0001145549-20-009909.txt : 20200227
0001145549-20-009909.hdr.sgml : 20200227
20200227133716
ACCESSION NUMBER: 0001145549-20-009909
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200227
DATE AS OF CHANGE: 20200227
EFFECTIVENESS DATE: 20200227
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANNING & NAPIER FUND, INC.
CENTRAL INDEX KEY: 0000751173
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04087
FILM NUMBER: 20660479
BUSINESS ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
BUSINESS PHONE: 585-325-6880
MAIL ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
FORMER COMPANY:
FORMER CONFORMED NAME: MANNING & NAPIER FUND, INC /NY/
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: EXETER FUND INC /NY/
DATE OF NAME CHANGE: 19980226
FORMER COMPANY:
FORMER CONFORMED NAME: MANNING & NAPIER FUND INC
DATE OF NAME CHANGE: 19920703
0000751173
S000003630
International Series
C000010096
Class S
EXITX
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Class I
MNIIX
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Class W
MNIWX
C000206444
Class Z
0000751173
S000003631
Core Bond Series
C000010097
Class S
EXCRX
C000158991
Class I
EXCIX
C000206445
Class Z
MCBZX
C000206446
Class W
MCBWX
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S000003632
Unconstrained Bond Series
C000010098
Class S
EXCPX
C000129800
Class I
MNCPX
C000206448
Class W
MUBWX
0000751173
S000003634
High Yield Bond Series
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Class S
MNHYX
C000116786
Class I
MNHAX
C000206449
Class Z
MHYZX
C000206450
Class W
MHYWX
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S000003637
New York Tax Exempt Series
C000010107
Class A
EXNTX
C000206453
Class W
MNNWX
0000751173
S000003638
Diversified Tax Exempt Series
C000010108
Class A
EXDVX
C000206454
Class W
MNDWX
0000751173
S000025218
Real Estate Series
C000075173
Class S
MNREX
C000116787
Class I
MNRIX
C000206463
Class Z
MNRZX
C000206464
Class W
MNRWX
0000751173
S000037679
Income Series
C000116167
Class S
MSMSX
C000116168
Class I
MSMAX
C000206465
Class Z
0000751173
S000042691
Equity Income Series
C000131963
Class S
MNESX
C000131964
Class I
MNEIX
C000206466
Class W
MNEWX
C000206467
Class Z
MNEZX
N-CEN
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Manning & Napier Fund, Inc.
811-04087
0000751173
549300B31SDCBSJSN672
290 Woodcliff Drive
Fairport
14450
US-NY
US
585-325-6880
The Bank of New York Mellon
135 Santilli Highway
Everett
02149
617-722-7000
Records related to its functions as custodian.
Manning & Napier Advisors, LLC
290 Woodcliff Drive
Fairport
14450
585-325-6880
Records related to its functions as investment advisor
BNY Mellon Investment Servicing (US) Inc.
4400 Computer Drive
Westborough
01581
800-441-9800
Records related to its functions as transfer agent.
N
N
N
N-1A
29
Y
Stephen B. Ashley
000133763
N
Paul A. Brooke
N/A
N
Peter L. Faber
N/A
N
Harris H. Rusitzky
N/A
N
Chester N. Watson
N/A
N
Paul J. Battaglia
006007994
Y
Samantha M. Larew
004928353
290 Woodcliff Drive
Fairport
14450
XXXXXX
Y
N
N
N
N
N
Manning & Napier Investor Services
008-42468
000026266
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
Core Bond Series
S000003631
549300QXKQ03P57OC626
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4
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Manning & Napier Advisors, LLC
801-10733
000105992
549300C4WOTJ3MEC0784
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Interactive Data Corporation (IDC)
N/A
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
Y
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
MANNING & NAPIER INVESTOR SERVICES, INC.
008-42468
000026266
N/A
0.000000000000
0.000000000000
Merrill Lynch Professional Clearing Corp.
008-33359
000016139
549300PMHS66E71I2D34
6838117.930000000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
50039279.990000000000
Stifel, Nicolaus & Company, Incorporated
008-01447
000000793
5WUVMA08EYG4KEUPW589
10425567.900000000000
Amherst Pierpont Securities LLC
008-68282
000150696
549300LGG2RLWD21SU97
20883410.400000000000
Seaport Global Securities LLC
008-53535
000116270
54930028D6D0G5RZJ888
7571182.700000000000
INTL Fcstone LTD
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N/A
549300AWF3TOHRYL7754
GB
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Performance Trust Capital Partners LLC
008-47035
000036155
549300F8NR5Q23JRIY74
25642474.920000000000
RBC DOMINION SECURITIES, INC.
N/A
N/A
549300QJJX6CVVUXLE15
CA
6595229.000000000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
7004431.620000000000
KEYBANC CAPITAL MARKETS, INC.
008-30177
000000566
2EQWV0180Z211YVAD813
55653074.720000000000
304675331.200000000000
Y
203512126.000000000000
0.000000000000
Committed
25000000.000000000000
N
N
N
N
Unconstrained Bond Series
S000003632
5493008PRHULZPPT8B05
N
4
1
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Manning & Napier Advisors, LLC
801-10733
000105992
549300C4WOTJ3MEC0784
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Interactive Data Corporation (IDC)
N/A
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
The Hongkong and Shanghai Banking Corporation, Seoul
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd, Singapore
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG (Indonesia)
529900BYFVEGGOM24P36
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd.
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
National Australia Bank Limited
F8SB4JFBSYQFRQEH3Z21
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services, S.A.
95980020140005970915
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Thailand (SGD)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Argentina
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.P.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of New York Mellon, London
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank International Limited (Portugal)
31OGKFG0Y1795OV0AK56
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC NOMINEES (NEW ZEALAND) LIMITED
213800NHDWIZKO5KIH05
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Copenhagen Branch
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Oslo Branch
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon (Ireland)
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK INTERNATIONAL LIMITED
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank N.A., Brazilian Branch
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A.
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MONTE TITOLI S.P.A.
8156009CEEE1B8C7C646
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corporation
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC New Zealand
213800NHDWIZKO5KIH05
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Istanbul)
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Skandinaviska Enskilda Banken AB (Publ) (Sweden)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex, Mexico City
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Hungarian Branch Office
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ) (Finland)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG (Phillipines)
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank SA/NV
549300OZ46BRLZ8Y6F65
NL
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
HSBC Bank Malaysia Berhad
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
DE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
Y
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
MANNING & NAPIER INVESTOR SERVICES, INC.
008-42468
000026266
N/A
0.000000000000
SG Cowen Securities Corporation
008-22522
000007616
N/A
4050.000000000000
KCG Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
2100.010000000000
Merrill Lynch Professional Clearing Corp.
008-33359
000016139
549300PMHS66E71I2D34
10357.500000000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
5857.500000000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
250.000000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
22712.500000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
32311.850000000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
3157.500000000000
80796.860000000000
JP MORGAN SECURITIES INC.
008-35008
000000079
ZBUT11V806EZRVTWT807
68541461.470000000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
53223948.170000000000
MarketAxess Corp.
008-50727
000044542
GPSMMRI21JE7ZCVYF972
75541478.360000000000
INTL Fcstone LTD
N/A
N/A
549300AWF3TOHRYL7754
GB
148485320.400000000000
RBC DOMINION SECURITIES, INC.
N/A
N/A
549300QJJX6CVVUXLE15
CA
49950271.970000000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
59687672.110000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
67681871.240000000000
KEYBANC CAPITAL MARKETS, INC.
008-30177
000000566
2EQWV0180Z211YVAD813
72985849.850000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
48301336.970000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
85572995.830000000000
1051972814.350000000000
Y
854491804.000000000000
0.000000000000
Committed
25000000.000000000000
N
N
N
N
New York Tax Exempt Series
S000003637
549300NCUSIPK5Z8ET69
N
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Manning & Napier Advisors, LLC
801-10733
000105992
549300C4WOTJ3MEC0784
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Interactive Data Corporation (IDC)
N/A
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
Y
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
MANNING & NAPIER INVESTOR SERVICES, INC.
008-42468
000026266
N/A
0.000000000000
0.000000000000
Jefferies & Company Inc
008-15074
000002347
58PU97L1C0WSRCWADL48
4411180.000000000000
Merrill Lynch Professional Clearing Corp.
008-33359
000016139
549300PMHS66E71I2D34
11248991.500000000000
Roosevelt & Cross, Incorporated
008-09363
000006964
549300EG9JLHGB0PKJ38
5236112.500000000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
7871925.000000000000
INTL Fcstone LTD
N/A
N/A
549300AWF3TOHRYL7754
GB
3981990.840000000000
Mesirow Financial Inc.
008-28816
000002764
549300BIV46SUHPOFE54
6177880.000000000000
Wells Fargo & Co
008-65876
000126292
HC7W1GOP6HSKCVZVFE74
5203558.500000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
9898682.000000000000
KEYBANC CAPITAL MARKETS, INC.
008-30177
000000566
2EQWV0180Z211YVAD813
12755150.500000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4608388.350000000000
99031756.390000000000
Y
115463556.000000000000
0.000000000000
Committed
25000000.000000000000
N
N
N
N
Diversified Tax Exempt Series
S000003638
549300W4FS7KU9RR3W27
N
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Manning & Napier Advisors, LLC
801-10733
000105992
549300C4WOTJ3MEC0784
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Interactive Data Corporation (IDC)
N/A
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
Y
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
MANNING & NAPIER INVESTOR SERVICES, INC.
008-42468
000026266
N/A
0.000000000000
0.000000000000
Merrill Lynch Professional Clearing Corp.
008-33359
000016139
549300PMHS66E71I2D34
13540855.000000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
20205539.050000000000
Fifth Third Bank
N/A
N/A
QFROUN1UWUYU0DVIWD51
18404329.800000000000
HILLTOP SECURITIES INC.
008-45123
000006220
549300IXU82PMU6XZT45
5462050.000000000000
Mesirow Financial Inc.
008-28816
000002764
549300BIV46SUHPOFE54
14324470.550000000000
RBC DOMINION SECURITIES, INC.
N/A
N/A
549300QJJX6CVVUXLE15
CA
10694429.700000000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
23136874.200000000000
UBS SECURITIES LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
6467618.800000000000
PIPER JAFFRAY & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
7330069.200000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
24019298.350000000000
205658117.630000000000
Y
244455039.000000000000
0.000000000000
Committed
25000000.000000000000
N
N
N
N
Real Estate Series
S000025218
549300U9GKH6DQ0BVT50
N
4
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Manning & Napier Advisors, LLC
801-10733
000105992
549300C4WOTJ3MEC0784
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Interactive Data Corporation (IDC)
N/A
N
N
Citibank International Plc
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Shenzhen
213800H3TEBTFHD5JR69
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.P.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of New York Mellon, London
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Copenhagen Branch
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Oslo Branch
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon (Ireland)
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
DE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank N.A., Brazilian Branch
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MONTE TITOLI S.P.A.
8156009CEEE1B8C7C646
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corporation
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex, Mexico City
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ) (Finland)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited - Shenzhen
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd, Singapore
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG (India)
529900XJG4R4MYZD2W75
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank SA/NV
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Mizuho Bank, Ltd.
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
National Australia Bank Limited
F8SB4JFBSYQFRQEH3Z21
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services, S.A.
95980020140005970915
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
Y
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
MANNING & NAPIER INVESTOR SERVICES, INC.
008-42468
000026266
N/A
0.000000000000
JP MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
20748.620000000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
11498.160000000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
12958.250000000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
8294.320000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
7695.300000000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
26124.200000000000
Blair William & Company LLC
008-02698
000001252
549300J0P7XYE8BMZ775
9988.370000000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
16708.630000000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
15349.290000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
21716.030000000000
201960.570000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1458646.000000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
138810.000000000000
1597456.000000000000
Y
301322122.000000000000
0.000000000000
Committed
25000000.000000000000
N
N
N
N
High Yield Bond Series
S000003634
5493000VQ6DXRDU0N128
N
4
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Manning & Napier Advisors, LLC
801-10733
000105992
549300C4WOTJ3MEC0784
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Interactive Data Corporation (IDC)
N/A
N
N
Clearstream Banking S.A.
549300OL514RA0SXJJ44
DE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Bank of New York Mellon, London
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank International Limited (Portugal)
31OGKFG0Y1795OV0AK56
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC NOMINEES (NEW ZEALAND) LIMITED
213800NHDWIZKO5KIH05
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Oslo Branch
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank,
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MONTE TITOLI S.P.A.
8156009CEEE1B8C7C646
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corporation
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company (Canada)
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC New Zealand
213800NHDWIZKO5KIH05
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd, Singapore
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd.
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
National Australia Bank Limited
F8SB4JFBSYQFRQEH3Z21
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services, S.A.
95980020140005970915
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Argentina
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.P.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
Y
Manning & Napier Advisors, LLC
549300C4WOTJ3MEC0784
Y
N
N
MANNING & NAPIER INVESTOR SERVICES, INC.
008-42468
000026266
N/A
0.000000000000
Merrill Lynch Professional Clearing Corp.
008-33359
000016139
549300PMHS66E71I2D34
380.680000000000
JP MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1001.400000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
474.900000000000
ISI Security Group, Inc.
N/A
N/A
5493003NKALVX2ISD253
1616.930000000000
SG Cowen Securities Corporation
008-22522
000007616
N/A
264.230000000000
3738.140000000000
MarketAxess Corp.
008-50727
000044542
GPSMMRI21JE7ZCVYF972
33675729.450000000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
17365513.250000000000
Merrill Lynch Professional Clearing Corp.
008-33359
000016139
549300PMHS66E71I2D34
19760959.250000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
45219414.140000000000
JP MORGAN SECURITIES INC.
008-35008
000000079
ZBUT11V806EZRVTWT807
37029564.250000000000
Jefferies & Company Inc
008-15074
000002347
58PU97L1C0WSRCWADL48
15602640.950000000000
RBC DOMINION SECURITIES, INC.
N/A
N/A
549300QJJX6CVVUXLE15
CA
10121084.300000000000
OPPENHEIMER & CO. INC.
008-04077
000000249
254900VH02JQR2L8XD64
9462956.250000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
12700846.000000000000
DEUTSCHE BANK SECURITIES, INC.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
10513902.500000000000
288120637.140000000000
Y
96446068.000000000000
0.000000000000
Committed
25000000.000000000000
N
N
N
N