0001554795-21-000355.txt : 20210929 0001554795-21-000355.hdr.sgml : 20210929 20210929171648 ACCESSION NUMBER: 0001554795-21-000355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200927 FILED AS OF DATE: 20210929 DATE AS OF CHANGE: 20210929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERNON JOSEPH P CENTRAL INDEX KEY: 0001196100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40202 FILM NUMBER: 211292719 MAIL ADDRESS: STREET 1: 1607 PONCE DE LEON AVENUE STREET 2: SUITE 407 CITY: SAN JUAN STATE: PR ZIP: 00909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Cat Holdings, Inc. CENTRAL INDEX KEY: 0000748268 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860490034 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 370 HARBOUR DRIVE CITY: HUMACAO STATE: PR ZIP: 00791 BUSINESS PHONE: 833-373-3228 MAIL ADDRESS: STREET 1: 370 HARBOUR DRIVE CITY: HUMACAO STATE: PR ZIP: 00791 FORMER COMPANY: FORMER CONFORMED NAME: TimefireVR Inc. DATE OF NAME CHANGE: 20161121 FORMER COMPANY: FORMER CONFORMED NAME: EnergyTEK Corp. DATE OF NAME CHANGE: 20140723 FORMER COMPANY: FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0306 4 2020-09-27 0 0000748268 Red Cat Holdings, Inc. RCAT 0001196100 HERNON JOSEPH P 370 HARBOUR DRIVE HUMACAO PR 00791 PUERTO RICO 0 1 0 0 CFO, Secretary and Treasurer Common Stock 2020-09-27 4 M 0 77222 3.60 A 77222 D Stock Option 0.82 2020-09-27 4 C 0 100000 0.82 D 2021-01-23 2030-01-28 Common Stock 100000 1000000 D Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. /s/ Joseph Hernon 2021-09-29