0001072613-18-000417.txt : 20180720 0001072613-18-000417.hdr.sgml : 20180720 20180720161547 ACCESSION NUMBER: 0001072613-18-000417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180719 FILED AS OF DATE: 20180720 DATE AS OF CHANGE: 20180720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 18962630 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04058 FILM NUMBER: 18962631 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA FUND INC CENTRAL INDEX KEY: 0000748691 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133226146 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 koreafund-4_18217.xml OWNERSHIP DOCUMENT X0306 4 2018-07-19 0 0000748691 KOREA FUND INC KF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 246248 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 63805 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 163103 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 129462 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 105424 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 96019 I As investment adviser to a Dublin, Ireland-listed open-ended investment company Common Stock, par value $.01 per share 122221 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 186578 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 24022 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 21647 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2018-07-19 2018-07-19 4 S 0 6842 36.56 D 830793 I As investment adviser to unaffiliated third-party segregated accounts These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by 10 unaffiliated third-party segregated accounts. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. /s/ Barry M. Olliff, Director - City of London Group PLC 2018-07-20 /s/ Barry M. Olliff, Director - City of London Investment Management 2018-07-20