0001554795-23-000245.txt : 20230804 0001554795-23-000245.hdr.sgml : 20230804 20230804171529 ACCESSION NUMBER: 0001554795-23-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERNON JOSEPH P CENTRAL INDEX KEY: 0001196100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 231144917 MAIL ADDRESS: STREET 1: 1607 PONCE DE LEON AVENUE STREET 2: SUITE 407 CITY: SAN JUAN STATE: PR ZIP: 00909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880490034 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0508 4 2023-08-01 0 0000748268 Red Cat Holdings, Inc. RCAT 0001196100 HERNON JOSEPH P 15 AVE. MUNOZ RIVERA STE 2200 SAN JUAN PR 00901 PUERTO RICO 0 1 0 0 CFO 0 Common Stock 2023-08-01 4 A 0 30000 0.85 A 473243 D Common Stock 2023-08-01 4 F 0 3877 0.85 D 472538 D Common Stock 2023-08-04 4 G 0 118000 1.00 D 354538 D Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock. /s/ Joseph Hernon 2023-08-04