0000750556-17-000085.txt : 20170427 0000750556-17-000085.hdr.sgml : 20170427 20170427124457 ACCESSION NUMBER: 0000750556-17-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170426 FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lienhard Jerome T CENTRAL INDEX KEY: 0001536412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 17787528 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-26 0000750556 SUNTRUST BANKS INC STI 0001536412 Lienhard Jerome T 303 PEACHTREE STREET, N.E. ATLANTA GA 30303 0 1 0 0 CEVP and Chief Risk Officer Common Stock 2017-04-26 4 S 0 11000 D 41066.746 D Phantom Stock Common Stock 1260.2532 1260.2532 D Phantom Stock 2018-02-10 Common Stock 2104 2104 D Phantom Stock 2018-02-09 2018-02-09 Common Stock 3458 3458 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 3459 3459 D Option 64.58 2011-02-12 2018-02-12 Common Stock 22000 22000 D Phantom Stock 2017-02-21 2017-02-21 Common Stock 8623.44 8623.44 D Phantom Stock 2020-02-14 2020-02-14 Common Stock 5773.5778 5773.5778 D Phantom Stock 2017-02-21 2018-02-21 Common Stock 3448.514 3448.514 D Sold at prices ranging from $57.831 to $57.895. Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. - The phantom stock units were acquired under the sunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. - Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. David A. Wisniewski, Attorney-in-Fact for Jerome T. Lienhard 2017-04-27