0001554795-23-000321.txt : 20231004 0001554795-23-000321.hdr.sgml : 20231004 20231004163036 ACCESSION NUMBER: 0001554795-23-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERNON JOSEPH P CENTRAL INDEX KEY: 0001196100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 231308397 MAIL ADDRESS: STREET 1: 1607 PONCE DE LEON AVENUE STREET 2: SUITE 407 CITY: SAN JUAN STATE: PR ZIP: 00909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880490034 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0508 4 2023-10-02 0 0000748268 Red Cat Holdings, Inc. RCAT 0001196100 HERNON JOSEPH P 15 AVE. MUNOZ RIVERA STE 2200 SAN JUAN PR 00901 PUERTO RICO 0 1 0 0 CFO 0 Common Stock 2023-10-02 4 A 0 3906 0.97 A 358444 D Common Stock 2023-10-02 4 F 0 92 0.97 D 358352 D Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations. /s/ Joseph Hernon 2023-10-04