0001554795-23-000194.txt : 20230629 0001554795-23-000194.hdr.sgml : 20230629 20230629163112 ACCESSION NUMBER: 0001554795-23-000194 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221228 FILED AS OF DATE: 20230629 DATE AS OF CHANGE: 20230629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freedman Joseph David CENTRAL INDEX KEY: 0001840083 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 231057836 MAIL ADDRESS: STREET 1: 945 SOUTHSIDE PLACE CITY: NASHVILLE STATE: TN ZIP: 37203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860490034 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4/A 1 ownership.xml X0407 4/A 2022-12-28 2023-05-18 0 0000748268 Red Cat Holdings, Inc. RCAT 0001840083 Freedman Joseph David 3502 RULAND PLACE NASHVILLE TN 37215 1 0 0 0 0 Common Stock 2022-12-28 4 A 0 17442 0 A 425506 D Common Stock 2023-05-16 4 A 0 84905 0 A 510411 D 84,905 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024. /s/ Joseph David Freedman 2023-06-29