-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ng7SiboScsgI9SV5WDJ+bH3fR4ux9HnbWlmMlTG38Hp2l5+mgKKkizBI3JmZbKfZ aNGw/4ujXKo+ygk03umpHg== 0001209191-04-038414.txt : 20040730 0001209191-04-038414.hdr.sgml : 20040730 20040730190007 ACCESSION NUMBER: 0001209191-04-038414 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040702 FILED AS OF DATE: 20040730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10165 FILM NUMBER: 04943415 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER NAME: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEITEL INC CENTRAL INDEX KEY: 0000750813 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 760025431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10811 S. WESTVIEW CIRCLE STREET 2: BUILDING C, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138818900 MAIL ADDRESS: STREET 1: 10811 S. WESTVIEW CIRCLE STREET 2: BUILDING C, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77043 FORMER COMPANY: FORMER CONFORMED NAME: SEISMIC ENTERPRISES INC DATE OF NAME CHANGE: 19870814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELLON HBV ALTERNATIVE STRATEGIES LLC CENTRAL INDEX KEY: 0001218315 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10165 FILM NUMBER: 04943416 BUSINESS ADDRESS: STREET 1: 200 PARK AVE STREET 2: STE 3300 CITY: NEW YORK STATE: NY ZIP: 10166-3399 BUSINESS PHONE: 2128083941 MAIL ADDRESS: STREET 1: 200 PARK AVE STREET 2: STE 3300 CITY: NEW YORK STATE: NY ZIP: 10166-3399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mellon HBV CO Ltd. CENTRAL INDEX KEY: 0001297476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10165 FILM NUMBER: 04943417 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166-3399 BUSINESS PHONE: (212) 808-3950 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166-3399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mellon HBV Alternative Strategies Holdings LLC CENTRAL INDEX KEY: 0001297477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10165 FILM NUMBER: 04943414 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166-3399 BUSINESS PHONE: (212) 808-3950 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166-3399 3/A 1 b51237mc.xml MAIN DOCUMENT DESCRIPTION X0202 3/A 2004-07-02 2004-07-02 0 0000750813 SEITEL INC SELA 0000064782 MELLON FINANCIAL CORP ONE MELLON CENTER PITTSBURGH PA 15258 0 0 1 1 Adviser can designate 2 Dirs. 0001297477 Mellon HBV Alternative Strategies Holdings LLC ONE MELLON CENTER PITTSBURGH PA 15258 0 0 1 0 0001297476 Mellon HBV CO Ltd. ONE MELLON CENTER PITTSBURGH PA 15258 0 0 1 0 0001218315 MELLON HBV ALTERNATIVE STRATEGIES LLC ONE MELLON CENTER PITTSBURGH PA 15258 0 0 1 1 Adviser can designate 2 Dirs. Common Stock 2356132 I See footnote Common Stock Purchase Warrants .6 2004-07-02 2004-08-02 Common Stock 11606306 I See Footnote. Common Stock Purchase Warrants .72 2004-08-12 2011-07-02 Common Stock 15037568 I See Footnote. Standby Purchase Commitment .60 2004-08-02 2004-08-12 Common Stock 113393694 I See Footnote As indicated in its Schedule 13D filing, each of the joint filers hereto (Mellon Financial Corporation ("MFC"), Mellon HBV Alternative Strategies Holdings, LLC ("Holdings), Mellon HBV Alternative Strategies LLC (the "Adviser"), Mellon HBV Company, Ltd. (the "GP") and Mellon HBV Master Multi-Strategy Fund L.P. (the "Fund")) beneficially own as defined in Rules 16a-1(a)(1) and 13d-3 of the Securities Exchange Act of 1934, as amended, more than 10% of the outstanding Common Stock of Seitel. The fund has direct ownership interests, and the other joint filers have indirect ownership interests. The "Amount of Securities Beneficially Owned" in Table I and the "Amount or Number of Shares" in lines 1 to 3 of Table II above are applicable for each MFC, Holdings and the Adviser. For the Fund and for the GP, such amounts are, in Table I, 1,766,132 shares, and in lines 1 to 3 of Table II, 8,699,966 shares, 11,271,996 and 684,998,779 shares, respectively. In addition, the GP beneficially owns 2,778,395 shares or warrants for shares through other Funds which are not reporting persons. Beneficial ownership as defined in Rule 16a-1(a)(2) for each of the filers is limited to their respective pecuniary interests in the funds which hold the Common Stock of Seitel. Common Stock Purchase Warrants equivalent to 11,606,306 shares are beneficially owned by the joint filers. The other shareholders of Seitel have been issued Common Stock Purchase Warrants equivalent to 113,393,694 shares. To the extent these warrants held by other shareholders are not exercised, under the Standby Purchase Commitment, funds and accounts managed by the joint filers are required to purchase the shares not purchased by the other shareholders, up to the total of 113,393,694 shares. Other Common Stock Purchase Warrants equivalent to 15,037,568 shares are also beneficially owned by the joint filers. /s/ Carl Krasik Secretary Mellon Financial Corporation 2004-07-30 /s/ Carl Krasik Attorney-in-fact Mellon HBV Alternative Strategies Holdings, LLC 2004-07-30 /s/ Carl Krasik Attorney-in-fact Mellon HBV Company Ltd. 2004-07-30 /s/ Carl Krasik Attorney-in-fact Mellon HBV Alternative Strategies LLC 2004-07-30 EX-99 2 ex-991.txt ADDITIONAL EXHIBITS Joint Filer Information: Name: Mellon HBV Alternative Strategies Holdings LLC Address: One Mellon Center, Pittsburgh, PA 15258 Designated Filer: Mellon Financial Corporation Issuer and Ticker Symbol: Seitel, Inc. (SELA) Date of Event Requiring Statement: July 2, 2004 (Amendment dated 7/30/2004) Mellon HBV Alternative Strategies Holdings LLC and Mellon Financial Corporation are the direct and indirect parents of Mellon HBV Alternative Strategies LLC (the "Adviser") and as such may be deemed the beneficial owner of the securities of Seitel, Inc. beneficially owned by Funds managed by the Adviser. Mellon HBV Alternative Strategies Holdings LLC hereby authorizes and designates Mellon Financial Corporation to execute and file on its behalf all further Forms 3, 4 and 5 (including any amendments thereto) that Mellon HBV Alternative Strategies Holdings LLC may be required to file with the Securities and Exchange Commission with respect to equity securities of Seitel, Inc. This authority shall continue until a revocation in writing is filed with the Securities and Exchange Commission. MELLON HBV ALTERNATIVE STRATEGIES HOLDINGS LLC Signature: By: /s/ Carl Krasik Carl Krasik, Attorney-in-fact Name: Mellon HBV Alternative Strategies LLC Address: One Mellon Center, Pittsburgh, PA 15258 Designated Filer: Mellon Financial Corporation Issuer and Ticker Symbol: Seitel, Inc. (SELA) Date of Event Requiring Statement: July 2, 2004 (Amendment dated 7/30/2004) Mellon HBV Alternative Strategies LLC is the investment adviser of Mellon HBV Master Multi-Strategy Fund L.P. and certain other funds which hold securities of Seitel, Inc., and as such Mellon HBV Alternative Strategies LLC may be deemed the beneficial owner of the securities of Seitel, Inc. beneficially owned by these funds. Mellon HBV Alternative Strategies LLC hereby authorizes and designates Mellon Financial Corporation to execute and file on its behalf all further Forms 3, 4 and 5 (including any amendments thereto) that Mellon HBV Alternative Strategies LLC may be required to file with the Securities and Exchange Commission with respect to equity securities of Seitel, Inc. This authority shall continue until a revocation in writing is filed with the Securities and Exchange Commission. MELLON HBV Alternative STRATEGIES LLC Signature: By: /s/ Carl Krasik Carl Krasik, Attorney-in-fact Name: Mellon HBV Company, Ltd. Address: One Mellon Center, Pittsburgh, PA 15258 Designated Filer: Mellon Financial Corporation Issuer and Ticker Symbol: Seitel, Inc. (SELA) Date of Event Requiring Statement: July 2, 2004 (Amendment dated 7/30/2004) Mellon HBV Company, Ltd. is general partner of certain funds managed by Mellon HBV Alternative Strategies LLC, as investment adviser, and as such Mellon HBV Company, Ltd. may be deemed the beneficial owner of the securities of Seitel, Inc. beneficially owned by these funds. Mellon HBV Company, Ltd. hereby authorizes and designates Mellon Financial Corporation to execute and file on its behalf all further Forms 3, 4 and 5 (including any amendments thereto) that Mellon HBV Company, Ltd. may be required to file with the Securities and Exchange Commission with respect to equity securities of Seitel, Inc. This authority shall continue until a revocation in writing is filed with the Securities and Exchange Commission. MELLON HBV COMPANY, LTD. Signature: By: /s/ Carl Krasik Carl Krasik, Attorney-in-fact Name: Mellon HBV Master Multi-Strategy Fund L.P. Address: One Mellon Center, Pittsburgh, PA 15258 Designated Filer: Mellon Financial Corporation Issuer and Ticker Symbol: Seitel, Inc. (SELA) Date of Event Requiring Statement: July 2, 2004 (Amendment dated 7/30/2004) Mellon HBV Master Multi-Strategy Fund L.P. is a fund which owns securities of Seitel, Inc. Mellon HBV Master Multi-Strategy Fund L.P. hereby authorizes and designates Mellon Financial Corporation to execute and file on its behalf all further Forms 3, 4 and 5 (including any amendments thereto) that Mellon HBV Master Multi-Strategy Fund L.P. may be required to file with the Securities and Exchange Commission with respect to equity securities of Seitel, Inc. This authority shall continue until a revocation in writing is filed with the Securities and Exchange Commission. MELLON HBV MASTER MULTI-STRATEGY FUND L.P. By: MELLON HBV COMPANY, LTD. its general partner Signature: By: /s/ Carl Krasik Carl Krasik, Attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----