0001554795-24-000069.txt : 20240325 0001554795-24-000069.hdr.sgml : 20240325 20240325202110 ACCESSION NUMBER: 0001554795-24-000069 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240325 DATE AS OF CHANGE: 20240325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lunger Leah CENTRAL INDEX KEY: 0002011457 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 24780671 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 880490034 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 3 1 ownership.xml X0206 3 2024-03-15 0 0000748268 Red Cat Holdings, Inc. RCAT 0002011457 Lunger Leah 15 AVE. MUNOZ RIVERA STE 2200 SAN JUAN PR 00901 PUERTO RICO 0 1 0 0 Interim CFO Common Stock 1030 D Employee stock option (right to buy) 2.60 2031-06-07 Common Stock 50000 D Employee stock option (right to buy) 1.27 2033-02-08 Common Stock 85000 D Employee stock option (right to buy) 0.89 2033-04-29 Common Stock 25000 D Employee stock option (right to buy) 2.60 2031-06-07 Common Stock 50000 I By spouse Employee stock option (right to buy) 0.89 2033-04-29 Common Stock 21000 I By spouse The option vests quarterly over a 3 year period that began with the quarter ended July 31, 2021. 45,833 shares subject to the option have vested, and the remaining 4,167 shares will vest on June 7, 2024, subject to continuing employment with Red Cat Holdings, Inc. 28,333 shares subject to the option have vested. 7,083 shares will vest each quarter through the quarter ending January 31, 2026, subject to continuing employment with Red Cat Holdings, Inc. The option is fully vested. /s/ Leah Lunger 2024-03-25