0001254402-17-000001.txt : 20170302 0001254402-17-000001.hdr.sgml : 20170302 20170302144758 ACCESSION NUMBER: 0001254402-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 9784702900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMMS JAMES A CENTRAL INDEX KEY: 0001254402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18277 FILM NUMBER: 17658225 MAIL ADDRESS: STREET 1: 8383 SENECA TURNPIKE CITY: NEW HARTFORD STATE: NY ZIP: 13413 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0 0000751978 VICOR CORP vicr 0001254402 SIMMS JAMES A 25 FRONTAGE RD. ANDOVER MA 01810 1 1 0 0 CFO and Secretary Common Stock 2017-02-28 4 M 0 3541 5.35 A 48541 D Common Stock 2017-02-28 4 S 0 3541 16.0921 D 45000 D Common Stock 2017-02-28 4 M 0 11459 5.35 A 56459 D Common Stock 2017-02-28 4 S 0 11459 16.1388 D 45000 D Common Stock 2017-02-28 4 M 0 10000 6.29 A 55000 D Common Stock 2017-02-28 4 S 0 10000 16.1388 D 45000 D Common Stock 2017-02-28 4 M 0 7541 8.38 A 52541 D Common Stock 2017-02-28 4 S 0 7541 16.1388 D 45000 D Non Qualified Stock Option 5.35 2017-02-28 4 M 0 3541 0 D 2023-05-14 Common Stock 3541 144871 D Non Qualified Stock Option 5.35 2017-02-28 4 M 0 11459 0 D 2023-05-14 Common Stock 11459 133412 D Non Qualified Stock Option 6.29 2017-02-28 4 M 0 10000 0 D 2014-06-17 2023-06-17 Common Stock 10000 123412 D Non Qualified Stock Option 8.38 2017-02-28 4 M 0 7541 0 D 2016-06-17 2023-06-17 Common Stock 7541 115871 D Granted Under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. /s/Richard J. Nagel Jr. Attorney in Fact for James A. Simms 2017-03-02