EX-99.(H)(2)(H) 4 ex99_h2h.htm AMENDMENT NO. 8 TO THE TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT

 

 

Exhibit 99(h)(2)(h)

 

Amendment No. 8 To

Transfer Agency And Shareholder Services Agreement

 

This Amendment No. 8 To Transfer Agency And Shareholder Services Agreement ("Amendment No. 7"), dated as of July 17, 2023 (“Effective Date”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. ("BNYM"), Manning & Napier Fund, Inc. ("Investment Company"), on its own behalf and on behalf of each M&N Fund (as defined in the Current Agreement) and Manning & Napier Advisors, LLC ("Company"), as service provider to Exeter Trust Company.

 

Background

 

The parties previously entered into the Transfer Agency And Shareholder Services Agreement, made as of March 1, 2017, Amendment No. 1 To Transfer Agency And Shareholder Services Agreement dated as of March 10, 2017, Amendment No. 2 To Transfer Agency And Shareholder Services Agreement dated as of June 12, 2017, Amendment No. 3 To Transfer Agency And Shareholder Services Agreement dated as of October 11, 2017, Amendment No. 4 Transfer Agency And Shareholder Services Agreement dated as of January 1, 2018, Amendment No. 5 To Transfer Agency And Shareholder Services Agreement dated as of March 4, 2020 and Amendment No. 6 To Transfer Agency And Shareholder Services Agreement dated as of November 4, 2020 and Amendment No. 7 To Transfer Agency and Shareholder Services Agreement dated as of August 26, 2021 ("Current Agreement"). The parties wish to amend the Current Agreement as set forth in this Amendment No. 8.

 

Terms

 

In consideration of the mutual promises contained herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties, intending to be legally bound, agree to all statements made above and as follows:

 

1.            Modifications to Current Agreement. The Current Agreement is hereby amended by deleting Schedule B and replacing it in its entirety with the Schedule B attached to Amendment No. 8 To Transfer Agency And Shareholder Services Agreement, dated as of June 15, 2023, among BNYM, Investment Company and Company.

 

2.            Remainder of Current Agreement. Except as specifically modified by this Amendment No. 8, all terms and conditions of the Current Agreement shall remain in full force and effect.

 

3.            Governing Law. The governing law provision of the Current Agreement shall be the governing law provision of this Amendment No. 8.

 

4.            Entire Agreement. This Amendment No. 8 constitutes the final, complete, exclusive and fully integrated record of the agreement of the parties with respect to the subject matter herein and the amendment of the Current Agreement with respect to such subject matter, and supersedes all prior and contemporaneous proposals, agreements, contracts, representations and understandings, whether written, oral or electronic, between the parties with respect to the same subject matter.

 

5.            Signatures; Counterparts. The parties expressly agree that this Amendment No. 8 may be executed in one or more counterparts and expressly agree that such execution may occur by manual signature on a physically delivered copy of Amendment No. 8, by a manual signature on a copy of Amendment No. 8 transmitted by facsimile transmission, by a manual signature on a copy of Amendment No. 8 transmitted as an imaged document attached to an email, or by "Electronic Signature", which is hereby defined to mean inserting an image, representation or symbol of a signature into an electronic copy of Amendment No. 8 by electronic, digital or other technological methods. Each counterpart executed in accordance with the foregoing shall be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed counterparts of this Amendment No. 8 or of executed signature pages to counterparts of this Amendment No. 8, in either case by facsimile transmission or as an imaged document attached to an email transmission, shall constitute effective execution and delivery of this Amendment No. 8 and may be used for all purposes in lieu of a manually executed and physically delivered copy of this Amendment No. 8.

 

1 

 

 

IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment No. 8 To Transfer Agency And Shareholder Services Agreement to be executed as of the Effective Date by its duly authorized representative indicated below. An authorized representative, if executing this Amendment No. 8 by Electronic Signature, affirms authorization to execute this Amendment No. 8 by Electronic Signature and that the Electronic Signature represents an intent to enter into this Amendment No. 8 and an agreement with its terms.

 

 

BNY Mellon Investment Servicing (US) Inc.

 

By:/s/ Michael Spates  

 

Name:Michael Spates  

 

Title:Senior Vice President  

 

Manning & Napier Advisors, LLC

 

By:/s/ Sarah C. Turner  

 

Name:Sarah C. Turner  

 

Title:Corporate Secretary  

 

Manning & Napier Fund, Inc.,

on its own behalf and on behalf of each

M&N Fund, each in its individual and separate capacity

 

By:/s/ Elizabeth Craig  

 

Name:Elizabeth Craig  

 

Title:Corporate Secretary  

 

2 

 

 

SCHEDULE B

 

Dated: June 15, 2023

 

THIS SCHEDULE B is Schedule B to that certain Transfer Agency And Shareholder Services Agreement, dated as of October 11, 2017, by and among BNY Mellon Investment Servicing (US) Inc., Manning & Napier Advisors, LLC, as service provider to Exeter Trust Company, and Manning & Napier Fund, Inc., on its own behalf and on behalf of the Portfolios of Manning & Napier Fund, Inc. listed on this Schedule B.

Portfolios

 

Manning & Napier Fund, Inc.

 

Core Bond Series Class I, S, W and Z
Credit Series Class W
Disciplined Value Series Class I, S, W and Z
Diversified Tax Exempt Series Class A and W
Equity Series Class S and W
New York Tax Exempt Series1 Class A and W
Overseas Series Class I, S, W and Z
Pro-Blend Conservative Term Series Class I, R, L, S and W
Pro-Blend Moderate Term Series Class I, R, L, S and W
Pro-Blend Extended Term Series Class I, R, L, S and W
Pro-Blend Maximum Term Series Class I, R, L, S and W
Rainier International Discovery Series Class I, S, W and Z
Real Estate Series Class I, S, W and Z
Unconstrained Bond Series Class I, S and W
Callodine Equity Income Series Class I, S and Z

 

Exeter Trust Company

 

Manning & Napier Disciplined Value CIT Class U
Manning & Napier Global Equity CIT Class I and Z
Manning & Napier Retirement Target Income CIT Class I, U1 and S
Manning & Napier Retirement Target 2020 CIT Class I, U1 and S
Manning & Napier Retirement Target 2025 CIT Class I, U1 and S
Manning & Napier Retirement Target 2030 CIT Class I, U1 and S
Manning & Napier Retirement Target 2035 CIT Class I, U1 and S
Manning & Napier Retirement Target 2040 CIT Class I, U1 and S
Manning & Napier Retirement Target 2045 CIT Class I, U1 and S
Manning & Napier Retirement Target 2050 CIT Class I, U1 and S
Manning & Napier Retirement Target 2055 CIT Class I, U1 and S
Manning & Napier Retirement Target 2060 CIT Class I, U1 and S
Pro-Mix Conservative Term Collective Investment Trust Fund Class S and U
Pro-Mix Extended Term Collective Investment Trust Fund Class S and U
Pro-Mix Maximum Term Collective Investment Trust Fund Class S and U
Pro-Mix Moderate Term Collective Investment Trust Fund Class S and U

 

 

1 Fund liquidated January 20, 2023. Will not appear on future versions of Schedule B.

 

3