0001420506-19-001020.txt : 20191106 0001420506-19-001020.hdr.sgml : 20191106 20191106110636 ACCESSION NUMBER: 0001420506-19-001020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINGER JULIAN D. CENTRAL INDEX KEY: 0001628706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37706 FILM NUMBER: 191195484 MAIL ADDRESS: STREET 1: 2200 FLETCHER AVENUE STREET 2: SUITE 501 CITY: FORT LEE STATE: NJ ZIP: 07024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CCUR Holdings, Inc. CENTRAL INDEX KEY: 0000749038 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 042735766 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4375 RIVER GREEN PARKWAY STREET 2: SUITE 210 CITY: DULUTH STATE: GA ZIP: 30096 BUSINESS PHONE: 770-305-6434 MAIL ADDRESS: STREET 1: 4375 RIVER GREEN PARKWAY STREET 2: SUITE 210 CITY: DULUTH STATE: GA ZIP: 30096 FORMER COMPANY: FORMER CONFORMED NAME: CONCURRENT COMPUTER CORP/DE DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MASSACHUSETTS COMPUTER CORP DATE OF NAME CHANGE: 19881018 4 1 doc4_778.xml PRIMARY DOCUMENT X0306 4 2019-11-04 0 0000749038 CCUR Holdings, Inc. CCUR 0001628706 SINGER JULIAN D. 2200 FLETCHER AVENUE, SUITE 501 FORT LEE NJ 07024 0 0 1 0 Common Stock 3586269 I by JDS1, LLC Stock Appreciation Rights 2019-11-04 4 P 0 87997 A 2029-11-04 Common Stock 87997 251781 I by CIDM, LLC The responding person declaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Pursuant to an Agreement between the Issuer and CIDM, LLC, dated May 13, 2019 (the "Agreement") and in connection with that certain Management Agreement between the Issuer and CIDM, LLC, the Issuer awarded stock appreciation rights to CIDM, LLC. Pursuant to the Agreement such stock appreciation rights may only be exercised upon a Change of Control (as defined in the Agreement) by the Issuer. In addition, pursuant to the agreement CIDM, LLC has the right to receive in cash, on the date of exercise of each stock appreciation right, the excess of (a) the Market Value (as defined in the Agreement ) per share (b) on the date of exercise over the Base Price(as defined in the Agreement) Julian Singer 2019-11-06