0000750556-19-000205.txt : 20191121 0000750556-19-000205.hdr.sgml : 20191121 20191121153547 ACCESSION NUMBER: 0000750556-19-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chancy Mark A CENTRAL INDEX KEY: 0001300651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 191237363 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST. STREET 2: 30TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-21 0000750556 SUNTRUST BANKS INC STI 0001300651 Chancy Mark A 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Vice Chairman, Consumer Exec. Common Stock 2019-11-21 4 S 0 15000 70.1187 D 195156.926 D Common Stock 1317.6715 I 401(k) Phantom Stock Units Common Stock 2579.6636 2579.6636 D Phantom Stock Units 2020-02-09 2020-02-09 Common Stock 49869.194 49869.194 D Option 27.41 2014-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2015-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2016-02-26 2023-02-26 Common Stock 14948 14948 D Phantom Stock Units 2020-02-14 Common Stock 8155.7308 2928.749 D Phantom Stock Units 2020-02-13 Common Stock 4544.834 4544.834 D Phantom Stock Units 2021-02-13 Common Stock 4652.47 4652.47 D Phantom Stock Units 2020-02-08 Common Stock 18768.517 18768.517 D Phantom Stock Units 2021-02-08 Common Stock 18767.494 18767.494 D Phantom Stock Units 2022-02-08 Common Stock 18767.494 18767.494 D Phantom Stock Units 2019-02-09 Common Stock 3770.144 3770.144 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These units convert to common stock on a one-for-one basis. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the saisfaction of EPS/ROTCE/TSR performance conditions. Performance resulted in the award vesting at 140% of target; because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares. The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $70.10 to $70.155. The reporting person has provided to SunTrust Banks, Inc. full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Curt Phillips, Attorney-in-Fact for Mark A. Chancy 2019-11-21