DIRECTOR                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.14: REELECT B.K. UEBBER AS DIRECTOR                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4.15: RATIFY ERNST & YOUNBA AS CO-AUDITORS         ISSUER             YES              FOR                   FOR 

PROPOSAL #4.16: RATIFY KPMG ACCOUNTANTS N.V. AS CO-           ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #4.17: AMEND ARTICLES 15, 16, AND 17 RE:              ISSUER             YES              FOR                   FOR 

VOTING RIGHTS

PROPOSAL #4.18: APPROVE REMUNERATION OF EXECUTIVE AND        ISSUER             YES              FOR                   FOR 

 NON-EXECUTIVE DIRECTORS

PROPOSAL #4.19: GRANT BOARD AUTHORITY TO ISSUE SHARES        ISSUER             YES              FOR                   FOR 

 UP TO 0.15 PERCENT OF AUTHORIZED CAPITAL AND

EXCLUDING PREEMPTIVE RIGHTS

PROPOSAL #4.20: APPROVE CANCELLATION OF REPURCHASED          ISSUER             YES              FOR                   FOR 

SHARES

PROPOSAL #4.21: AUTHORIZE REPURCHASE OF UP TO 10                ISSUER             YES              FOR                   FOR 

PERCENT OF ISSUED SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Expeditors International of Washington, Inc.

  TICKER:                EXPD                                 CUSIP:    302130109 

  MEETING DATE:   5/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MARK A. EMMERT                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR R. JORDAN GATES                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR DAN P. KOURKOUMELIS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR MICHAEL J. MALONE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JOHN W. MEISENBACH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR PETER J. ROSE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JAMES L. K. WANG                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR ROBERT R. WRIGHT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #10: APPROVE STOCK OPTION PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                FedEx Corporation

  TICKER:                FDX                                   CUSIP:    31428X106 

  MEETING DATE:   9/26/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JAMES L. BARKSDALE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JOHN A. EDWARDSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR SHIRLEY ANN JACKSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR STEVEN R. LORANGER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR GARY W. LOVEMAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR R. BRAD MARTIN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JOSHUA COOPER RAMO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR SUSAN C. SCHWAB                         ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR FREDERICK W. SMITH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JOSHUA I. SMITH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR DAVID P. STEINER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR PAUL S. WALSH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #13: PROVIDE RIGHT TO CALL SPECIAL MEETING           ISSUER             YES              FOR                   FOR 

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #17: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #18: STOCK RETENTION/HOLDING PERIOD                   SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Freeport-McMoRan Copper & Gold Inc.

  TICKER:                FCX                                   CUSIP:    35671D857 

  MEETING DATE:   6/14/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. ALLISON, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. DAY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GERALD J. FORD                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR H. DEVON GRAHAM, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR CHARLES C. KRULAK                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR BOBBY LEE LACKEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DUSTAN E. MCCOY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JAMES R. MOFFETT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR B. M. RANKIN, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR STEPHEN H. SIEGELE               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: REQUEST DIRECTOR NOMINEE WITH                      SHAREHOLDER         YES          AGAINST                FOR 

ENVIRONMENTAL QUALIFICATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                GlaxoSmithKline plc

  TICKER:                GSK                                   CUSIP:    37733W105 

  MEETING DATE:   5/3/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2: APPROVE REMUNERATION REPORT                              ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RE-ELECT SIR CHRISTOPHER GENT AS DIRECTOR      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RE-ELECT SIR ANDREW WITTY AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RE-ELECT SIR ROY ANDERSON AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #6: RE-ELECT DR STEPHANIE BURNS AS DIRECTOR         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: RE-ELECT STACEY CARTWRIGHT AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #8: RE-ELECT LARRY CULP AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: RE-ELECT SIR CRISPIN DAVIS AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: RE-ELECT SIMON DINGEMANS AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RE-ELECT JUDY LEWENT AS DIRECTOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RE-ELECT SIR DERYCK MAUGHAN AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RE-ELECT DR DANIEL PODOLSKY AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #14: RE-ELECT DR MONCEF SLAOUI AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #15: RE-ELECT TOM DE SWAAN AS DIRECTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #16: RE-ELECT SIR ROBERT WILSON AS DIRECTOR         ISSUER             YES              FOR                   FOR 

PROPOSAL #17: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS        ISSUER             YES              FOR                   FOR 

 AUDITORS 

PROPOSAL #18: AUTHORISE THE AUDIT & RISK COMMITTEE TO        ISSUER             YES              FOR                   FOR 

 FIX REMUNERATION OF AUDITORS

 


 

 

PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND            ISSUER             YES              FOR                   FOR 

EXPENDITURE

PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE-               ISSUER             YES              FOR                   FOR 

EMPTIVE RIGHTS

PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE-         ISSUER             YES              FOR                   FOR 

EMPTIVE RIGHTS

PROPOSAL #22: AUTHORISE MARKET PURCHASE                                ISSUER             YES              FOR                   FOR 

PROPOSAL #23: APPROVE THE EXEMPTION FROM STATEMENT OF        ISSUER             YES              FOR                   FOR 

 THE NAME OF THE SENIOR STATUTORY AUDITOR IN

PUBLISHED COPIES OF THE AUDITORS' REPORTS

PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH         ISSUER             YES              FOR                   FOR 

TWO WEEKS' NOTICE

PROPOSAL #25: APPROVE 2012 SHARESAVE PLAN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #26: APPROVE 2012 SHAREREWARD PLAN                         ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Google Inc.

  TICKER:                GOOG                                 CUSIP:    38259P508 

  MEETING DATE:   6/21/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR                         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PAUL S. OTELLINI                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.9: ELECT DIRECTOR K. RAM SHRIRAM                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR SHIRLEY M. TILGHMAN             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AUTHORIZE A NEW CLASS OF COMMON STOCK             ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #5: AMEND CHARTER TO PROVIDE FOR CLASS A              ISSUER             YES              FOR                   FOR 

COMMON HOLDERS TO RECEIVE EQUAL CONSIDERATION AS

CLASS B COMMON HOLDERS IN EVENT OF ANY MERGER,

CONSOLIDATION OR BUSINESS COMBINATION

PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #8: ADOPT PROXY STATEMENT REPORTING ON             SHAREHOLDER         YES          ABSTAIN            AGAINST 

POLITICAL CONTRIBUTIONS AND ADVISORY VOTE

PROPOSAL #9: AMEND ARTICLES REGARDING ARBITRATION OF    SHAREHOLDER         YES          AGAINST                FOR 

SHAREHOLDER LAWSUITS

PROPOSAL #10: APPROVE RECAPITALIZATION PLAN FOR ALL      SHAREHOLDER         YES              FOR                AGAINST 

STOCK TO HAVE ONE-VOTE PER SHARE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Granite Construction Incorporated

  TICKER:                GVA                                   CUSIP:    387328107 

  MEETING DATE:   5/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DAVID H. KELSEY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JAMES W. BRADFORD, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Hess Corporation

  TICKER:                HES                                   CUSIP:    42809H107 

  MEETING DATE:   5/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR J.B. HESS                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR S.W. BODMAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR R. LAVIZZO MOUREY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR C.G. MATTHEWS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR E.H. VON METZSCH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #8: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #9: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                   N/A 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Hewlett-Packard Company

  TICKER:                HPQ                                   CUSIP:    428236103 

  MEETING DATE:   3/21/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MARC L. ANDREESSEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR SHUMEET BANERJI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR RAJIV L. GUPTA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JOHN H. HAMMERGREN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR RAYMOND. J. LANE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ANN M. LIVERMORE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR G. M. REINER                              ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #8: ELECT DIRECTOR PATRICIA. F. RUSSO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR G. KENNEDY THOMPSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR MARGARET C. WHITMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR RALPH. V. WHITWORTH                ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: ADOPT RETENTION RATIO FOR EXECUTIVES         SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Honeywell International Inc.

  TICKER:                HON                                   CUSIP:    438516106 

  MEETING DATE:   4/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR GORDON M. BETHUNE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR KEVIN BURKE                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JAIME CHICO PARDO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR DAVID M. COTE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR D. SCOTT DAVIS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR LINNET F. DEILY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JUDD GREGG                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR CLIVE R. HOLLICK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR GEORGE PAZ                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR BRADLEY T. SHEARES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Intel Corporation

  TICKER:                INTC                                 CUSIP:    458140100 

  MEETING DATE:   5/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CHARLENE BARSHEFSKY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ANDY D. BRYANT                           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR SUSAN L. DECKER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JOHN J. DONAHOE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR REED E. HUNDT                             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #6: ELECT DIRECTOR PAUL S. OTELLINI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JAMES D. PLUMMER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR DAVID S. POTTRUCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR FRANK D. YEARY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR DAVID B. YOFFIE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: ADOPT PROXY STATEMENT REPORTING ON           SHAREHOLDER         YES          ABSTAIN            AGAINST 

POLITICAL CONTRIBUTIONS AND ADVISORY VOTE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Intuit Inc.

  TICKER:                INTU                                 CUSIP:    461202103 

  MEETING DATE:   1/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CHRISTOPHER W. BRODY                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR WILLIAM V. CAMPBELL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR SCOTT D. COOK                             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR DIANE B. GREENE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR EDWARD A. KANGAS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR SUZANNE NORA JOHNSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DENNIS D. POWELL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR BRAD D. SMITH                             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #10: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE        ISSUER             YES              FOR                   FOR 

 PLAN 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Johnson & Johnson

  TICKER:                JNJ                                   CUSIP:    478160104 

  MEETING DATE:   4/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MARY SUE COLEMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JAMES G. CULLEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR IAN E.L. DAVIS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR ALEX GORSKY                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR MICHAEL M.E. JOHNS                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #6: ELECT DIRECTOR SUSAN L. LINDQUIST                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR ANNE M. MULCAHY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR LEO F. MULLIN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR WILLIAM D. PEREZ                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR CHARLES PRINCE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR DAVID SATCHER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR WILLIAM C. WELDON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ELECT DIRECTOR RONALD A. WILLIAMS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #16: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #17: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #18: REQUIRE SHAREHOLDER VOTE TO APPROVE          SHAREHOLDER         YES          AGAINST                FOR 

POLITICAL CONTRIBUTIONS

PROPOSAL #19: ADOPT ANIMAL-FREE TRAINING METHODS            SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Kellogg Company

  TICKER:                                                      CUSIP:    487836108 

  MEETING DATE:   4/20/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN CARSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN DILLON                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JIM JENNESS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DON KNAUSS                              ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT         SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                KLA-Tencor Corporation

  TICKER:                KLAC                                 CUSIP:    482480100 

  MEETING DATE:   11/3/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. CALDERONI               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN T. DICKSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. KENNEDY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Kraft Foods Inc.

  TICKER:                KFT                                   CUSIP:    50075N104 

  MEETING DATE:   5/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MYRA M. HART                              ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR PETER B. HENRY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR LOIS D. JULIBER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR MARK D. KETCHUM                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR TERRY J. LUNDGREN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR MACKEY J. MCDONALD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JORGE S. MESQUITA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JOHN C. POPE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR FREDRIC G. REYNOLDS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR IRENE B. ROSENFELD                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR JEAN-FRANÇOIS M.L. VAN          ISSUER             YES              FOR                   FOR 

BOXMEER

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: CHANGE COMPANY NAME                                           ISSUER             YES              FOR                   FOR 

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #15: REPORT ON SUPPLY CHAIN AND DEFORESTATION  SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #16: REPORT ON ADOPTING EXTENDED PRODUCER        SHAREHOLDER         YES          AGAINST                FOR 

RESPONSIBILITY POLICY

PROPOSAL #17: REPORT ON LOBBYING PAYMENTS AND POLICY     SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Life Technologies Corporation

  TICKER:                LIFE                                 CUSIP:    53217V109 

  MEETING DATE:   4/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DONALD W. GRIMM                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ORA H. PESCOVITZ                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR PER A. PETERSON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Limited Brands, Inc.

  TICKER:                LTD                                   CUSIP:    532716107 

  MEETING DATE:   5/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JAMES L. HESKETT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ALLAN R. TESSLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ABIGAIL S. WEXNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

PROPOSAL #9: AMEND ARTICLES/BYLAWS/CHARTER -- CALL        SHAREHOLDER         YES          AGAINST                FOR 

SPECIAL MEETINGS

PROPOSAL #10: STOCK RETENTION/HOLDING PERIOD                   SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Lowe's Companies, Inc.

  TICKER:                LOW                                   CUSIP:    548661107 

  MEETING DATE:   6/1/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DAWN E. HUDSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR  ROBERT L. JOHNSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR RICHARD K. LOCHRIDGE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. NIBLOCK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

PROPOSAL #6: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-       SHAREHOLDER         YES          AGAINST                FOR 

CONTROL) TO SHAREHOLDER VOTE

PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD                     SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Marsh & McLennan Companies, Inc.

  TICKER:                MMC                                   CUSIP:    571748102 

  MEETING DATE:   5/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ZACHARY W. CARTER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR BRIAN DUPERREAULT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR OSCAR FANJUL                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR H. EDWARD HANWAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR ELAINE LA ROCHE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR LORD LANG                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR STEVEN A. MILLS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR BRUCE P. NOLOP                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR MARC D. OKEN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR MORTON O. SCHAPIRO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR ADELE SIMMONS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR LLOYD M. YATES                         ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ELECT DIRECTOR R. DAVID YOST                           ISSUER             YES              FOR                   FOR 

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                MasterCard Incorporated

  TICKER:                MA                                     CUSIP:    57636Q104 

  MEETING DATE:   6/5/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR AJAY BANGA                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR DAVID R. CARLUCCI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR STEVEN J. FREIBERG                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR MARC OLIVIE                                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR RIMA QURESHI                              ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR MARK SCHWARTZ                             ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JACKSON P. TAI                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #10: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS              ISSUER             YES              FOR                   FOR 

STOCK PLAN

PROPOSAL #11: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Mattel, Inc.

  TICKER:                MAT                                   CUSIP:    577081102 

  MEETING DATE:   5/10/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MICHAEL J. DOLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ROBERT A. ECKERT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR TREVOR A. EDWARDS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR FRANCES D. FERGUSSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR DOMINIC NG                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR VASANT M. PRABHU                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR ANDREA L. RICH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR DEAN A. SCARBOROUGH                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR CHRISTOPHER A. SINCLAIR           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR BRYAN G. STOCKTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR DIRK VAN DE PUT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR KATHY WHITE LOYD                      ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: APPROVE EXECUTIVE INCENTIVE BONUS PLAN         ISSUER             YES              FOR                   FOR 

PROPOSAL #15: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Medtronic, Inc.

  TICKER:                MDT                                   CUSIP:    585055106 

  MEETING DATE:   8/25/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: DIRECTOR RICHARD H. ANDERSON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: DIRECTOR DAVID L. CALHOUN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR VICTOR J. DZAU                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR OMAR ISHRAK                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JEAN-PIERRE ROSSO                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JACK W. SCHULER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Micron Technology, Inc.

  TICKER:                MU                                     CUSIP:    595112103 

  MEETING DATE:   1/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR STEVEN R. APPLETON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ROBERT L. BAILEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR PATRICK J. BYRNE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR MERCEDES JOHNSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR LAWRENCE N. MONDRY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ROBERT E. SWITZ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Microsoft Corporation

  TICKER:                MSFT                                 CUSIP:    594918104 

  MEETING DATE:   11/15/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR DINA DUBLON                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR RAYMOND V. GILMARTIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR REED HASTINGS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR MARIA M. KLAWE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DAVID F. MARQUARDT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR CHARLES H. NOSKI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR HELMUT PANKE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

 


 

 

PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: AMEND BYLAWS TO ESTABLISH A BOARD             SHAREHOLDER         YES          ABSTAIN            AGAINST 

COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Monsanto Company

  TICKER:                MON                                   CUSIP:    61166W101 

  MEETING DATE:   1/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTORS JANICE L. FIELDS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTORS HUGH GRANT                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTORS C. STEVEN MCMILLAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTORS ROBERT J. STEVENS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #7: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: REPORT ON RISK OF GENETICALLY ENGINEERED   SHAREHOLDER         YES          AGAINST                FOR 

 PRODUCTS 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Motorola Mobility Holdings, Inc.

  TICKER:                MMI                                   CUSIP:    620097105 

  MEETING DATE:   11/17/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Motorola Solutions, Inc.

  TICKER:                MSI                                   CUSIP:    620076307 

  MEETING DATE:   4/30/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR GREGORY Q. BROWN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR WILLIAM J. BRATTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR KENNETH C. DAHLBERG                  ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR DAVID W. DORMAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR MICHAEL V. HAYDEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR JUDY C. LEWENT                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR SAMUEL C. SCOTT, III                ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #8: ELECT DIRECTOR JOHN A. WHITE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #10: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ENCOURAGE SUPPLIERS TO PRODUCE                  SHAREHOLDER         YES          ABSTAIN            AGAINST 

SUSTAINABILITY REPORTS

PROPOSAL #12: STOCK RETENTION/HOLDING PERIOD                   SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                National Oilwell Varco, Inc.

  TICKER:                NOV                                   CUSIP:    637071101 

  MEETING DATE:   5/16/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MERRILL A. MILLER, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR GREG L. ARMSTRONG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR DAVID D. HARRISON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                NextEra Energy, Inc.

  TICKER:                NEE                                   CUSIP:    65339F101 

  MEETING DATE:   5/25/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR SHERRY S. BARRAT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ROBERT M. BEALL, II                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JAMES L. CAMAREN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR KENNETH B. DUNN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR J. BRIAN FERGUSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR LEWIS HAY, III                           ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR TONI JENNINGS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR OLIVER D. KINGSLEY, JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR RUDY E. SCHUPP                           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR WILLIAM H. SWANSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR MICHAEL H. THAMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR HANSEL E. TOOKES, II               ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Noble Corporation

  TICKER:                NE                                     CUSIP:    H5833N103 

  MEETING DATE:   4/27/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE DECREASE IN SIZE OF BOARD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2.1: ELECT DIRECTOR JULIE H. EDWARDS                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2.2: ELECT DIRECTOR DAVID W. WILLIAMS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES          AGAINST            AGAINST 

STATUTORY REPORTS

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER             YES          AGAINST            AGAINST 

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND

PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR            ISSUER             YES              FOR                   FOR 

MANAGEMENT

PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #8: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Noble Energy, Inc.

  TICKER:                NBL                                   CUSIP:    655044105 

  MEETING DATE:   4/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JEFFREY L. BERENSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR MICHAEL A. CAWLEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR EDWARD F. COX                             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR CHARLES D. DAVIDSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR THOMAS J. EDELMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ERIC P. GRUBMAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR KIRBY L. HEDRICK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR SCOTT D. URBAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR WILLIAM T. VAN KLEEF                ISSUER             YES              FOR                   FOR 

PROPOSAL #10: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: INCREASE AUTHORIZED COMMON STOCK                    ISSUER             YES          AGAINST            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Norfolk Southern Corporation

  TICKER:                NSC                                   CUSIP:    655844108 

  MEETING DATE:   5/10/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR GERALD L. BALILES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ERSKINE B. BOWLES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ROBERT A. BRADWAY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR WESLEY G. BUSH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR DANIEL A. CARP                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR KAREN N. HORN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR STEVEN F. LEER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR MICHAEL D. LOCKHART                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR CHARLES W. MOORMAN, IV             ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR J. PAUL REASON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Novartis AG

  TICKER:                NOVN                                 CUSIP:    66987V109 

  MEETING DATE:   2/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR            ISSUER             YES              FOR                   FOR 

MANAGEMENT

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS OF CHF 2.25 PER SHARE

PROPOSAL #4: APPROVE CHF 19.7 MILLION REDUCTION IN            ISSUER             YES              FOR                   FOR 

SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES

PROPOSAL #5.1.1: REELECT SIKRANT DATAR AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #5.1.2: REELECT ANDREAS VON PLANTA AS                   ISSUER             YES              FOR                   FOR 

DIRECTOR

PROPOSAL #5.1.3: REELECT WENDELIN WIEDEKING AS                   ISSUER             YES              FOR                   FOR 

DIRECTOR

PROPOSAL #5.1.4: REELECT WILLIAM BRODY AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #5.1.5: REELECT ROLF ZINKERNAGEL AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #5.2: ELECT DIMITRI AZAR AS DIRECTOR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ADDITIONAL AND/OR COUNTER-PROPOSALS                ISSUER             YES          AGAINST            AGAINST 

PRESENTED AT THE MEETING

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                NVIDIA Corporation

  TICKER:                NVDA                                 CUSIP:    67066G104 

  MEETING DATE:   5/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR TENCH COXE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MARK L. PERRY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARK A. STEVENS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK                     ISSUER             YES              FOR                   FOR 

PURCHASE PLAN

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Oracle Corporation

  TICKER:                ORCL                                 CUSIP:    68389X105 

  MEETING DATE:   10/12/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR DONALD L. LUCAS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: DIRECTOR NAOMI O. SELIGMAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              N/A 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD                     SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                PACCAR Inc

  TICKER:                PCAR                                 CUSIP:    693718108 

  MEETING DATE:   4/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARK C. PIGOTT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WARREN R. STALEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CHARLES R. WILLIAMSON           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: REQUIRE A MAJORITY VOTE FOR THE ELECTION   SHAREHOLDER         YES              FOR                   FOR 

 OF DIRECTORS

PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT         SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Pall Corporation

  TICKER:                PLL                                   CUSIP:    696429307 

  MEETING DATE:   12/14/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR AMY E. ALVING                             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR DANIEL J. CARROLL, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ROBERT B. COUTTS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR CHERYL W. GRISÉ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR RONALD L. HOFFMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR LAWRENCE D. KINGSLEY                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DENNIS N. LONGSTREET                ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR B. CRAIG OWENS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR KATHARINE L. PLOURDE                ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR EDWARD L. SNYDER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR EDWARD TRAVAGLIANTI                ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #15: APPROVE EXECUTIVE INCENTIVE BONUS PLAN         ISSUER             YES              FOR                   FOR 

PROPOSAL #16: APPROVE OMNIBUS STOCK PLAN                              ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Peabody Energy Corporation

  TICKER:                BTU                                   CUSIP:    704549104 

  MEETING DATE:   5/1/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. COLEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. JAMES                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. KARN, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR HENRY E. LENTZ                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MALONE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. RUSNACK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JOHN F. TURNER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR SANDRA A. VAN TREASE           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR ALAN H. WASHKOWITZ               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                PepsiCo, Inc.

  TICKER:                PEP                                   CUSIP:    713448108 

  MEETING DATE:   5/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR SHONA L. BROWN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR IAN M. COOK                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR DINA DUBLON                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR VICTOR J. DZAU                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR RAY L. HUNT                                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ALBERTO IBARGUEN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR INDRA K. NOOYI                           ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR SHARON PERCY ROCKEFELLER         ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR JAMES J. SCHIRO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR LLOYD G. TROTTER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR DANIEL VASELLA                         ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR ALBERTO WEISSER                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #15: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #16: REPORT ON LOBBYING PAYMENTS AND POLICY     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #17: ESTABLISH RISK OVERSIGHT COMMITTEE            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #18: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Petroleo Brasileiro SA-Petrobras

  TICKER:                PETR4                               CUSIP:    71654V101 

  MEETING DATE:   3/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2011

PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING                ISSUER             YES              FOR                   FOR 

FISCAL YEAR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS

PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY                          ISSUER             YES              FOR                   FOR 

CONTROLLING SHAREHOLDER

PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY          ISSUER             YES              FOR                   FOR 

SHAREHOLDERS

PROPOSAL #5: ELECT BOARD CHAIRMAN                                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS AND                   ISSUER             YES              FOR                   FOR 

ALTERNATES APPOINTED BY CONTROLLING SHAREHOLDER

PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS AND                   ISSUER             YES              FOR                   FOR 

ALTERNATES APPOINTED BY MINORITY SHAREHOLDERS

PROPOSAL #7: APPROVE REMUNERATION OF EXECUTIVE                   ISSUER             YES              FOR                   FOR 

OFFICERS, NON-EXECUTIVE DIRECTORS, AND FISCAL COUNCIL

 MEMBERS 

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES              ISSUER             YES              FOR                   FOR 

WITHOUT ISSUANCE OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Petroleo Brasileiro SA-Petrobras

  TICKER:                PETR4                               CUSIP:    71654V408 

  MEETING DATE:   8/23/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: RATIFY ALTERNATE DIRECTOR MIRIAM                     ISSUER             YES              FOR                   FOR 

APARECIDA BELCHIOR AS DIRECTOR UNTIL NEXT GENERAL

MEETING TO FILL DIRECTOR VACANCY

PROPOSAL #2: AMEND ARTICLES 18, 19, 21, 22, 25, 28,          ISSUER             YES              FOR                   FOR 

AND 39 RE: BOARD SIZE, PROCEDURES APPLICABLE TO

EMPLOYEE BOARD REPRESENTATIVE, CLARIFY CHAIRMAN'S

CASTING VOTE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Petroleo Brasileiro SA-Petrobras

  TICKER:                PETR4                               CUSIP:    71654V408 

  MEETING DATE:   12/19/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB FAFEN ENERGIA      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE AGREEMENT TO ABSORB TERMORIO               ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE AGREEMENT TO ABSORB UTE JUIZ DE         ISSUER             YES              FOR                   FOR 

FORA

PROPOSAL #4: APPOINT KPMG AUDITORES INDEPENDENTES TO         ISSUER             YES              FOR                   FOR 

APPRAISE PROPOSED ABSORPTIONS

PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL OF         ISSUER             YES              FOR                   FOR 

FAFEN ENERGIA

PROPOSAL #6: APPROVE INDEPENDENT FIRM'S APPRAISAL OF         ISSUER             YES              FOR                   FOR 

TERMORIO

PROPOSAL #7: APPROVE INDEPENDENT FIRM'S APPRAISAL OF         ISSUER             YES              FOR                   FOR 

UTE JUIZ DE FORA

PROPOSAL #8: APPROVE ABSORPTION OF FAFEN ENERGIA                ISSUER             YES              FOR                   FOR 

PROPOSAL #9: APPROVE ABSORPTION OF TERMORIO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: APPROVE ABSORPTION OF UTE JUIZ DE FORA         ISSUER             YES              FOR                   FOR 

PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER             YES              FOR                   FOR 

APPROVED RESOLUTIONS

PROPOSAL #12: ELECT JOSUE CHRISTIANO GOMES DA SILVA          ISSUER             YES              FOR                   FOR 

AS DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Petroleo Brasileiro SA-Petrobras

  TICKER:                PETR4                               CUSIP:    71654V408 

  MEETING DATE:   1/27/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: APPOINT INDEPENDENT FIRM TO APPRAISE          ISSUER             YES              FOR                   FOR 

PROPOSED SPIN-OFF

PROPOSAL #1.2: APPROVE INDEPENDENT FIRM'S APPRAISAL           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: APPROVE AGREEMENT TO SPIN OFF BRK                ISSUER             YES              FOR                   FOR 

INVESTIMENTOS PETROQUIMICOS S.A.

PROPOSAL #1.4: APPROVE  SPIN OFF OF BRK INVESTIMENTOS        ISSUER             YES              FOR                   FOR 

 PETROQUIMICOS S.A.

PROPOSAL #2.1: APPOINT INDEPENDENT FIRM TO APPRAISE          ISSUER             YES              FOR                   FOR 

PROPOSED ABSORPTION

PROPOSAL #2.2: APPROVE INDEPENDENT FIRM'S APPRAISAL           ISSUER             YES              FOR                   FOR 

PROPOSAL #2.3: APPROVE AGREEMENT TO ABSORB PETROBRAS         ISSUER             YES              FOR                   FOR 

QUIMICA S.A.

PROPOSAL #2.4: APPROVE ABSORPTION OF PETROBRAS                   ISSUER             YES              FOR                   FOR 

QUIMICA S.A.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Petroleo Brasileiro SA-Petrobras

  TICKER:                PETR4                               CUSIP:    71654V408 

  MEETING DATE:   2/28/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: AMEND ARTICLES RE: INCREASE THE NUMBER          ISSUER             YES              FOR                   FOR 

OF EXECUTIVE DIRECTORS

PROPOSAL #2: ELECT MARIA DAS GRACAS SILVA FOSTER AS          ISSUER             YES              FOR                   FOR 

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Petroleo Brasileiro SA-Petrobras

  TICKER:                PETR4                               CUSIP:    71654V408 

  MEETING DATE:   3/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2011

PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING                ISSUER             YES              FOR                   FOR 

FISCAL YEAR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS

PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY                          ISSUER             YES              FOR                   FOR 

CONTROLLING SHAREHOLDER

PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY          ISSUER             YES              FOR                   FOR 

SHAREHOLDERS

PROPOSAL #5: ELECT BOARD CHAIRMAN                                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS AND                   ISSUER             YES              FOR                   FOR 

ALTERNATES APPOINTED BY CONTROLLING SHAREHOLDER

PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS AND                   ISSUER             YES              FOR                   FOR 

ALTERNATES APPOINTED BY MINORITY SHAREHOLDERS

PROPOSAL #7: APPROVE REMUNERATION OF EXECUTIVE                   ISSUER             YES              FOR                   FOR 

OFFICERS, NON-EXECUTIVE DIRECTORS, AND FISCAL COUNCIL

 MEMBERS 

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES              ISSUER             YES              FOR                   FOR 

WITHOUT ISSUANCE OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Pfizer Inc.

  TICKER:                PFE                                   CUSIP:    717081103 

  MEETING DATE:   4/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DENNIS A. AUSIELLO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR M. ANTHONY BURNS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR W. DON CORNWELL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR FRANCES D. FERGUSSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR WILLIAM H. GRAY, III                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR HELEN H. HOBBS                           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #7: ELECT DIRECTOR CONSTANCE J. HORNER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JAMES M. KILTS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR GEORGE A. LORCH                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JOHN P. MASCOTTE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR SUZANNE NORA JOHNSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR IAN C. READ                              ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ELECT DIRECTOR STEPHEN W. SANGER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ELECT DIRECTOR MARC TESSIER-LAVIGNE               ISSUER             YES              FOR                   FOR 

PROPOSAL #15: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #17: PUBLISH POLITICAL CONTRIBUTIONS                 SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT   SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #19: AMEND ARTICLES/BYLAWS/CHARTER -- CALL      SHAREHOLDER         YES          AGAINST                FOR 

SPECIAL MEETINGS

PROPOSAL #20: NON-EMPLOYEE DIRECTOR COMPENSATION            SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Plantronics, Inc.

  TICKER:                PLT                                   CUSIP:    727493108 

  MEETING DATE:   8/5/2011                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARV TSEU                                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KEN KANNAPPAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BRIAN DEXHEIMER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GREGG HAMMANN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN HART                                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MARSHALL MOHR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROGER WERY                              ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Potash Corporation of Saskatchewan Inc.

  TICKER:                POT                                   CUSIP:    73755L107 

  MEETING DATE:   5/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR C. M. BURLEY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR D. G. CHYNOWETH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR D. CLAUW                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR W. J. DOYLE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR J. W. ESTEY                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR G. W. GRANDEY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR C. S. HOFFMAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR D. J. HOWE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR A. D. LABERGE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR K.G. MARTELL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR J. J. MCCAIG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR M. MOGFORD                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR E. VIYELLA DE PALIZA           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS        ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE 2012 PERFORMANCE OPTION PLAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION         ISSUER             YES              FOR                   FOR 

APPROACH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Praxair, Inc.

  TICKER:                PX                                     CUSIP:    74005P104 

  MEETING DATE:   4/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR OSCAR BERNARDES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BRET K. CLAYTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD G. GALANTE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR IRA D. HALL                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RAYMOND W. LEBOEUF                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR LARRY D. MCVAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR WAYNE T. SMITH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. WOOD                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADOPT PROXY STATEMENT REPORTING ON             SHAREHOLDER         YES          ABSTAIN            AGAINST 

POLITICAL CONTRIBUTIONS AND ADVISORY VOTE

 


 

 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Public Service Enterprise Group Incorporated

  TICKER:                PEG                                   CUSIP:    744573106 

  MEETING DATE:   4/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ALBERT R. GAMPER, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR CONRAD K. HARPER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR WILLIAM V. HICKEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR RALPH IZZO                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR SHIRLEY ANN JACKSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR DAVID LILLEY                              ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR THOMAS A. RENYI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR HAK CHEOL SHIN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR RICHARD J. SWIFT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR SUSAN TOMASKY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                QUALCOMM Incorporated

  TICKER:                QCOM                                 CUSIP:    747525103 

  MEETING DATE:   3/6/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BARBARA T. ALEXANDER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. BENNETT                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DONALD G. CRUICKSHANK           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RAYMOND V. DITTAMORE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. HORTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR PAUL E. JACOBS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. KAHN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR SHERRY LANSING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DUANE A. NELLES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR FRANCISCO ROS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR BRENT SCOWCROFT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR MARC I. STERN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ELIMINATE PROVISION RELATING TO                       ISSUER             YES              FOR                   FOR 

PLURALITY VOTING FOR THE ELECTION OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Rambus Inc.

  TICKER:                RMBS                                 CUSIP:    750917106 

  MEETING DATE:   4/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR SUNLIN CHOU, PH.D.                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR HAROLD HUGHES                             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ABRAHAM D. SOFAER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR J. THOMAS BENTLEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #8: APPROVE REPRICING OF OPTIONS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Research In Motion Limited

  TICKER:                RIM                                   CUSIP:    760975102 

  MEETING DATE:   7/12/2011                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BALSILLIE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MIKE LAZARIDIS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID KERR                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR CLAUDIA KOTCHKA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROGER MARTIN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN RICHARDSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR BARBARA STYMIEST                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ANTONIO VIANA-BAPTISTA         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JOHN WETMORE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS            ISSUER             YES              FOR                   FOR 

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Rockwell Automation, Inc.

  TICKER:                ROK                                   CUSIP:    773903109 

  MEETING DATE:   2/7/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BETTY C. ALEWINE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR VERNE G. ISTOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID B. SPEER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ross Stores, Inc.

  TICKER:                ROST                                 CUSIP:    778296103 

  MEETING DATE:   5/16/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BALMUTH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR K. GUNNAR BJORKLUND               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR SHARON D. GARRETT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION   SHAREHOLDER         YES          AGAINST                FOR 

 OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Safran 

  TICKER:                SAF                                   CUSIP:    F4035A557 

  MEETING DATE:   5/31/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER             YES              FOR                   FOR 

DISCHARGE DIRECTORS

PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL                        ISSUER             YES              FOR                   FOR 

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS OF EUR 0.62 PER SHARE

PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON NEW         ISSUER             YES              FOR                   FOR 

RELATED-PARTY TRANSACTIONS

PROPOSAL #5: APPROVE SEVERANCE PAYMENT AGREEMENT WITH        ISSUER             YES          AGAINST            AGAINST 

 JEAN-PAUL HERTEMAN

PROPOSAL #6: APPROVE ADDITIONAL PENSION SCHEME                   ISSUER             YES          AGAINST            AGAINST 

AGREEMENT WITH THE CEO AND VICE CEOS

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE        ISSUER             YES              FOR                   FOR 

 AGGREGATE AMOUNT OF EUR 670,000

 


 

 

PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT        ISSUER             YES              FOR                   FOR 

 OF ISSUED SHARE CAPITAL

PROPOSAL #9: APPROVE REDUCTION IN SHARE CAPITAL VIA          ISSUER             YES              FOR                   FOR 

CANCELLATION OF REPURCHASED SHARES

PROPOSAL #10: AUTHORIZE BOARD TO ISSUE FREE WARRANTS         ISSUER             YES              FOR                   FOR 

WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER

OR SHARE EXCHANGE

PROPOSAL #11: APPROVE EMPLOYEE STOCK PURCHASE PLAN             ISSUER             YES              FOR                   FOR 

PROPOSAL #12: AUTHORIZE FILING OF REQUIRED                          ISSUER             YES              FOR                   FOR 

DOCUMENTS/OTHER FORMALITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                SanDisk Corporartion

  TICKER:                SNDK                                 CUSIP:    80004C101 

  MEETING DATE:   6/12/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR MICHAEL E. MARKS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR KEVIN DENUCCIO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR IRWIN FEDERMAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR STEVEN J. GOMO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR EDDY W. HARTENSTEIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR CHENMING HU                                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR CATHERINE P. LEGO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR SANJAY MEHROTRA                         ISSUER             YES              FOR                   FOR 

PROPOSAL #9: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Sanofi 

  TICKER:                SAN                                   CUSIP:    80105N105 

  MEETING DATE:   5/4/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL                        ISSUER             YES              FOR                   FOR 

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS OF EUR 2.65  PER SHARE

PROPOSAL #4: ELECT LAURENT ATTAL AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: REELECT UWE BICKER AS DIRECTOR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: REELECT JEAN RENE FOURTOU AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: REELECT CLAUDIE HAIGNERE AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #8: REELECT CAROLE PIWNICA AS DIRECTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: REELECT KLAUS POHLE AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #10: APPOINT ERNST & YOUNG ET AUTRES AS                ISSUER             YES              FOR                   FOR 

AUDITOR

PROPOSAL #11: APPOINT AUDITEX AS ALTERNATE AUDITOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RATIFY CHANGE OF REGISTERED OFFICE TO          ISSUER             YES              FOR                   FOR 

54, RUE LA BOETIE, 75008 PARIS AND AMEND ARTICLE 4 OF

 BYLAWS ACCORDINGLY

PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10                   ISSUER             YES              FOR                   FOR 

PERCENT OF ISSUED SHARE CAPITAL

PROPOSAL #14: AUTHORIZE UP TO 1.2 PERCENT OF ISSUED          ISSUER             YES              FOR                   FOR 

CAPITAL FOR USE IN RESTRICTED STOCK PLAN

PROPOSAL #15: AUTHORIZE FILING OF REQUIRED                          ISSUER             YES              FOR                   FOR 

DOCUMENTS/OTHER FORMALITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Schlumberger Limited

  TICKER:                SLB                                   CUSIP:    806857108 

  MEETING DATE:   4/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PETER L.S. CURRIE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR TONY ISAAC                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR K. VAMAN KAMATH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR PAAL KIBSGAARD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ADRIAN LAJOUS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. MARKS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH MOLER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR LUBNA S. OLAYAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR LEO RAFAEL REIF                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR TORE I. SANDVOLD                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR HENRI SEYDOUX                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ADOPT AND APPROVE FINANCIALS AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS

PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS                ISSUER             YES              FOR                   FOR 

STOCK PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Sony Corporation

  TICKER:                6758                                 CUSIP:    835699307 

  MEETING DATE:   6/27/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR HIRAI, KAZUO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHUUBACHI, RYOJI                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR KATO, MASARU                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HOWARD STRINGER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PETER BONFIELD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR YASUDA, RYUUJI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR UCHINAGA, YUKAKO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR YAHAGI, MITSUAKI                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR TSUN-YAN HSIEH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR ROLAND A. HERNANDEZ             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR ANRAKU, KANEMITSU                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR KOJIMA, YORIHIKO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR NAGAYAMA, OSAMU                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.14: ELECT DIRECTOR NIMURA, TAKAAKI                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE STOCK OPTION PLAN                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Southwest Airlines Co.

  TICKER:                LUV                                   CUSIP:    844741108 

  MEETING DATE:   5/16/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DAVID W. BIEGLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR J. VERONICA BIGGINS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR DOUGLAS H. BROOKS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR WILLIAM H. CUNNINGHAM               ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JOHN G. DENISON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR GARY C. KELLY                             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR NANCY B. LOEFFLER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JOHN T. MONTFORD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR THOMAS M. NEALON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR DANIEL D. VILLANUEVA               ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: REDUCE SUPERMAJORITY VOTE REQUIREMENT           ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Southwestern Energy Company

  TICKER:                SWN                                   CUSIP:    845467109 

  MEETING DATE:   5/22/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1: ELECT DIRECTOR LEWIS E. EPLEY, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ROBERT L. HOWARD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR CATHERINE A. KEHR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR GREG D. KERLEY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR HAROLD M. KORELL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR VELLO A. KUUSKRAA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR KENNETH R. MOURTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR STEVEN L. MUELLER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR CHARLES E. SCHARLAU                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR ALAN H. STEVENS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: STOCK RETENTION/HOLDING PERIOD                   SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Sprint Nextel Corporation

  TICKER:                                                      CUSIP:    852061100 

  MEETING DATE:   5/15/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ROBERT R. BENNETT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR GORDON M. BETHUNE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR LARRY C. GLASSCOCK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JAMES H. HANCE, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR DANIEL R. HESSE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR V. JANET HILL                             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR FRANK IANNA                                ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR SVEN-CHRISTER NILSSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR WILLIAM R. NUTI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR RODNEY O'NEAL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: AMEND ARTICLES OF INCORPORATION TO OPT-        ISSUER             YES              FOR                   FOR 

OUT OF THE BUSINESS COMBINATION STATUTE

PROPOSAL #14: AMEND ARTICLES OF INCORPORATION TO                ISSUER             YES              FOR                   FOR 

ELIMINATE BUSINESS COMBINATION PROVISION

PROPOSAL #15: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #16: ADOPT POLICY ON BONUS BANKING                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          ABSTAIN            AGAINST 

 


 

 

PROPOSAL #18: COMMIT TO WIRELESS NETWORK NEUTRALITY       SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Symantec Corporation

  TICKER:                SYMC                                 CUSIP:    871503108 

  MEETING DATE:   10/25/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR STEPHEN M. BENNETT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR MICHAEL A. BROWN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR FRANK E. DANGEARD                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR GERALDINE B. LAYBOURNE             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR DAVID L. MAHONEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ROBERT S. MILLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR ENRIQUE SALEM                             ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR DANIEL H. SCHULMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR V. PAUL UNRUH                             ISSUER             YES              FOR                   FOR 

PROPOSAL #10: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: AMEND OUTSIDE DIRECTOR STOCK                          ISSUER             YES              FOR                   FOR 

AWARDS/OPTIONS IN LIEU OF CASH

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #14: AMEND ARTICLES/BYLAWS/CHARTER -- CALL      SHAREHOLDER         YES          AGAINST                FOR 

SPECIAL MEETINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Target Corporation

  TICKER:                TGT                                   CUSIP:    87612E106 

  MEETING DATE:   6/13/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROXANNE S. AUSTIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CALVIN DARDEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARY N. DILLON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JAMES A. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MARY E. MINNICK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ANNE M. MULCAHY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DERICA W. RICE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR STEPHEN W. SANGER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR GREGG W. STEINHAFEL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JOHN G. STUMPF                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR SOLOMON D. TRUJILLO             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: REPORT ON ELECTRONICS RECYCLING AND           SHAREHOLDER         YES          ABSTAIN            AGAINST 

PREVENTING E-WASTE EXPORT

PROPOSAL #6: PROHIBIT POLITICAL CONTRIBUTIONS                 SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Texas Instruments Incorporated

  TICKER:                TXN                                   CUSIP:    882508104 

  MEETING DATE:   4/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR R.W. BABB, JR.                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR D.A. CARP                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR C.S. COX                                     ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR P.H. PATSLEY                              ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR R.E. SANCHEZ                              ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR W.R. SANDERS                              ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR R.J. SIMMONS                              ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR R.K. TEMPLETON                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR C.T. WHITMAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The AES Corporation

  TICKER:                AES                                   CUSIP:    00130H105 

  MEETING DATE:   4/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ANDRES GLUSKI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ZHANG GUO BAO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KRISTINA M. JOHNSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN A. KOSKINEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR PHILIP LADER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR SANDRA O. MOOSE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JOHN B. MORSE, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR PHILIP A. ODEEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR CHARLES O. ROSSOTTI             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.11: ELECT DIRECTOR SVEN SANDSTROM                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The Boeing Company

  TICKER:                BA                                     CUSIP:    097023105 

  MEETING DATE:   4/30/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DAVID L. CALHOUN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ARTHUR D. COLLINS, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR LINDA Z. COOK                             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN               ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR EDMUND P. GIAMBASTIANI,          ISSUER             YES              FOR                   FOR 

JR.

PROPOSAL #6: ELECT DIRECTOR LAWRENCE W. KELLNER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR EDWARD M. LIDDY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR W. JAMES MCNERNEY, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR SUSAN C. SCHWAB                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR RONALD A. WILLIAMS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR MIKE S. ZAFIROVSKI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS              SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #15: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT   SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #16: ADOPT RETENTION RATIO FOR                           SHAREHOLDER         YES          AGAINST                FOR 

EXECUTIVES/DIRECTORS

PROPOSAL #17: SUBMIT SERP TO SHAREHOLDER VOTE                 SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The Charles Schwab Corporation

  TICKER:                SCHW                                 CUSIP:    808513105 

  MEETING DATE:   5/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR NANCY H. BECHTLE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR WALTER W. BETTINGER, II           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR C. PRESTON BUTCHER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #8: ADOPT PROXY ACCESS RIGHT                               SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The Chubb Corporation

  TICKER:                CB                                     CUSIP:    171232101 

  MEETING DATE:   4/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ZOE BAIRD BUDINGER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR SHEILA P. BURKE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JAMES I. CASH, JR.                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JOHN D. FINNEGAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR LAWRENCE W. KELLNER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR MARTIN G. MCGUINN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR LAWRENCE M. SMALL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JESS SODERBERG                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR DANIEL E. SOMERS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JAMES M. ZIMMERMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR ALFRED W. ZOLLAR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: ADOPT PROXY STATEMENT REPORTING ON           SHAREHOLDER         YES          AGAINST                FOR 

POLITICAL CONTRIBUTIONS AND ADVISORY VOTE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The Procter & Gamble Company

  TICKER:                PG                                     CUSIP:    742718109 

  MEETING DATE:   10/11/2011                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ANGELA F. BRALY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR KENNETH I. CHENAULT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR SCOTT D. COOK                             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR SUSAN DESMOND-HELLMANN             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR ROBERT A. MCDONALD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR W. JAMES MCNERNEY, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JOHNATHAN A. RODGERS                ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR MARGARET C. WHITMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR MARY AGNES WILDEROTTER             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #10: ELECT DIRECTOR PATRICIA A. WOERTZ                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR ERNESTO ZEDILLO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #12: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY           ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #15: AMEND ARTICLES OF INCORPORATION                      ISSUER             YES              FOR                   FOR 

PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #17: PHASE OUT USE OF LABORATORY ANIMALS IN    SHAREHOLDER         YES          ABSTAIN            AGAINST 

PET FOOD PRODUCT TESTING

PROPOSAL #18: REPORT ON POLITICAL CONTRIBUTIONS AND      SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROVIDE ADVISORY VOTE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The Progressive Corporation

  TICKER:                PGR                                   CUSIP:    743315103 

  MEETING DATE:   4/20/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ROGER N. FARAH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR STEPHEN R. HARDIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR HEIDI G. MILLER, PH.D.             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR BRADLEY T. SHEARES, PH.D.        ISSUER             YES              FOR                   FOR 

PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT             ISSUER             YES              FOR                   FOR 

PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: FIX NUMBER OF DIRECTORS AT ELEVEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: AMEND CODE OF REGULATIONS FOR REVISE THE        ISSUER             YES              FOR                   FOR 

 PROCEDURES FOR FIXING THE NUMBER OF DIRECTORS WITHIN

 THE LIMITS SET FORTH IN THE CODE OF REGULATIONS

PROPOSAL #9: PERMIT BOARD TO AMEND BYLAWS WITHOUT              ISSUER             YES              FOR                   FOR 

SHAREHOLDER CONSENT

PROPOSAL #10: AMEND CODE OF REGULATIONS PROVIDING THE        ISSUER             YES              FOR                   FOR 

 ANNUAL MEETING BE HELD BY JUNE 30

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: AMEND EXECUTIVE INCENTIVE BONUS PLAN             ISSUER             YES              FOR                   FOR 

PROPOSAL #13: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS              ISSUER             YES              FOR                   FOR 

STOCK PLAN

PROPOSAL #15: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The TJX Companies, Inc.

  TICKER:                TJX                                   CUSIP:    872540109 

  MEETING DATE:   6/13/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1: ELECT DIRECTOR ZEIN ABDALLA                              ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JOSE B. ALVAREZ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR ALAN M. BENNETT                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR BERNARD CAMMARATA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR DAVID T. CHING                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR MICHAEL F. HINES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR AMY B. LANE                                ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR CAROL MEYROWITZ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR JOHN F. O'BRIEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR WILLOW B. SHIRE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: AMEND EXECUTIVE INCENTIVE BONUS PLAN             ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                The Walt Disney Company

  TICKER:                DIS                                   CUSIP:    254687106 

  MEETING DATE:   3/13/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR SUSAN E. ARNOLD                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR JOHN S. CHEN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JUDITH L. ESTRIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR ROBERT A. IGER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR FRED H. LANGHAMMER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR AYLWIN B. LEWIS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR MONICA C. LOZANO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR ROBERT W. MATSCHULLAT               ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR SHERYL SANDBERG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR ORIN C. SMITH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #11: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES          AGAINST            AGAINST 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Transocean Ltd.

  TICKER:                RIGN                                 CUSIP:    H8817H100 

  MEETING DATE:   5/18/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2: APPROPRIATION OF THE AVAILABLE EARNINGS         ISSUER             YES              FOR                   FOR 

FOR FISCAL YEAR 2011

PROPOSAL #3a: ELECT GLYN BARKER AS DIRECTOR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3b: ELECT VANESSA C.L. CHANG  AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #3c: ELECT CHAD DEATON AS DIRECTOR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3d: REELECT EDWARD R. MULLER AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #3e: REELECT TAN EK KIA AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: APPOINTMENT OF ERNST & YOUNG LLP AS                ISSUER             YES              FOR                   FOR 

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR

FISCAL YEAR 2012

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Union Pacific Corporation

  TICKER:                UNP                                   CUSIP:    907818108 

  MEETING DATE:   5/10/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR ANDREW H. CARD, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ERROLL B. DAVIS, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR THOMAS J. DONOHUE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR ARCHIE W. DUNHAM                       ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR JUDITH RICHARDS HOPE                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR CHARLES C. KRULAK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR MICHAEL R. MCCARTHY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR MICHAEL W. MCCONNELL                ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR THOMAS F. MCLARTY, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR STEVEN R. ROGEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR JOSE H. VILLARREAL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR JAMES R. YOUNG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #15: REPORT ON LOBBYING PAYMENTS AND POLICY     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #16: STOCK RETENTION                                             SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                United Parcel Service, Inc.

  TICKER:                UPS                                   CUSIP:    911312106 

  MEETING DATE:   5/3/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR MICHAEL J. BURNS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR D. SCOTT DAVIS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR STUART E. EIZENSTAT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR MICHAEL L. ESKEW                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR WILLIAM R. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR CANDACE KENDLE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR ANN M. LIVERMORE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR RUDY H.P. MARKHAM                      ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR CLARK T. RANDT, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR JOHN W. THOMPSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR CAROL B. TOME                           ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #15: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE        ISSUER             YES              FOR                   FOR 

 PLAN 

PROPOSAL #16: REPORT ON LOBBYING CONTRIBUTIONS AND        SHAREHOLDER         YES          ABSTAIN            AGAINST 

EXPENSES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Visa Inc.

  TICKER:                                                      CUSIP:    92826C839 

  MEETING DATE:   1/31/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR GARY P. COUGHLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR MARY B. CRANSTON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR FRANCISCO JAVIER                       ISSUER             YES              FOR                   FOR 

FERNANDEZ-CARBAJAL

PROPOSAL #4: ELECT DIRECTOR ROBERT W. MATSCHULLAT               ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR CATHY E. MINEHAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR SUZANNE NORA JOHNSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DAVID J. PANG                             ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR JOSEPH W. SAUNDERS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR WILLIAM S. SHANAHAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR JOHN A. SWAINSON                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #12: AMEND OMNIBUS STOCK PLAN                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #13: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Wells Fargo & Company

  TICKER:                WFC                                   CUSIP:    949746101 

  MEETING DATE:   4/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JOHN D. BAKER, II                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ELAINE L. CHAO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JOHN S. CHEN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR LLOYD H. DEAN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR SUSAN E. ENGEL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR DONALD M. JAMES                         ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR CYNTHIA H. MILLIGAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR NICHOLAS G. MOORE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR FEDERICO F. PENA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR PHILIP J. QUIGLEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR JUDITH M. RUNSTAD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ELECT DIRECTOR STEPHEN W. SANGER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #14: ELECT DIRECTOR JOHN G. STUMPF                         ISSUER             YES              FOR                   FOR 

PROPOSAL #15: ELECT DIRECTOR SUSAN G. SWENSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #17: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #18: REQUIRE INDEPENDENT BOARD CHAIRMAN            SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #19: PROVIDE FOR CUMULATIVE VOTING                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #20: ADOPT PROXY ACCESS RIGHT                              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #21: REQUIRE AUDIT COMMITTEE REVIEW AND           SHAREHOLDER         YES          ABSTAIN            AGAINST 

REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND

SECURITIZATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Weyerhaeuser Company

  TICKER:                WY                                     CUSIP:    962166104 

  MEETING DATE:   4/12/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR DEBRA A. CAFARO                         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ELECT DIRECTOR MARK A. EMMERT                           ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ELECT DIRECTOR DANIEL S. FULTON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JOHN I. KIECKHEFER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR WAYNE W. MURDY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR NICOLE W. PIASECKI                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR CHARLES R. WILLIAMSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #9: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Whirlpool Corporation

  TICKER:                WHR                                   CUSIP:    963320106 

  MEETING DATE:   4/17/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR SAMUEL R. ALLEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR GARY T. DICAMILLO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR JEFF M. FETTIG                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR KATHLEEN J. HEMPEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR MICHAEL F. JOHNSTON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR WILLIAM T. KERR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR JOHN D. LIU                                ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR HARISH MANWANI                           ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR MILES L. MARSH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #10: ELECT DIRECTOR WILLIAM D. PEREZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ELECT DIRECTOR MICHAEL A. TODMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #12: ELECT DIRECTOR MICHAEL D. WHITE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

PROPOSAL #14: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #15: DEATH BENEFITS/GOLDEN COFFINS                     SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

                                                                          SIGNATURES 

  Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly

    caused this report to be signed on its behalf by the undersigned, thereunto duly

  authorized. 

  VANGUARD CHESTER FUNDS

  By:     /s/F. William McNabb III

              F. William McNabb III*

              Chairman and Chief Executive Officer

  Date:   August 29, 2012

  *By:    /s/Heidi Stam

  Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,

              see File Number 2-11444. Incorporated by Reference.