0001554795-22-000324.txt : 20220831 0001554795-22-000324.hdr.sgml : 20220831 20220831072058 ACCESSION NUMBER: 0001554795-22-000324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220826 FILED AS OF DATE: 20220831 DATE AS OF CHANGE: 20220831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Jeffrey M CENTRAL INDEX KEY: 0001397565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 221216260 MAIL ADDRESS: STREET 1: 5 SHELL CASTLE CLUB CITY: PALMAS DEL MAR STATE: PR ZIP: 00791 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860490034 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 15 AVE. MUNOZ RIVERA STREET 2: STE 2200 CITY: SAN JUAN STATE: PR ZIP: 00901-2510 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0306 4 2022-08-26 0 0000748268 Red Cat Holdings, Inc. RCAT 0001397565 Thompson Jeffrey M 15 AVENIDA MUNOZ RIVERA STE 2200 SAN JUAN PR 00909 PUERTO RICO 1 1 1 0 Chairman of the Board, CEO Common Stock 2022-08-26 4 A 0 306240 2.27 A 13005308 D Common Stock 2022-08-26 4 F 0 54128 2.27 D 12951180 D Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment. Represents shares withheld to satisfy tax withholding obligations. /s/ Jeffrey M. Thompson 2022-08-30