0000750556-19-000106.txt : 20190301 0000750556-19-000106.hdr.sgml : 20190301 20190301202058 ACCESSION NUMBER: 0000750556-19-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM H JR CENTRAL INDEX KEY: 0001182002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 19651560 MAIL ADDRESS: STREET 1: PO BOX 4418 MAIL CODE 643 CITY: ATLANTA STATE: GA ZIP: 30302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-27 0000750556 SUNTRUST BANKS INC STI 0001182002 ROGERS WILLIAM H JR 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Chairman and CEO Common Stock 2019-02-27 5 G 0 10500 0 D 666320.81 D Common Stock 8086.141 I 401(k) Phantom Stock Units Common Stock 1921.7408 1921.7408 D Phantom Stock Units Common Stock 17813.319 17813.319 D Option 29.20 2012-04-01 2021-04-01 Common Stock 84439 84439 D Option 21.67 2022-02-14 Common Stock 136200 136200 D Option 27.41 2014-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2015-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2016-02-26 2023-02-26 Common Stock 36707 36707 D Phantom Stock Units 2020-02-13 Common Stock 7656.066 7656.066 D Phantom Stock Units 2021-02-13 Common Stock 7656.066 7656.066 D Phantom Stock Units 2020-02-08 Common Stock 10078.7979 10078.7979 D Phantom Stock Units 2021-02-08 Common Stock 10078.7979 10078.7979 D Phantom Stock Units 2022-02-08 Common Stock 10078.7979 10078.7979 D Phantom Stock Units 2019-02-09 Common Stock 10237.505 10237.505 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. Performance resulted in the award vesting at 140% of target. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral. Curt Phillips, Attorney-in-Fact for William H. Rogers, Jr. 2019-03-01