0001072613-17-000254.txt : 20170407
0001072613-17-000254.hdr.sgml : 20170407
20170407161738
ACCESSION NUMBER: 0001072613-17-000254
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170328
FILED AS OF DATE: 20170407
DATE AS OF CHANGE: 20170407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KOREA FUND INC
CENTRAL INDEX KEY: 0000748691
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133226146
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-3000
MAIL ADDRESS:
STREET 1: ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04058
FILM NUMBER: 17749716
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04058
FILM NUMBER: 17749717
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
3
1
koreafund-3_18052.xml
OWNERSHIP DOCUMENT
X0206
3
2017-03-28
0
0000748691
KOREA FUND INC
KF
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
286250
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
75234
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
189598
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
157455
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
113832
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
115802
I
As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, par value $.01 per share
135829
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
216887
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
27924
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
23968
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
1109978
I
As investment adviser to unaffiliated third-party segregated accounts
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.
No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
/s/ Barry Olliff, Director - City of London Group PLC
2017-04-07
/s/ Barry Olliff, Director - City of London Investment Management
2017-04-07