0001420506-19-001020.txt : 20191106
0001420506-19-001020.hdr.sgml : 20191106
20191106110636
ACCESSION NUMBER: 0001420506-19-001020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191104
FILED AS OF DATE: 20191106
DATE AS OF CHANGE: 20191106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SINGER JULIAN D.
CENTRAL INDEX KEY: 0001628706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37706
FILM NUMBER: 191195484
MAIL ADDRESS:
STREET 1: 2200 FLETCHER AVENUE
STREET 2: SUITE 501
CITY: FORT LEE
STATE: NJ
ZIP: 07024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CCUR Holdings, Inc.
CENTRAL INDEX KEY: 0000749038
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 042735766
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4375 RIVER GREEN PARKWAY
STREET 2: SUITE 210
CITY: DULUTH
STATE: GA
ZIP: 30096
BUSINESS PHONE: 770-305-6434
MAIL ADDRESS:
STREET 1: 4375 RIVER GREEN PARKWAY
STREET 2: SUITE 210
CITY: DULUTH
STATE: GA
ZIP: 30096
FORMER COMPANY:
FORMER CONFORMED NAME: CONCURRENT COMPUTER CORP/DE
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MASSACHUSETTS COMPUTER CORP
DATE OF NAME CHANGE: 19881018
4
1
doc4_778.xml
PRIMARY DOCUMENT
X0306
4
2019-11-04
0
0000749038
CCUR Holdings, Inc.
CCUR
0001628706
SINGER JULIAN D.
2200 FLETCHER AVENUE, SUITE 501
FORT LEE
NJ
07024
0
0
1
0
Common Stock
3586269
I
by JDS1, LLC
Stock Appreciation Rights
2019-11-04
4
P
0
87997
A
2029-11-04
Common Stock
87997
251781
I
by CIDM, LLC
The responding person declaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting
person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Pursuant to an Agreement between the Issuer and CIDM, LLC, dated May 13, 2019 (the "Agreement") and in connection with that certain Management Agreement between the Issuer and CIDM, LLC, the Issuer awarded stock
appreciation rights to CIDM, LLC. Pursuant to the Agreement such stock appreciation rights may only be exercised upon a Change of Control (as defined in the Agreement) by the Issuer. In addition, pursuant to the agreement
CIDM, LLC has the right to receive in cash, on the date of exercise of each stock appreciation right, the excess of (a) the Market Value (as
defined in the Agreement ) per share (b) on the date of exercise over the Base Price(as defined in the Agreement)
Julian Singer
2019-11-06