0001554795-23-000165.txt : 20230518 0001554795-23-000165.hdr.sgml : 20230518 20230518145249 ACCESSION NUMBER: 0001554795-23-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230516 FILED AS OF DATE: 20230518 DATE AS OF CHANGE: 20230518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Allan Thomas CENTRAL INDEX KEY: 0001840143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 23935621 MAIL ADDRESS: STREET 1: 1400 VILLAGE SQ BLVD STREET 2: UNIT #3-80448 CITY: TALLAHASSEE STATE: FL ZIP: 32312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860490034 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0407 4 2023-05-16 0 0000748268 Red Cat Holdings, Inc. RCAT 0001840143 Evans Allan Thomas 15 AVENIDA MUNOZ RIVERA SUITE 2200 SAN JUAN PR 00909 PUERTO RICO 0 1 0 0 COO, Red Cat Holdings, Inc. 0 Options to purchase common stock 1.06 2023-05-16 4 A 0 875000 0 A 2023-05-16 2033-05-16 Common stock 875000 875000 D Option to purchase up to 875,000 shares of common stock at a price of $1.06 per share were granted as compensation under the 2019 Equity Incentive Plan. These options vest at a rate of 1/3 per year over the course of 3 years, and are exercisable for up to 10 years. /s/ Allan Thomas Evans 2023-05-18